213. Human Questions and World Answers: Eighth Lecture
09 Jul 1922, Dornach |
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213. Human Questions and World Answers: Eighth Lecture
09 Jul 1922, Dornach |
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This time I wanted to use a personal example to make it clear how what we now call anthroposophy had to grow out of the whole of spiritual life. After all, the objection is justified when it says: When such things are discussed, we are actually dealing with a narrower circle. One is considering individual scientific, philosophical or otherwise striving people who have not become known to the greater mass of humanity, and one actually then places oneself outside of what lives in the great masses of people. But you only need to look a little more impartially and you will not be able to see things in this way. One must only bear in mind that everything that lives as the content of the soul, and as the impulse for all the actions and omissions of the great masses of people, comes from the influence of certain leading personalities who may not have received any knowledge of what personalities of the kind we have been considering experience in their quiet study, as one says. But one must bear in mind that in such personalities, time itself pulsates with their thinking and feeling, so that a larger number of people, and especially those who acquire a higher education, absorb what such personalities experience and then carry it back to the places where the leading personalities of humanity, who influence the masses, also educate themselves. So that, just by observing the experiences of people living in their quiet study, one can see what constitutes the impulses that will then live in the great masses of people at some time. We just do not usually recognize the channels through which these spiritual impulses pour into the great masses of people. And so, in the end, what lives in truth, in reality, in the culture of our time, can only be seen as we have seen it again in these days, and it is justified to say that out of the deepest spiritual experience of the nineteenth century, something like anthroposophy was bound to arise, because the spirit of the age, being what it was, actually crushed human souls, as we have just seen from the outstanding example of Franz Brentano. And in order to generalize a little more about what I am actually trying to achieve with these observations, I would like to extend the observation to a somewhat wider circle. We find Franz Brentano, still a devout Catholic, as a teacher of philosophy in Würzburg. After what I said yesterday and the day before, we can roughly imagine the philosophical problems that Franz Brentano, still thoroughly Catholic and with a keen intellect, presented from his lectern in Würzburg. He tried to explain everything with his keen intellect, but in the background, what he had received from Catholic theology always lived with him. Many an extraordinarily significant thought emerged from there. For example, the realization of the newer scientific theory of evolution was already alive in Franz Brentano, which is based on the fact that the human brain is not entirely dissimilar to the brain of the higher apes. This purely naturalistic theory of evolution drew the conclusion from this that there is a relationship between humans and higher mammals. Franz Brentano also accepted this assertion positively, just as he did not negate scientific knowledge in general, but accepted it positively. He said: Well, of course, natural science can show that the human brain is not very different from that of anthropoids. But if you look at the mental life of anthropoids and that of humans, you find an enormous difference. Above all, we find the difference that even the highest ape species cannot develop abstract concepts. Man can develop abstract concepts. So if, as Franz Brentano thought, the human brain is so similar to the ape brain, then it must be said that the thoughts that man develops for himself cannot come from the brain, because otherwise they would also have to come from the ape brain. We must therefore conclude that man has something that represents a special soul substance from which thoughts arise that anthropoids cannot grasp. Thus it was precisely from the assimilation of scientific knowledge that Franz Brentano concluded the independence of the soul substance. This was still the case in the years from 1866 to 1870, when he was a teacher of philosophy in Würzburg, because in the background of what he developed philosophically was still what had remained for him as an overall view of the world from Catholic theology. However, when Franz Brentano later outgrew Catholic theology more and more and grew more and more into what was peculiar to him from the beginning, but which was initially still illuminated by Catholic theology, when he grew more and more into a merely scientific understanding of the phenomena of the soul, he lost the substance of the soul and could no longer say anything about it. His ability to perceive simply weakened when he wanted to rise from the mere socialization and separation of ideas to the problem of the inner soul life itself. Now I have already told you that this scientific way of thinking, however much individual followers may resist it, is nevertheless nothing more than a straightforward continuation of scholastic thinking. Scholastic thinking has led to the statement: Revelation is about the supersensible world; the sensible world, with a few conclusions drawn from sense observation, can alone be the object of human knowledge. — And what was cultivated among the scholastics, that is, on the one hand, they took what was attainable only by human sense knowledge as a science, and on the other hand, what was available as knowledge of the supersensible world through revelation, that also developed in the further throughout the sixteenth, seventeenth, eighteenth and nineteenth centuries, to such an extent that natural phenomena were observed according to the principles actually stated by the school, and the doctrine of revelation for science was simply dropped. Thus, in the sense that I have just expressed, modern natural science can be called a true child of medieval scholasticism, and therefore it should not surprise us when we see how people who continue to adhere to revelation, as Franz Brentano did in his youth and as Catholic scholars still do today, readily admit the validity of natural science, which is limited to the sense world alone, and hold fast only to the view that one must not strive after a knowledge that extends to the supersensible; for this supersensible must remain the object of the belief in revelation. Thus it is easy to imagine that natural scientists and Catholic theologians work together at an institution without any dispute arising over the area in which the Catholic theologian wishes to work and that which he concedes to the natural scientist. I would like to give an example of this. Let us look at how Franz Brentano taught logic, metaphysics, ethics, and the history of philosophy in Würzburg from 1867 to 1870. Now, to make the matter quite clear to you, I would like to stay in the same place, in Würzburg, and visualize Brentano's lecture hall, around the year 1869, where he taught the subjects I I have just characterized, where he spoke of how, in addition to the similarity of the brain to that of higher apes, there must be a soul substance that ordinary thought in man brings forth. Let us now take another chapter that he also presented at that time: On the Existence of God, on the Proofs of the Existence of God. There he presented in a sharp-witted way everything that the mind of man can bring forward for the existence of God, and of course he pointed out in the end that one can only approach this existence of God with human knowledge, that the truth about the existence of God must be given through revelation. Now let us vividly recall how Franz Brentano, with an ecclesiastical-Catholic sense, presented his metaphysics, his philosophy, to a large audience, taking full account of natural science, and how he approached the highest problems of man in this way, and let us go from Franz Brentano's lecture hall at the University of Würzburg to the lecture hall of the physiologist Adolf Fick. For at the same time that Brentano was lecturing on metaphysics and philosophy, Adolf Fick was lecturing on physiology in Würzburg. Now I would like to show you what a listener in Adolf Fick's lecture hall of physiology could hear, a listener who might have just been listening to philosophy at Franz Brentano's, out of such a mind as I have just characterized for you. The following idea was presented: I am only quoting, because what I am telling you now is contained almost word for word in the lectures that Adolf Fick later gave at the University of Würzburg. He said something that could be summarized in the following sentences: We consider, for example, warmth, which we first perceive through our sensation. When we touch a body, it seems warm or cold to us; we have sensations of warmth. But what corresponds to these sensations of warmth in the external world is a movement of the smallest parts of the bodies, that is, a movement that is carried out in the atoms and molecules or also by the atoms and molecules in space. If, for example, we look at a gas, then this gas must be enclosed in a space that is closed on all sides; but the atoms and molecules of the individual gas are present in it. However, they are not in a state of rest, but are floating back and forth, bumping into each other and into the walls. So everything in it is in motion and turmoil (see drawing). And if we touch with the surface of our skin what is only a movement inside, we have the sensation of warmth. [IMAGE REMOVED FROM PREVIEW] This view was common in the natural sciences at the time; it was the view that emerged in particular from the work of Julius Robert Mayer, Helmholtz, Clausius and other natural scientists of the time. Jose, the English brewer who was also a naturalist, had discovered that water can be heated by a movement, for example, of a paddle wheel moving in the water. One could then measure how much work the paddle wheel does and how much heat is generated, and this gave one the opportunity to say: Heat is generated by movement, by mechanical work. This must therefore be nothing more than a transfer of the visible movements performed by the paddle wheel as it turns in the water; this is transformed into invisible movements, which, however, are then felt as heat. So heat was definitely understood as a kind of movement. But now, in those days, it had been discovered that not only heat can be converted into motion, but that other forces of nature can also be converted into motion. And so a physiologist like Adolf Fick was able to announce at the time that all natural forces, magnetism, electricity, chemical forces, can be transformed into one another, that one can be converted into the other, that basically the only difference is that we perceive the different forms of movement with our senses in a different way. So if we disregard what we have within us in the way of sensations of warmth, light and so on, and look at what is outside in space, there is only movement everywhere. This physiologist then continued this observation by saying: Even when we look at the human body, the highest organism – and here Adolf Fick came into his actual domain, physiology – we cannot assume a special life force that sets the parts, the molecules of the human organism, in particular motion, but that which moves outside when we perceive heat, any kind of tension or electricity or magnetism, that is also active in the human body. He then explained how carbon burns to form carbonic acid, how hydrogen burns to form water, and how the oxygen that is absorbed causes the oxygen in the human body to be consumed by combustion. He then discussed how to determine how a certain amount of oxygen is absorbed and how a person releases heat. In those days, experiments had already been carried out with the calorimeter to determine how much heat is released by this or that animal, and they had also been carried out on humans, and it had been found that the results were inaccurate. But it was said that mistakes had been made in the experiments, and approximate figures had been found from which it emerged that what corresponded to the absorption of a certain amount of oxygen was then released as heat. It was assumed that some of what is processed internally is converted into muscle movement, that what is produced as heat in the human body through the combustion of carbon to form carbonic acid or hydrogen to form water, is represented by such movements in the human body. Man inhales oxygen. Hydrogen burns to water, carbon burns to carbonic acid. What makes man warm inside, but what he then radiates, is only the movement of his smallest parts. Only after the transformation of the forces do parts transform into what underlies muscle performance when a person not only radiates warmth but also does work with his muscles or even just moves his limbs. So that one can say: Man as a whole is a kind of complicated physical-chemical device that radiates warmth and does work through the inhaled oxygen. Adolf Fick continued in a manner that he said: But if people continually breathe oxygen and consume the oxygen by using it as a combustion agent, it should have been noticeable long ago in the history of the Earth that the oxygen would have become less. But that is not the case. But this can also be explained because oxygen is always being produced. The plants are irradiated by the sun, and as the plants absorb the sunlight, they release oxygen. This in turn releases the oxygen. Man can breathe it in again. What humans and animals consume in oxygen is always produced again by the plant world. Furthermore, Adolf Fick said in his lectures: At least the sun should get colder, since it radiates light and heat continuously. He then explained how one could calculate how much colder the sun should be. Julius Robert Mayer had already calculated this and had also shown that the sun should have cooled down long ago, that it could no longer radiate heat at all, given the amount it radiates. Therefore, Julius Robert Mayer assumed, and Fick presented it in his lectures, that comet masses, of which, according to Kepler's saying, there should be many more in space than fish in the ocean, would continually crash into the sun. When something impacts a body, new heat is generated. Through this continuous approach, the solar heat and thus also the sunlight are constantly being recreated. It was only, as Adolf Fick assured, an embarrassment because one would have to assume that such masses are always present. So one would have to assume that the masses that fly into the sun are thrown out again so that they can fly in again later. But he also found a way out of this by showing that according to the so-called second law of mechanical heat theory, it is not necessary for the heat of the sun to be always present, because it is a law of development, which, however, can be proven in the strictest sense – at that time Clausius had already published the second law of mechanical heat theory – that through the transformation of forces, forces are continually transformed into heat, but heat cannot be transformed back into forces, so that heat is always left over, so that ultimately everything that happens in the world must transform into states of heat that balance each other out. Then there will be nothing left of what happens in the world but the so-called heat death. And everything must end in this so-called heat death. Thus Adolf Fick presented how the earth, with everything that happens on it, including man, develops into this heat death, and how all events in this heat death will one day come to an end. A strictly physical worldview! We can imagine how Adolf Fick, the physiologist, presented this doctrine as a physical world view, while over in his lecture hall Brentano presented what I have just described to you. But now I would also like to tell you two conclusions from these two lectures. Let us assume that Brentano, in his lecture hall, once closed his lecture as follows: When we consider the scientific view of the development of the world, we must start from an initial stage that can be scientifically understood. We arrive at a final state, which today even science describes as the heat death. But all this is permeated and inspired by divine spiritual happenings. We are led to the beginning, where a creative act of God calls into being that which can then be observed scientifically. We come to the heat death, from which only a creative act of God can continue the evolution. — This is what Franz Brentano might have said as the conclusion of one of his lectures, and that is what he said. Let us assume that the two lectures took place one after the other, not simultaneously, and that a student, after hearing Franz Brentano, went over to Adolf Fick to listen to the final lecture on physiology. What would he have heard there? Well, I am just quoting, I am just saying what Adolf Fick himself said in those years, around 1869, at the same university where Brentano taught. He said, after he had preceded such considerations, as I have just explained to you now, in a whole series of lectures: We come to the point that once upon a time everything that happens around us and in us, in the heat of death, that is, in the end of the world. But if we can assume such an end of the world according to all the rules of natural science that we have now, if nothing is forgotten, if we must assume such an end of the world according to strict natural science, then it is inconceivable that this world did not also have a beginning; for one cannot imagine that a world that has existed from eternity with natural scientific events would not have long since reached the heat death. Since this heat death must therefore develop only after some time, this world must also have had a beginning, that is, Adolf Fick concluded, it must have originated from a creative act of God. So you could go to a lecture by Franz Brentano in the Catholic theological philosophy department and hear the conclusion that I have just characterized, and then go to the physiologist – not one of the type of “fat Vogt” and the like, who just did not think things through, but to a physiologist who thought things through – and he said the same thing, only based on the principles of natural science. This is an extremely interesting fact. It means that if one did not go further than pointing to a creative act of God from the point of view of natural science, one was entirely in line with what was being presented in the neighboring lecture hall from the perspective of Catholic theology. What could a student do who had heard this view from Adolf Fick, who had heard, for example, how the world is physically constituted, but that it can even be proved that it emerged from a creative act of God? Adolf Fick would have simply told him: If you want to know something about this act of God, go to the other lecture hall where Catholic theology is being presented! A student would have felt that way in any case. And now put yourself in the shoes of Franz Brentano. At the time, he was able to make such a final conclusion directly with his scientific mindset because what seemed certain to him about the supersensible world came from Catholic theology. Ten years later, it was no longer so. Ten years later, as I have described to you, he could no longer find the supersensible world fully based on the doctrine of revelation in the sense of Catholicism. That means in other words: if the listener went over from natural science to where he was supposed to hear the supplement that natural science itself demands, then the person who could no longer hold on to the old traditions of revelation could no longer tell him anything. And that was basically how it was when Franz Brentano lectured in Vienna. He had recently left the Church. He came to Vienna in 1874; in 1873 he had actually only completely left, although he had already inwardly disintegrated with the Church after the dogma of infallibility. But he was so attached to the Catholic Church that for many years he thought about the matter thoroughly. Now we can no longer imagine that, as in the 1960s, a student could have gone from the lecture hall, let's say instead of Adolf Fick in Würzburg, from Brücke in Vienna or some other physiologist, because they all said the same thing, of course, he couldn't have gone to Franz Brentano and found the complement there. For with Franz Brentano he certainly heard extraordinary and interesting things about ethical and psychological problems, but nowhere did Brentano find the possibility of passing through direct knowledge to the supersensible. We see from this example in particular how the possibility of coming to the supersensible from the old spiritual culture disappears if one does not want to return to the old belief in revelation. This is the most important spiritual cultural fact of our time. For it is out of the moods that could be awakened by something like this that the souls of the leader-natures have grown. And it is through what these leader-natures have achieved that we have ended up in the cultural chaos of our time. Now I would like to show you the problem from a different perspective. Among those who were still studying at the time when Franz Brentano was performing his brilliant deeds at the university, was Richard Wahle. In 1894, Richard Wahle wrote his book, which is actually much more important than is usually the case in philosophical circles: “The Whole of Philosophy and its End, its Legacies to Theology, Physiology, Aesthetics and State Pedagogy.” Anyone who looks at the development of intellectual life with an open mind must point to this book in particular as being an extremely significant phenomenon. I would like to briefly characterize the way in which Richard Wahle viewed the world. This view was born entirely out of what Richard Wahle undoubtedly received as powerful stimuli from Franz Brentano, and out of what else was available in terms of intellectual culture at the time. Richard Wahle says: What do we actually experience of the world? Well, what we experience of the world is that “events” occur before us. I am standing there; the walls, the light, the lamps, the people appear before my eyes. I have to make these occurrences my personal experiences through my perceptions. There are occurrences everywhere that are given to me through perceptions. I carry nothing else within me but the perceptions of the occurrences. The world is a sum of occurrences that represent themselves to me through my perceptions. But let us look impartially at what we actually have. Do we ever have a table in front of us? We have an occurrence that is represented to us by the idea of the table. Do we have a person in front of us? We have an occurrence that is represented to us by the idea of the person. We have nothing but the representatives of occurrences. It is extraordinarily ingenious at the moment when one was so influenced by Franz Brentano that one perceived how he, as I told you yesterday, eliminated the will and only allowed the life of representation and, at most, the life of feeling to count. This life of representation only gives subjective representatives of occurrences. And what are these occurrences like? They are powerless, thoroughly powerless! For, let me give you a drastic example: the event of one person slapping another — it is an event or a sum of events — I don't know what is behind it! Richard Wahle says quite correctly in his way: We only have the events, represented by the subjective ideas. We cannot get to the primal factors. He fully admits that primal factors are hidden behind what we have as human beings, but we cannot get to them. Therefore, we come to nothing but agnosticism. We have to admit to ourselves that when one person slaps the other, my idea of the moving hand is powerless, that it is by no means sitting on the other person's cheek. I only have the idea. Wahle resolves everything that is accessible to man into subjective representations of events. Even what we perceive within ourselves are events that only emerge from within, instead of being given by events from outside. Again, we know nothing of the primal factors that are within ourselves. We don't even have a conception of which primal factors underlie the occurrence when my own hand rises from my thought, which is powerless and cannot itself give the other person a slap in the face. We don't know what factors underlie it, we don't know what underlies us. But we cannot possibly admit that the thought, which is given to us alone, gives the other a slap in the face, because thought is completely powerless, and if we take the greatest heroes in history, they are only given through subjective thoughts. Imagine, for example, Bismarck: he is only given as a subjective representative of events. The contents of his soul life, even of that of the greatest heroes, did not do the deeds. The deeds were done by the primal factors. But man does not penetrate to the primal factors. In Brentano you see the striving out of a view that still strives towards reality, but towards a reality that is only given through the faith of revelation, towards the pure intellectualism of the life of representation, where he falters, so that he cannot even continue his “psychology” beyond the first volume. And you see how Richard Wahle, who comes from the same time direction, feels compelled to stick to the content of the intellect when faced with weak ideas. Everything becomes weak. Man only develops intellectual concepts and finally realizes that they are weak. It was a significant experience for me when, after my first lecture in Vienna, Richard Wahle told me: I also have my ideas about the primal factors, but basically we are only a kind of gravedigger compared to the ancient philosophers. — Richard Wahle is a particularly harrowing example, for he was condemned to make the ultimate confession in the most spirited way: that man, from the newer culture, can gain nothing in his soul but something that is weak and anemic. I then quietly touched on the names of the teachers back when Wahle was still a student in Vienna, namely Zimmermann and Franz Brentano. He said, “Yes, at least they still dared to make claims, we can't even do that anymore.” And look at what was published as a book in 1894: “The Whole of Philosophy and its End, its Legacies to 'Theology, Physiology, Aesthetics and State Pedagogy.” Theology! Should what is theological tradition be taken up again? Should man completely renounce the attempt to penetrate to the supersensible himself? Should we simply go back to what Franz Brentano had to leave in such a significant way? How, then, should the process take place whereby that which philosophy once offered is to pass in part to theology as a legacy? How should what philosophy has offered pass to physiology as a legacy? Just think — physiology, in the sense of Adolf Fick, leads us to an act of creation by God at the beginning of evolution. This legacy would therefore not be able to provide anything satisfying. According to the demands of science in the present day, aesthetics would certainly not be accepted as something that is capable of somehow leading into the fields of truth. And state education? Well, it is quite understandable that someone who cannot establish a connection between themselves and the spiritual world appeals to those ideas that are created by people within human societies, that he wants to channel what should lead to action into state education education in the broadest sense; that everything that leads the human being, be he child or adult, to action, should be determined by state laws, that certain directions should be given to him by state laws. We see agnosticism in its most spirited, most energetic, most conscientious bloom in this book “The Whole of Philosophy and its End”. And how could it have been otherwise? I want to express in a single image what I would now like to say. Philosophy, love of wisdom; one can only love something that one knows as a living thing. As long as one knew Sophia as something living, one could speak of Philosophia. Now that Sophia is supposed to be only an aggregate of everything possible that can be found in the universe in terms of the inanimate, the Philo also had to fade away. Basically, this revolutionary Richard Wahle did the most consistent thing one could do in the field of philosophy. He simply stated what has become of philosophy under the influence of mere intellect. One can no longer love that. It must fall apart into indifferent things. It must have reached “its end.” After Sophia has died, there can be no more love for the dead Sophia, at most in memory. But then one could only write a story about the now deceased philosophy. One could dedicate a good memoir to it. Of course, the history of philosophy could still be written. One could still galvanize old systems. That has basically become the most common thing among the new philosophers. There have been New-Kantianers, New-Fichteans, Haeckelianers; everything that can remind one of the love for a dead lover has arisen. And if we consider the powerless and insipid subjective representations of the events, which are, however, the intellectualistic representations, then we will understand the whole course. But then we will also understand that in fact the old philosophical thinking has come to an end, must have come to an end. That is why, in my book “Riddles of Philosophy”, after having presented the whole course of philosophy from the ancient Greek philosophers to the second half of the 19th century, I tried to show how what philosophy was must pass over into anthroposophy. The last chapter is therefore a sketchy presentation of anthroposophy. The fact that one must proceed in this way, that in today's historiography of philosophy one must have anthroposophy as the last chapter, is not the result of subjective considerations, but of the objective course of historical development itself. And when we consider the most characteristic personalities of modern times, they force us to look at it this way. For, after humanity has really come to the anemic and powerless concepts that no longer contain any reality, after humanity has forgotten that these concepts are the corpses of what once was, before we descended from spiritual worlds into earthly life, it is necessary that we revive these concepts and ideas through meditation and concentration, by means of what you will find presented in my book “How to Know Higher Worlds.” And we are faced with the task of not stopping, as Franz Brentano did with the concepts of natural science, for example, but of taking them up and giving them life through the inner spiritual work that consists of meditation and concentration. And then the scientific conceptions of the most recent times will lead most surely up into the supersensible world. Then they will lead to the evolution of that method which is the method of anthroposophy; then the method of anthroposophy will develop out of natural science. This, in turn, can then imbue the anemic and powerless representatives of the events with essence, with life, because this essence, this life, must arise from the intellect itself for a humanity that has once advanced to the intellect. And I would like to say: Franz Brentano also seems to me to be particularly characteristic when it comes to the more intimate aspects of the problem. When he was still a fairly young man, he wrote a letter to an acquaintance about meditation, because he was attached to the meditation that had been taught to him from his Catholicism, but which he never led to the independent development of an inner spiritual life. Franz Brentano wrote something like this about the meditation he had come to know: “I advise you not to give up meditation. He who leads only an active and not a contemplative, meditative life, lives only a quarter of life; three quarters of life must be lived by devoting oneself to meditative contemplation. Everything that can bring one close to God can only come from meditative contemplation. — Then he concludes with the characteristic sentence: “I would rather die than give up meditation.” But it was a meditation that had been trained from ancient spiritual life. And we feel the tragedy of a personality who loves meditation so much and yet, because he is fettered by science, cannot develop into a free meditation that leads him to a renewed grasp of the spiritual and supersensible life. Perhaps it can be seen from this passage in the letter how Franz Brentano was led by an inner necessity to the gates of anthroposophy, but how he could not unlock them because he rejected everything that he believed should be rejected by the scientific attitude and way of thinking. It is a simple fact that science has certain limits. If science does not merely say, “There is nothing more to be achieved,” but, in the words of Adolf Fick, Franz Brentano's colleague at the university, must say, “There is a creative act of God, a creative deed,” then one can also say, “Just as it is legitimate to make one's observations in the whole realm of the physical, it must also be possible to make these observations here.” The physical does not just set limits, but it points out that there is something that must also be considered positively. It is truly not a subjective arbitrariness when one points out these things today, when one points out the necessity of anthroposophy for general human culture, but rather: anyone who looks at the history of spiritual life without prejudice can see the necessity of anthroposophy precisely from it. Suppose anthroposophy were recognized as a science. In that case, the Adolf Ficks would simply teach: This is as far as physical research goes; I cannot say anything about what comes after this, but there is a continuation, which is anthroposophical research. However, what will happen physically at the end of world evolution, something like the heat death, will only be seen in the right light when the whole evolution is considered as in my “Occult Wissenschaft im Umriß (Occult Science), where even the existence of Saturn is traced backwards to the beginning, where you also have the existence of nature at the beginning, consisting only of warmth, and then again the existence of Vulcan, also consisting of warmth. But the creative activity of the spirit is not only observed at the beginning and the end; throughout the entire process of evolution, the physical is always considered in connection with the spiritual forces and spiritual deeds of those spiritual entities that do not undergo physical embodiment. So of course it will not be the case that the anthroposophical and the physical stand side by side, but rather that the two will permeate each other. When, for example, we consider individual physical facts, we will have to hear a great deal about the spiritual forces that are at work in the physical world. Then we shall no longer speak merely of occurrences and unknown factors, but we shall speak of how, in what appears as occurrences, we can find the unknown primal factors not only at the beginning and end of the development, but throughout the entire development. I would like to make this clear to you with the help of an image. Suppose you have a mirror and you see what I have just described. We can stick with the sensualization, even though it is somewhat drastic. You see in the mirror what I have described, namely one person slapping the other across the face. There you have the whole process in the mirror image. You certainly have images, and you will not be able to say that this image is so powerful that it slaps the other image. But that is more or less how the philosopher of modern times must think about his ideas. They are powerless like the mirror images. One mirror image cannot slap the other. But the philosopher, Richard Wahle, for example, goes further in a very spirited way. He says: We cannot get to the original factors, even if I have two people in front of me, so to speak, one of whom is slapping the other one. I only have the idea of this, and the idea of person A cannot give person B a slap in the face. And I cannot get to the original factors, to what actually gives the slap in the face. This image helps to make it quite clear: the reflection of A cannot give the reflection of B a slap in the face. But look clearly at the reflections, and you will see all kinds of movements. You will not, however, think that this image here has been particularly hurt by the slap in the face; nor will you be able to feel any real sympathy for this image because it has received a slap in the face. But just keep looking! Look at the face of this picture afterwards, after it has received the slap, and you will find something in this face that would be inexplicable if it were merely a picture without strength or vitality. In other words, philosophy had come to a point in Richard Wahle where it could only speak of events, but could not read into them, because all the old atavistic clairvoyance, which alone made reading possible, had been lost. You read into the image of the person who gets slapped, into the forms that the face takes, that it points to primal factors. If you open a book, you read in it, if you know how to read, without being able to say: Yes, I don't see the primal factors. — Because what you read does lead you to a certain understanding of the primal factors. We must learn to read again in what the phenomena are. We can readily admit that in the intellectual age only the representations of the events are there; but if we are able to approach these subjective representations with inner strength, then we will understand how to read them again. Then we will not become Kantians, but we will become anthroposophists who say to themselves: Of course, we cannot gain anything about the original factors from the representations that are immediately available to us. But if we know how to read the world, then we will gradually work our way through the events to an understanding of the pre-factors. But this can only happen if we bring inner strength into our soul life again. And this can only be achieved through the paths indicated in meditation and concentration and so on. We may say, then, that modern philosophy has expressed and squeezed out of itself everything that gives life to the intellect. It was the fault of human beings that they could not find the way into the supersensible worlds, and we must learn from the time in which these human beings lived to strive for such an inner development that this way into the supersensible worlds can be found again. This is what I wanted to discuss with you today, through a somewhat detailed historical examination of the second half of the 19th century. Through this examination, I wanted to prepare some things that I will then expand on in the next lectures. |
213. Human Questions and World Answers: Ninth Lecture
14 Jul 1922, Dornach |
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213. Human Questions and World Answers: Ninth Lecture
14 Jul 1922, Dornach |
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The purpose of last week's lectures was to provide a certain historical perspective, showing how especially deeper-disposed personalities had to struggle with the currents of the 19th century, and in particular, how the contemporary scientific way of thinking prevented deeper natures from finding their way into the spiritual world. When we make observations directed at the personal, as we have done in relation to Franz Brentano, we can see much more intimately, in the inner soul struggles of human beings, in what has taken place in the spirit, what the great struggles and currents of the time are, than when we characterize only in the abstract. In the last issue of our journal 'Das Goetheanum', I pointed out how Franz Brentano, who, starting from Catholicism and immersing himself in the scientific mentality, got stuck, so to speak, in the physical-earthly, no longer found his way back into the spiritual, as he faced another personality who actually - albeit with some modification - suffered the same fate. That is Nietzsche's personality. Just as one can show in the case of Brentano how the natural-scientific world view took hold of him and never let go of his devout Catholicism, and how one can show how this characterizes the entire course of his philosophical development, one can show something similar in the case of Nietzsche. It can be shown that Nietzsche, starting not from Catholicism but from a different spirit, was also held back by natural science within the physical-sensual, just as he could not, like Brentano, rise into the spiritual, but then his fate took a similar but still different path. Brentano immersed himself in the spirit of natural science as early as the 1860s, and we have seen how the dogma of infallibility, as a wave of fate bearing down on him from outside, so to speak, then completely alienated him from his church. Nietzsche, who is a few years younger, went through a similar process of development in the 1870s. He did not start out from Catholicism. He actually started from an antique-like artistic world view, from what the modern human being develops as a world view when he absorbs more of the Greek way of looking at the world in his youth. And it can be said that Nietzsche was as passionate about the Greek way of looking at the world and about an artistic world view in general as Brentano was about Catholicism. He believed that in Richard Wagner and his art he found a renewal of Greekness. And just as Brentano had participated in all Catholic practice and had completely absorbed himself in everything that Catholic worship can evoke within a person, so Nietzsche immersed himself in Wagner's art, in which he believed he saw a resurrection of what the Greek way of looking at the world was. This is how he wrote his first writings, and this is how he experienced the irruption of the scientific way of thinking into his soul in the 1870s. Before that, he was filled with the view that great human ideals are given to man in an independent spiritual sphere, that man can place these great ideals, the moral, the religious ideals, before his soul, that he finds in them the possibility of rising above the physical-human. And Nietzsche finds words of extraordinary enthusiasm and high flight to describe man's assimilation of ideals. Then the scientific view comes over him. And he feels he must increasingly imbue himself with the thought that the physical in man, in its broadest sense, also produces the ideals as results. It is unsettling for him to have to abandon the old belief that ideals are something independent, something rooted in an independent spiritual world, that ideals actually emerge as the results of what bodily-physical processes are. Nietzsche, so to speak, submerges with all that lives in his ideas as ideals into the physiology of human nature. What had previously seemed divine and spiritual to him now seems merely human, even all too human. He used to see how man has devoted himself to idealistic worlds, how he has elevated himself above base nature by devoting himself to them. Now he believed he recognized that man's lower nature develops only one kind of drive, becoming more and more powerful, and that the holding up of ideals is nothing more than a means of intensifying the inner power in man. In short, Nietzsche strove to explain all ideals as a kind of illusion of physiological processes in the broadest sense. He did not, however, conceive of these physiological processes in man in as philistine a way as today's natural science; but he wanted to regard ideals as a result of physiological, physical processes in the broadest sense. And so, for him, ideals became something that clouds the minds of people who do not see through them, while those who see through them are enlightened about the fact that ideals, like ordinary urges, arise from the physiological foundations of the human being and are only intended to bring the physical nature of the human being more and more powerfully to bear in the broadest sense. Of course, this is a somewhat radical and retouched description, but it essentially reflects what had such a devastating effect on Nietzsche, especially when he believed that he had come to the conclusion that conscience, too, can only be explained from a physiological basis. It is only that the natures of the two personalities are different: Brentano is a subtle mind, attuned to imagination, to cognition; he uses the natural-scientific method to create, as it were, an instrument with which he then wants to dissect human mental life in a subtle way, just as natural science dissects physical life. But this instrument becomes blunt at the moment when he wants to approach the real spiritual world. Nietzsche, when he comes to the conclusion that, according to the opinion of natural science, the physiological is the basis of everything, or at least according to its consequences, forms an instrument for himself that is not a fine analytical knife, like Brentano's, but a hammer, robust enough to get everything that is spiritual out of the physical, even physiologically. With this instrument, which is now robust enough to transform the moral and the ideal into the physiological, he grinds the intellectual to dust. He titled one of his writings: “Twilight of the Idols, or How to Philosophize with a Hammer.” Brentano shrinks from the spiritual, as it were. Nietzsche crushes the spiritual. Basically, anyone who looks at the inner cultural history of the most recent times must find a profound similarity between these two personalities, despite all their differences. And yet, in the very latest writing of which I spoke to you recently, Brentano has a short chapter on Nietzsche in which he shows that he has nothing but mere rejection for Nietzsche. He calls him a belletristic, dazzling mayfly. He compares him to Jesus and finds that Nietzsche is a caricature of Jesus. One cannot help but say: It is strange that a man of such extraordinary refinement as Franz Brentano did not develop a way of penetrating, even to some extent, into the experiences of another mind that was so similar to his in character and destiny, as I have described. But this is a general phenomenon of our time and only highlights, with excellent examples, what people are like today. They do not live in each other, they live apart. I have often emphasized that they pass each other by without understanding, and that is also a social phenomenon of our time. People pass each other by, even the strongest seekers of truth. Other people do it too, but with such outstanding personalities, what appears as significant symptoms is actually a general phenomenon of our time. Why do people pass each other by without understanding? We so urgently need the possibility of mutual understanding! Today we so urgently need the possibility that someone penetrates both Nietzsche and Brentano, or for that matter Haeckel, David Friedrich Strauß and so on, in order to show how these different personalities look at the world from the most diverse points of view. But only the spiritual-scientific view, the one that really ascends to the spirit, can achieve such a view that delves into the individual personal points of view. And that is precisely the reason why people do not understand each other: that they do not ascend to the spirit. We must seek the reason why a personality like Brentano, in the mere natural science, remained stuck, in the mere natural science, why he could not create a bridge to another personality, who basically had a very similar fate to his own. Only a spiritual deepening will be able to penetrate the most diverse points of view. But for this, a penetrating study of the human being, a penetrating knowledge of the human being, is necessary. For what do such personalities, who are seized by the scientific methodology of the 19th century, like Brentano and Nietzsche, ultimately face? One day they are confronted with the fact that, as honest seekers of knowledge and truth, they have, on the one hand, the physical world and the excellent scientific methods for penetrating into it; on the other hand, a spiritual world. Of course, people like Nietzsche and Brentano did not go so far as the superficiality that many today display, who do not even see this spiritual world as the great opposite of the physical world. They see the physical world, they see the spiritual world, but there is no bridge between the two. They see what man wants by virtue of his basic nature; they see the will that is based on instincts and impulses, and they attempt to explain these impulses and instincts from the physiological nature of man, how they accumulate, as it were, into volition. But then they notice that a spiritual world erects ideals above them, which are to be striven for; they notice the 'should' in relation to the 'wanting', and they find no bridge between the 'wanting' and the 'should'. A person like Brentano becomes a psychologist, a scientist of the soul. Physiology is, after all, to a certain extent complete. But he wants to examine the phenomena of the soul. He wants to imitate natural science by investigating the phenomena of the soul. At first he is not at all certain whether he has soul phenomena, because in a sense science denies this. Brentano is actually only certain that there are soul phenomena because he was a devout Catholic for so long, not out of any scientific knowledge. This dichotomy is terrible in the soul of these people: the spiritual world, the physical world, and no bridge between the two. How do you get from one to the other? The moral ideals are there. But it is not possible to understand how what the moral ideals want can take hold of the human muscles, how it can lead people to action. For science merely says how muscles and bones move according to physical laws, but not how the ought is reflected in the movement of muscles and bones. The point is that, however perfect the scientific method may be, this scientific century was basically helpless when it came to the human being. You simply could not examine the human being. It did not occur to anyone that the human being is a threefold being, in the way I have described in the last sections of my book 'Von Seelenrätseln' (The Riddle of the Soul). It was not possible to arrive at the conclusion that the human being can be divided into a nervous-mental human being, which naturally fills the whole human being but is mainly localized in the head; into a rhythmic human being, which in turn permeates the whole human being but is mainly concentrated and localized in the respiratory and circulatory organs; and finally into the metabolic human being of the limbs, which is the remaining human being. This is such a profound fact that everything that is to lead to an understanding of the human being must be linked to it. Of course, one must not say that the three parts of the human being are the head, chest and limbs. I have already said that the human being is a nerve-sense being everywhere, only this is primarily expressed in the head. But look at this head. It is so formed that we cannot but be filled with ever deeper admiration when we consider the structure, especially the nervous structure, of the human head. Within the world of physical phenomena, there is nowhere to be found any real reason why the human head, especially in its inner parts, should be formed precisely as it is. [IMAGE REMOVED FROM PREVIEW] This is where the realization I have often spoken of here occurs. The human head is modeled on the cosmos in its outer form, if you disregard the base of the head. It is actually spherical in shape (see drawing). Its form is taken from the cosmos. All the cosmic forces in the mother's body also work together to first create the human head during embryonic development. If we look at this spiritually, we see that the human being's soul and spirit live in a spiritual world before the person descends into physical earthly existence, first connecting with the cosmic forces and only then taking hold of the forces of heredity. The actual spiritual-soul-man first forms out of the ether of the world and only then goes to the physically ponderable matter that is offered to him in his mother's body. So actually this head is formed out of the cosmos, and what has descended from man out of spiritual-soul worlds to earth is imagined from this cosmic formation. Therefore, in the physical world, no one understands the structure of the human head who does not explain it in spiritual terms, saying: the human head is an image, an immediate imprint of the spiritual. These wonderful convolutions of the brain, everything that can be discovered physiologically in the human head, is as if it were crystallized spirit, spirit present in material form. The human head is, as a physical body, an immediate image of the spirit. If someone were to sculpt the spirit as such, they would actually have to study a human head permeated by spirit. Of course, if they are a model artist, they will not capture anything special; but if they are not a model artist, but create from the spiritual, then they will achieve a wonderful image of the innermost nature of the cosmic spiritual forces when they create the human head. What is present in the human head is intuition, inspiration, imagination of cosmic spirituality. It is as if the Godhead itself had wanted to create an image of the spiritual and had placed the human head on it. It is therefore basically comical when people seek images of the spirit, while they have the best, the most magnificent, the most powerful image of the spirit, but precisely the image of the spirit, not the spirit itself, in the human head. The opposite is the case with the human being with limbs. If you contrast the human being with limbs, they are only attached to the earth. They have only one sense as an attachment to the earth. The arms are somewhat lifted out of the earthly. In animals, those limbs that are arms in humans are also still attuned to the heaviness of the earth. But essentially, the nature of the human limbs is thoroughly organized around the forces of the earth. Just as the human head is a reflection of cosmic spirituality, so what we encounter in the human limbs shows us how the spirit is bound to the forces of the earth. Just study the shape of a human leg with a human foot! If you want to understand it in a plastic way, you have to understand the forces of the earth. Just as you have to understand the highest spirituality if you want to grasp the human head, so, in order to understand the form of the limbs, you have to study what binds the human being to the earth, what presses him to the earth, what causes the human being to be able to walk along the earth and to sustain himself in space within the forces of gravity. All this must be studied, the whole way the earth affects a being that relates to it in this way, as man does. Just as one must study the spirit in order to understand the human head, so one must study the physical of the earth with its forces in order to understand the human being in terms of his limbs and metabolism. But this has a very significant consequence. Only when one looks into the human being in this way, when one is able to see the human head as it were, in the crystallized, all-encompassing spiritual world, and when one sees in the lines of gravity and again in the lines of momentum, in which the earth turns, the origins of the formations of the human limbs, when one sees through dynamically, in the effect of the forces, the way in which the human being is formed and built, only then can one form an opinion about it. of the formation of the human limbs, when one sees dynamically, in the effect of the forces, the way in which the human being is formed and built, only then can one form an opinion about how the spiritual and soul life that occurs in the human being itself now works in the human being. And I would like to tell you about this today using two examples.Two things can play a major role in the human soul that are, to a certain extent, opposed to each other. One is what I would call doubt, and the other is what I would call conviction. One could perhaps also find other, even more succinct words. But you will all feel that we have a kind of polar opposite of the soul when we speak of doubt on the one hand and conviction on the other. Imagine what happens when a person is seized by doubt on the one hand and conviction on the other, and this happens on a more intense level. Try to visualize yourself being seized by doubt about something, even if it is only a matter that is occupying you intensely. It does not have to be a great cosmic truth or a great cosmic riddle, just a matter that interests you greatly. You must go to bed with this doubt. Imagine tossing and turning, feeling restless, and unable to find peace of mind. And then try to visualize how something flows into your soul as a soothing conviction, bringing an inner calm, how, as it were, a warmth of soul can fill you completely. In short, if you really look at the matter impartially from within, you will be able to visualize before your soul the opposite natures of doubt on the one hand and conviction on the other. [IMAGE REMOVED FROM PREVIEW] What is the difference in relation to the essence of the human being? The human head is modeled out of the cosmic ether from what we were in the spiritual world; the human head is a pure replica of the most human, namely the spiritual human being. Doubting ideas come to the head, but they find no place in the head. The head does not absorb them. They have to pass through the head down to the nature of the limbs. In the nature of the limbs, they combine with everything that becomes grainy in the human material being, that becomes so that it permeates this human material being grainily, that thus takes on an atomistic nature. Doubting ideas pass through him as if our head were permeable to them. The blood first absorbs these doubting ideas, then they are carried down into the whole organism, preferably absorbed by the metabolism, and only then handed over to the nervous system, and they live in all that is atomistic in human nature, that is, granular, salty. They connect with it very intimately. The body absorbs the doubting ideas, and they pass through the head. Only when one understands this special kind of human head, and that the matter of the head is not suitable for doubting ideas, because the head is an image of the truth itself, from which we come when we descend from the spiritual into the physical , we understand: just as light passes through a transparent glass, so do doubting ideas pass through our head and take hold of the other part of the nervous system and disturb our metabolism. The head only takes in doubting ideas to the extent that it itself is a matter of metabolism. But it passes them through its special nervous organization and only takes in convincing ideas. The convincing ideas find related structures everywhere when they enter the human head. They find accommodation everywhere in the nervous system. They settle in the human being's head first and go out into the rest of the body not through the blood but through the nervous system, which is in a kind of destructive process, so that they pass directly into the whole of the rest of the human being in their spirituality. But they find accommodation in the head, they fill the head. And in the head, from the spirituality of the head form, also from the inner formation, they receive their suitable form for the whole person and therefore work as if they were intimately related to the person, as if the person himself would live in them inwardly, as if they were the person himself. One would like to say: In the convincing representations, the head of the person forms something that is particularly appropriate for the person. Study the human embryo and you will see that the head forms first, then the rest of the organism; for it is from the head that the forces that form the rest emanate. When you take convincing ideas into your head, it is like this spiritually: they are first taken up spiritually in the head, and the head then sends them to the rest of the human being. Just as the other person is physically reproduced in the embryo according to the human head, so here the spiritual of the convictions and ideas of the other person is radiated, and a person arises from it in a spiritual way from the convincing ideas (left drawing, red). An inner image of a person radiates in that person. And whatever radiates in the form of convincing ideas in a person connects with everything that permeates the person like warmth. Just as the doubting images seize everything granular, everything atomistic, so the convincing images seize the warmth flowing through the body, the first link of the etheric that permeates the whole human being, and do not enter further into the physical. [IMAGE REMOVED FROM PREVIEW] Try to imagine the presence of doubting and convincing ideas in human nature, and you can grasp the truth of the matter in immediate life every time you feel and experience the beneficial effect of a convincing idea and the torturous effect of doubting ideas. I have often said that the spirit of language is a spirit that works rationally. And if you ascribe the natural embryo to procreation (drawing on the right, white), you are not at all surprised that this formation is attributed to conviction (on the left, red). We must not regard these things as mere coincidences. They are the deeds of the ruling genius of language, which knows more than the individual human being. I know that today's linguistic science regards this as a gimmick. But once one really looks into the workings and weaving of the ruling language genius, one will regard much of today's philology and linguistics as gimmicks. But now consider what it all means. You get a picture of how two soul experiences, doubt and conviction, continue to work in the physical person. They provide an absolutely comprehensible bridge from the soul and spirit to the physical. You see a physical person, and through his physical corpuscles in his body you can see the shimmering and undulating of his soul and spiritual experiences: this person is a skeptic, this one a doubter. You can see how the doubting spirit vibrates on in the soul and in the body through the inner structure of the material. You look at the other person, in whom the warmth flows through the limbs in a calm manner, and you see in this calm flow of warmth the physical expression of devotion to one's convictions. You see the spiritual directly expressed in the physical. Only then do you begin to understand the physical. Today's chemist and physicist says when he analyzes the human being: Inside there is lime, phosphorus, oxygen and nitrogen, carbon. Yes, you will never find anything spiritual in oxygen and nitrogen and carbon and hydrogen. Of course Du Bois-Reymond is quite right when he says: A number of oxygen and nitrogen and carbon atoms can be completely indifferent to how they lie and move. Yes, if you look at the substance in the body only as carbon, oxygen and so on, then it is like that. But if you know how a substance works that is receptive to the spirit in the most diverse ways, that is in the main an immediate image of spiritual essence, that is otherwise incorporated into the earth, so that the earthly holds there, which is driven through the head as doubting ideas, then the possibility of thinking ceases. It is not the same in our brain for a number of carbon, nitrogen atoms, and so on, as they lay and moved, as they lie and move. There we see how it matters to the substance whether the heat current flows into it or whether salt formation is at work in it, so that the body develops a tendency to develop a granular structure. These are two contradictions that express themselves in the material and that originate from the spiritual. It is actually the case that we did not end up with materialism in the 19th century because people did not know the spirit. The spirit in its most filtered form was best known in the materialistic age, because all previous ages did not actually have the spirit in its purest form; they always mixed material into the images of the spirit that they formed; they were images in which material was always mixed. Only the age of natural science has brought pure spiritual conceptions. But what the age of natural science had to neglect is just the knowledge of matter in reality, of spirit in matter. What has brought us materialism is the insufficient knowledge of the material nature of the world, the lack of insight into the spiritual weaving and working in the material. Science has become materialistic through ignorance of the material effects. Because people did not know how the spirit works creatively, they imagined this spirit as more and more abstract and abstract. As a result, the moral ideal finally became something that one could not even ask about, because it did not even have the materiality to fly around in space. It was no longer there at all. If you tried to grasp it, it was rather like trying to breathe in an element that is not there. The people of the 19th century seem like someone trying to breathe under the recipient of an air pump! When they gasp for moral ideals, for example, they are not there; they would like to have them, but they are not there because no one wanted to develop a concept of the workings of the spiritual soul in the physical body. Hence all the curious theories arose about the interaction of the physical and the bodily with the soul and spiritual, which were all fabrications, while real knowledge can only be gained by looking closely at the facts. [IMAGE REMOVED FROM PREVIEW] When we have become familiar with how doubt and conviction permeate and interweave human nature, then we are able to become acquainted with that which we have come to know in man and in turn to know it in the world. We have in the world the sphere of material creation. We see, for example, how matter must form itself in grains out in the world, how it crystallizes. Once we have become familiar with how doubt takes hold of the granularity in us in the organism, we then learn to see doubt outside of us. We look at the mountain (white) that forms with its granular rock; but at the same time we find that the same thing is happening in the mountain that we are getting to know as doubt within us (red), and we get to know the creative power of doubt. The doubt within us makes us grainy because we are human and not nature. Doubt outside in nature has the right effect. When that which works outside in nature moves in us, it causes the wrong. By stepping on the rocks, you are stepping on the physical manifestation of what the deity sends out as doubt so that the world can become grainy. And again, when you study your convictions with a warm sense of being imbued, then you are in that which is being created. So when you think that basically the warmth is to be sought in the womb of the creative forces of the world, then you find that what is cosmic conviction works out of warm matter. Get to know these things in truth within yourself, then you will also learn to judge the agents out there in the cosmos in the right way. If you see what is crumbling and crumbling away out there, so that we have, so to speak, the first preparation for the atomization of our earthly existence in the universe, as emanations of world doubt, then you will learn to understand much in cosmic existence. And conversely, if you are able to look into the cosmic with conviction, then you will get to know much of the Creative. But these are things by which I only wanted to hint to you how one must first know man in order to have any prospect at all of knowing the cosmic existence. Well, you see, for Brentano in the 1860s and for Nietzsche in the 1870s, the methods of natural science were there; they found carbon, hydrogen, oxygen, nitrogen, phosphorus, some sulfur, and so on in the brain. There was really nothing spiritual to be recognized in it. And if one applied the method that had led to this to the spirit, then of course one could come to nothing but either the spiritual impotence that Brentano came to, or the wearing down of the spiritual that Nietzsche, who was more of a will nature, came to. But both were subject to the same fate, namely that they could not reach the spiritual from the physical, because they could not find the spiritual in the physical, and therefore did not perceive the spiritual as something powerful enough to bring forth the physical. Thus, such minds were faced with a physical nature that actually had no meaning because it contained nothing spiritual, and with a spiritual nature that had no power, no might. That is the fate of the most significant minds that in the second half of the 19th century and the beginning of the 20th century faced matter without meaning, faced the spirit without power. Historians have spoken of ideas in history. This is mind without power. You really cannot put cultural instruments into the hands of ideas, through which culture arises, or through which historical events arise at all; ideas as abstractions are powerless, this is mind without power. In contrast to this is nature, which one studies only in its unspiritual matter: matter without meaning. You will never find the bridge if you invent the absurdity on one side: matter without sense, and on the other side the un-spirit: spirit without power. Only when one finds the strength in the spirit, the strength in the conviction to drive the warmth through the body because the human being is organized in such and such a way, only when one finds the strength in the doubt to push through the head because there is no affinity with the head and to wear down the rest of the human being internally so that it disintegrates into a granular structure , that is, only when one finds in the spirit that which has the power both to dissolve the granular structure through warmth and to form it in the salt formation process, then one finds a matter in which meaning is, because then the powerful spirit works in such a way that what appears in matter is meaningful. And so we have to look for matter with meaning and spirit with power. This is what such minds as Brentano and Nietzsche, in their tragic fate, also point to in their personalities. |
213. Human Questions and World Answers: Tenth Lecture
15 Jul 1922, Dornach |
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213. Human Questions and World Answers: Tenth Lecture
15 Jul 1922, Dornach |
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It is, after all, something that should be taken into account that a meeting was convened some time ago by the opponents of the things presented at the Vienna Anthroposophical Congress, at which a wide variety of speakers spoke out of the materialistic sense of the present and that at the end a particularly materialistically minded physician summarized the various speeches in a slogan that was intended to represent a kind of motto for the opponents of anthroposophically oriented spiritual science: the battle against the spirit. — It is simply the case that today there are people who see the battle against the spirit as a real motto. When such a word is uttered, one is reminded again and again of how many people, well-meaning people, there are in the present day who, in the face of what is prevailing in the civilized world, are actually caught in a kind of sleep state, who do not want to hear where things are heading. They consider things of the greatest importance to be insignificant phenomena of the times, the opinion of one person or another, whereas it is in fact the case that today a striving that is present in the real progress of human development is clearly asserting itself. And actually all those who can muster an understanding for such a cause should also be most intensely involved with it in their hearts in order to truly muster it. I have now tried to show, by taking two personalities as examples, how deeper natures in particular were placed in the newer currents of thought. I have contrasted these two personalities, Franz Brentano and Nietzsche, to show how, from the most diverse sides, people who are initially oriented towards the spiritual are, as it were, submerged in the contemporary scientific way of thinking. If we consider personalities who have shared the fate I have outlined, we may perhaps be more deeply moved than if such things are presented only in the form of an abstract description. In the case of Brentano, I wanted to illustrate how a personality who grew up in an education shaped entirely by Catholicism retained for life, on the one hand, what Catholic Christianity had implanted in its soul in terms of an affinity for the spiritual world. In Franz Brentano, who was born in 1838 and thus lived during the time when the scientific way of thinking of the nineteenth century flooded all human research and spiritual striving, we see what lives on from very old currents of world view. If we look at young Brentano, who studied in Catholic seminaries in the 1850s and 1860s, we find that his soul was filled with two things that guided him in a certain way. One is the Catholic doctrine of revelation, to which he stood in a position that theologians of the Catholic Church have held since the Middle Ages. The Catholic revelation about everything spiritual is traditionally received. One finds oneself in a kind of knowledge of the supersensible worlds that has come to man through grace. For Brentano, the other element was connected with this, through which he first wanted to understand what he had received through the Catholic doctrine of revelation. That was Aristotelian philosophy, the philosophy that was still developed in ancient Greece. And until the mid-sixties, perhaps even a little longer, Brentano's soul lived in a way that was entirely in keeping with the spirit of a medieval scholastic: one must accept what man is meant to know of transcendental worlds as revealed by the Church, and one can apply one's thinking to the study of nature and life according to the instructions of the greatest teacher for this research, according to the instructions of the Greek philosopher Aristotle. These two things, Aristotelianism and Catholic revelation, were indeed connected in the spiritual life of the medieval scholastics, who regarded them as compatible. This continued in Franz Brentano. He was only shaken in such a view by what then confronted him as the scientific method, so strongly shaken that when he took up his post as a private lecturer in Würzburg, he established as a main thesis the proposition that in all philosophy it must be done as in natural science. And then he wanted to found a psychology, a doctrine of the soul, in which the life of the soul would be considered in the same way that natural science considers external natural phenomena. It is therefore fair to say that this man underwent a very radical change. He wanted to combine knowledge gained through revelation with knowledge gained through reason, which is limited only to earthly things. He thus demanded that science can only be what is formed according to the pattern of scientific methodology. One should really stop and think about what such a radical change really means. What I would like to draw your attention to first is that, up until this change, medieval scholastic thinking still seems to be present in an extraordinary personality. This continues to have an effect, as it does today in many contemporaries who are honestly Catholic, as it basically exists, albeit in a slightly different form, in many honest confessors of the Protestant faiths. If I quoted Nietzsche, it was because, although Nietzsche did not have a survival of medieval scholasticism in his soul, something else lived on in his soul, namely, what emerged during the Renaissance as a kind of reaction to scholasticism. Nietzsche had a kind of Greek wisdom of art that formed the basis for his entire world view. He had it in the same way that the men of the Renaissance had it. But these men of the Renaissance by no means already had the urge and the inclination not to recognize the spiritual in its reality. They sensed, they still felt the reality of the spiritual. So that something from ancient times also survived in Nietzsche's soul. And he, too, as I told you yesterday, had to immerse himself in the scientific view of the 19th century and completely lost what connected his soul to a spiritual world. The implications of this point to some tremendously significant riddles for the true seeker of truth in the present day. Let us take the two streams of spiritual thought that penetrated the life of the soul, as they lie in medieval scholasticism. Let us visualize what is actually present. I would like to do it in the following way. Within medieval scholasticism, we have a number of, let us say, doctrines about the supersensible world, for example about the Trinity of the original spiritual being, about the incarnation of Christ in the body of Jesus of Nazareth. series of doctrines that must be said to relate not to the sensual but to the supersensible world, which in very ancient times were once found by people who were then initiates, initiates. For one must not imagine, of course, that something like the doctrine of the Trinity or the Incarnation was simply invented by someone to deceive people. These doctrines are rather the results of the experiences of former initiates. That they were regarded as a supernatural revelation is only a later conception. Such doctrines were originally found by way of initiation. Later on, however, it was no longer admitted that one could undergo such an initiation and arrive at the conception of the Trinity oneself, for example. Dogma only becomes something when one no longer has the origin of one's knowledge. If someone is an initiate and beholds the Trinity, it is not a dogma for him, but an experience. If someone claims that something cannot be seen, but is revealed and must then be believed, then it is a dogma. Contempt for dogmas as such is, of course, not justified, but only a certain attitude of people towards dogmas is contestable. When you can trace the dogmas, which have a deep spiritual content, back to the form in which an initiate once expressed them, then they cease to be dogmas. But the path that man has to go through to get to the place where you see things is precisely what was no longer done in the Middle Ages. People had old doctrines that were once wisdom of initiation. They had become dogmas. You were supposed to believe them. You were supposed to accept them as revealed knowledge. So that was one current, revealed knowledge. The other current was now rational knowledge, the subject of the medieval scholastic's instruction in the sense of Aristotle's teachings. But they thought about it this way: through this knowledge of reason, nature can be explored to a certain extent. One can also draw logical conclusions from this knowledge of nature, for example, the conclusion that there must be a God. One cannot find the Trinity, but one can find the rational conclusion that there must be a God, that the world has a beginning. That was then knowledge of reason.There were such conclusions, which the medieval scholastic admitted to the knowledge of reason, which touched the supernatural; only the view of the supernatural was not admitted. But reason was admitted, through which one could not understand the real knowledge of revelation, but through which one could approach something like the existence of God or the beginning of the existence of the world. These truths, which could be found through reason, were called preambula fidei, and could then form a basis for penetrating to that which could not be explored by reason, but which was said to be the content of revelation. Now, having juxtaposed these two currents of thought, of knowledge, let us place ourselves in the mind of a person who juxtaposed them in his own soul. During the period in which scholasticism flourished, what lived in a scholastic was by no means the evil that uninformed people tell of today, but at a certain time in medieval development it was simply what was required by the development of humanity. One could not have had any other view at that particular time. Today, of course, things have changed. Today, we have to find different ways to knowledge and to human soul activity than those that were at home in scholasticism. But that is why one should still try to penetrate this scholasticism with understanding. And you can only do that if you now ask yourself: How did the knowledge of revelation stand in the soul of an honest scholastic, alongside the knowledge of reason that was directed towards natural phenomena and towards one-sided conclusions of reason from natural phenomena? How did these two things stand side by side? What did such a scholastic want, and with him all his believers, all who were honestly Catholic, when he put himself in the frame of mind that was in line with revelation, when he said: What the dogmas give must not be looked at, looking at it is not possible; one must accept it as a revelation? The scholastic attempted to evoke a certain mood of soul in relation to the supersensible world. He was completely imbued with the fact that this supersensible world exists and stands in an intimate relationship to that which lives in man as soul. But he did not seek a path of knowledge in man in order to come directly through his own personality to that which stands as the supersensible world in an intimate relationship to man. Imagine this mood. It was the mood towards, I would say, a known unknown, towards an unknown acquaintance, towards someone you should worship and revere, but to whom you should still be shy, so that you do not, so to speak, open your eyes to him. Next to it stood the knowledge of reason. Scholastic reason was an extraordinarily astute one, something that has not been achieved again later. One would wish – I have also said it here several times – that people who do natural science or science in general today would only learn to think as sharply as the scholastics were able to think. It was a rational knowledge that only denied itself the right to go beyond certain limits: knowledge by revelation on the one hand, rational knowledge on the other. But if we now compare the knowledge by revelation and the rational knowledge of the scholastics with similar structures of today, then a great difference becomes apparent. The scholastic said to himself: You dare not intrude with your knowledge into the realm from which you are only supposed to have revelations. You dare not intrude into a vision of the Trinity, into a vision of the Incarnation. But in the revelation that he received through his church, ideas of the Trinity and ideas of the Incarnation were given. They were described. People said to themselves: knowledge does not penetrate to these things, but one can think about them if one reflects on these things in the sense of what has been revealed. You cannot say of the medieval scholastics that they had a mere dark mystical feeling of the supernatural. It was not that. It was a thinking that was already trained in plastic ideas and that grasped the content of Revelation. They thought about the Trinity, they thought about the Incarnation. But they did not think as one thinks when one arrives at a conclusion oneself, but as one thinks thoughts that are revealed to one. You see, that too still corresponds to a certain fact of higher knowledge. There are still people today who have certain atavistic clairvoyant views, as you might call them, who have dream-like imaginations. There are people who, for example, can rise in such atavistic clairvoyant imaginations to the point of visualizing the events of Atlantis. That still exists today. Don't think that there are no thoughts in what such people have as clairvoyant imaginations. Such seers often have much more plastic thoughts than our strange logicians, who learn to think from today's schooling. Sometimes one would like to despair of the logic of those who learn to think from today's schooling, while one need not despair of the logic that simply reveals itself atavistically and clairvoyantly; for this is often very strictly developed. Thus, even today it can be shown that thinking is already present in that which is truly revealed supersensibly for human observation. This was also the case in medieval scholasticism. It is only in recent times that thought has been eradicated from the content of revelation, so that today faith seeks to distil not only knowledge but also thinking out of its content. The medieval scholastics did not do that. They did extract the knowledge, but not the thinking. Therefore, if you take the dogmatics of medieval scholasticism, you will find a very highly developed system of thinking. This lived on in a man like Franz Brentano. That is why he could think. He could grasp thoughts. This can be seen even in the rudiments of his psychology, in which he only got as far as the first volume. There you can still see that he has a certain inner plasticity of thought formation, even though he constantly steps on his own feet in a terrible way and thus does not make any progress. As soon as he has any thought about a psychological construct - and he has such - he immediately forbids himself to think about the things. This prohibition is something extraordinary today. I have told you how an extraordinarily brilliant man, who wrote the important book 'The Whole of Philosophy and its End', told me in Vienna himself recently: 'I have my thoughts about what stands behind mere events as the primal factors.' But scientifically he forbids himself to have these thoughts. One could easily imagine, hypothetically of course, that a scientifically trained person today would suddenly become clairvoyant through a miracle, and that he would fight against this clairvoyance in the worst possible way. One could easily imagine this hypothetically because the authority of knowledge that clings to the external is enormous. So that was one thing that lived in the soul of the medieval scholastic: a specifically formulated content of revelation. On the other hand, there was a rational knowledge that was based on nature, but it was not yet the same as our present-day knowledge of nature. To substantiate this, just open a book of natural history, for example by Albertus Magnus; you will probably find descriptions of natural objects as they are described today – but they are described differently than they are today – but alongside that, you will still find all kinds of elemental and spiritual beings. Spirit still lives in nature, and it is not the case that only the completely dry sensual evidence is described as natural history and natural science. These two things live side by side, a content of revelation, in the face of which one prohibits oneself from knowing, but which one nevertheless thinks, so that the human spirit still attains it in its thoughts, and a content of rational knowledge, which still has spirit, but which also still has something that one must look at if one wants to have it before oneself in its reality. [IMAGE REMOVED FROM PREVIEW] Knowledge of nature has developed out of medieval scholasticism. One branch of scholasticism, knowledge by reason, has developed further and become the modern view of nature. But what has happened as a result? Imagine the thoughts of a scholasticist regarding knowledge of nature quite vividly. There is still spiritual content in them. What do these spiritual contents protect the medieval scholastic natural scientist from? [IMAGE REMOVED FROM PREVIEW] Perhaps I can illustrate this schematically. Suppose this here was such a medieval scholastic with his longing for revelational knowledge at the top and his longing for knowledge of nature at the bottom. But in the knowledge of nature, he has the spiritual. I'll let some red pass. He has thinking in the knowledge of revelation. I'll let some yellow pass. Where does this rational knowledge actually want to go? It wants to go out to the objects, to the things around us. The thoughts you have want to snap into place with the objects. You don't want to recognize just any plant, you want to form a concept of the plant, without you counting on it: the concept snaps in there, it wants to snap in. But with the scholastic, the spiritual content, which still permeates his rational knowledge, prevents him from really snapping in down there. It doesn't snap completely, it is, as it were, thrown back a little. What does it not snap into? When today's intellectualistic rational knowledge snaps into external nature, when it snaps fully into it, it actually snaps fully into the Ahrimanic. What then does the spirituality of the medieval scholastic mean in relation to his rational knowledge? That basically, he wants to approach nature with this rational knowledge as if it were something that burns a little. But he feels the burning and shrinks back again and again: nature is sin! He guards himself against Ahriman! But further development has brought this: in the nineteenth century it has thrown out of all spiritual rational knowledge, and with that rational knowledge snapped into the Ahrimanic. And what does rational knowledge, which has snapped into the outer Ahrimanic, say? It says: the world consists of atoms, atomic movement is the basis of all scientific knowledge. It explains warmth and light as atomic movements, it explains everything in the external world as atomic movements, because that satisfies our need for causality. In 1872, Da Bois-Reymond gave his famous lecture in Leipzig on the limits of knowledge of nature. It is the lecture in which the rational knowledge of scholasticism has advanced so far that all spirituality has been thrown out; and with the motto “Ignorabimus” the spirit of man should snap into the Ahrimanic. And Du Bois-Reymond describes very vividly how a human mind that now has an overview of everything that swirls as atoms in the universe no longer sees green and blue, but only perceives atomic movements everywhere. It feels no warmth, but wherever there is warmth, it feels that movement of which I spoke to you here eight days ago. He suppresses everything in his mind that has to do with colors, temperatures, sounds, etc. He fills his head with an understanding of the world that consists only of atoms. Imagine: the whole world as imagined by someone who thinks in terms of atoms. He has it all figured out in his head: the moment Caesar crossed the Rubicon, there was a certain constellation of atoms in our cosmos. Now he only needs to be able to set up the differential equation, and so, by continuing the calculation, he finds the next constellation, and the next, and so on. He can calculate the most distant future. Du Bois-Reymond called this the Laplacean mind because it was also an ideal of Laplace. So there we have, in 1872, a description of an intellect that comprehends the world universally, that comprehends everything as atomic motion, and all you need to do is know the differential equations and then integrate them, and you get the world formula. [IMAGE REMOVED FROM PREVIEW] But what has actually been achieved as a result? What has been achieved is that one has learned to think as Ahriman can think, what the Ahrimanic ideal of thinking is. One can only recognize the full significance of what is happening in our time when one knows what it actually is. The Ignorabimus speech will go down in the history of the development of the modern spirit, but its true significance will only be recognized when we are in a position to show that here the one branch of the scholastic school of thought has actually snapped into the Ahrimanic. You see, the scholastic, so to speak, kept his knowledge in suspense. It did not quite reach what is out there. He always withdrew with his knowledge before Ahriman. That is why he had such a need to develop truly ingenious concepts; because ingenious concepts still have to be developed through human effort. When it comes to conducting experiments, well, then you only need human endeavor to put the apparatus together and so on, but the kind of astute thinking that scholasticism had is not needed. This meant a very important turning point when one was once snapped into the Ahrimanic. Because what you see outside as the sensual phenomena of the world, as your sensual environment, that is only there as long as the earth is there. It perishes with our planet. What lives on are the thoughts that snap in outside. When something is conceived that is in line with Laplacean thinking, or what Du Bois-Reymond presented as an ideal of natural scientific thinking, it means not only that it is conceived, but that these are real thoughts that snap into place outside. And when everything we see with our senses on earth has perished, these thoughts can live on, if they are not eradicated beforehand. Therefore, there is a real danger that, if such a way of thinking becomes general, our earth will change into a planet corresponding to the materialists' conceptions. Materialism is only a mere doctrine as long as it does not become reality. But the Ahrimanic powers strive to make the thoughts of materialism so strong and widespread that the only thing left of the earth are atoms. If we say today that we have to explain everything in terms of atoms, that is an error. But if all people start to think that everything has to be explained in terms of atoms, if all people put on Laplacian minds, then the earth will really consist of atoms. It is not true from primeval times that the earth consists of atoms and their components, but humanity can bring this about. That is the essential thing. Man is not merely predisposed to have wrong views, but wrong thoughts create wrong realities; when wrong thoughts become general, realities arise. This danger from Ahriman has already manifested itself today. The other danger in the knowledge of revelation was sought to be avoided by the medieval scholastic, who still had the knowledge of revelation clothed in thoughts. It was concrete thoughts that grasped the content of the revelation. The dogmas were gradually thought through so little that people came to drop them altogether in general. One should indeed drop what is not understood. This is fully justified on the one hand, and if people can no longer follow the dogmas to the point of seeing them, it is natural that they drop them. But then what do they come to? Then they arrive at the most abstract of thoughts of dependence on some quite indefinite eternal or infinite. Then thoughts are no longer vividly formed that carry the content of the Revelation within them, but only some kind of dependence on some kind of infinite is felt in dark mysticism. Then the content of the thought disappears. This path has also been taken in recent times. It is the path that leads to the Luciferic. And just as surely as the path of knowledge through reason in modern times has led to the Ahrimanic, just as surely the other path can lead to the Luciferic. And now look again at a mind like Franz Brentano's in the sense I have described. Franz Brentano approaches nature with this attitude: Just don't touch Ahriman! - and to the supersensible world: Just don't touch Lucifer! — So just don't become atomistic, just don't become a mystic. With this attitude he approaches natural science, which is such a powerful authority that he submits to it. He describes the phenomena of the soul in terms of the scientific method. If he had approached the subject from a more superficial point of view, as many of today's psychologists do, he would have written a doctrine of the soul inspired by Ahriman, a kind of psychology, a 'doctrine of the soul without a soul'. He could not do that. Therefore, he abandoned the attempt after the first volume, and did not write the following volumes – there should have been four – because something in him did not allow him to grasp the idea of rushing headlong into the purely Ahrimanic. And take Nietzsche. Nietzsche was likewise seized by natural science. But how did he take up natural science? He did not really care much about the individual methods, but only looked at the natural scientific way of thinking in general. He said to himself: All that is spiritual is based in the physiological, is a “human, all too human” thing. What should actually be divine-spiritual ideals are an expression, a manifestation of the human, of the all-too-human. He rejected the very kind of knowledge that can be found in Brentano: knowledge through reason. He allowed the will to become active in him. And, as I said yesterday, he wore down the ideals, he wore down the spiritual. This is the other phenomenon where a personality, as it were, approaches the Ahrimanic, but strikes against it. Instead of snapping, he strikes. He also wants to develop atomism, but he strikes against a wall. And so we see how such minds develop their particular soul mood in the 19th century because they come so very close to what plays into our knowledge as Ahrimanic powers. That is the fate of such minds in the 19th century: they come so incredibly close to Ahriman. And then they either end up in a situation like Brentano's, where they shyly retreat at the very boundary and do not advance at all with their knowledge, or they start lashing out like Nietzsche. But it is the Ahrimanic power that brought its waves to knowledge in the 19th century, which then had an effect on the 20th century. And one should understand that. And the original spirits who personally experienced this still half-masked encounter with Ahriman in the 19th century had a tragic fate behind them. But the students now received the prepared thoughts. These thoughts live in them. The Ahrimanic power has already formed the thoughts. The first original spirits recoiled; the pupils received the incomplete ahrimanic thoughts. These are now at work in them: 'Fight against the spirit', against the spirit that just does not want to surrender the earth to the ahrimanic powers, hatred of the spirit, fight against the spirit! Today we must see this as a real connection. It lives today as a mood of the times, as a state of mind. We must understand it in order to truly grasp how necessary it is to assert a truly spiritual world view in all the different cultural forms in which such a world view must be lived. |
213. Human Questions and World Answers: Twelfth Lecture
21 Jul 1922, Dornach |
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213. Human Questions and World Answers: Twelfth Lecture
21 Jul 1922, Dornach |
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The last lectures here were essentially devoted to an examination of the way in which we have to think about the present time consciousness. I then tried for the last time to reach back into earlier periods and to draw attention to the fact that what now lives in the souls has actually been preparing itself within Western civilization for a very long time. Today I would like to highlight some episodes from the immediate present that may draw your attention to how a spiritual life must necessarily arise out of the general consciousness of the times, simply out of the necessity inherent in the development of humanity. We can say: Wherever we observe man, whether in the West of present civilization, in the Middle or in the East, everywhere, on closer examination of the times, it can become clear to us how, without the onset of a spiritual impulse, things simply can no longer go on. Today, we want to take a look at the last fifty years of Central European spiritual development, so as to prepare for tomorrow and the day after tomorrow, by considering the characteristics of the beginning and the end. I will do this symptomatically. I will characterize some things at the beginning and at the end of these last fifty years. If we go back to the beginning of the 1870s, we find a wide range of spiritual phenomena that indicate the state of the human soul at the time. I will highlight a few of these spiritual phenomena. In 1872 and 1873, for example, there was a sensational novel that was closely related to the trends of the time. These things are actually forgotten for the younger people in our time, but the novel I mean is one that did indeed capture the imagination in an extraordinarily incisive way fifty years ago. I am talking about Paul Heyse's “Children of the World”. Paul Heyse, who was a famous writer of novellas at the time, wanted to use this novel to depict a number of personalities in their lives, all of whom were already imbued with a certain vague religiosity, but who had at the same time fallen away from some religious denomination or other. So, the children of God, whom, I might say, Paul Heyse saw in the traditional terminology of belonging to some denomination, he wanted to contrast with the children of the world, who belonged to no denomination, who, as they were said at the time, were without religious affiliation, but who nevertheless had a certain tendency towards embracing a religious belief. Now I do not want to talk too much about this novel itself, but I would like to draw attention to how such a work, which thus portrays people who are undenominational, made an impression in those days. I have often mentioned my old friend and teacher Karl Julius Schröer before. He had the peculiarity of following intellectual phenomena as they made their impact in broader social life. Karl Julius Schröer characterized the effect of Paul Heyse's “Children of the World” by saying that it was extraordinarily strange how this novel was passed around fifty years ago, how it interested everyone, interested in how this novel actually gave people the idea that they had never thought about before: that they had no connection to any positive religious belief and that their religious search did not stop at any particular religious belief. And Schröer made the extraordinarily interesting comment at the time that people who had previously taken part in the religious practices of their church, who had thus gone along with their old religious practices, the customs of their church, out of habit, that such people said that this work actually expresses their innermost convictions. And then Schröer concludes with a sentence that is actually interesting: that in the face of such an apparition, religious disputes appear as an anachronism, as something that no longer fits into the present – he is referring to the present at the beginning of the 1970s – because people have already moved beyond them in their thinking. But as I said, although all this is true, we must still say: the people who are described there have lost all connection with any of the existing faiths, but there is a certain trait in them that allows them to find some kind of religiosity. They just can't find it. They go through the world without any religious affiliation, unable to find a connection to a spiritual world through religious feeling. If we now look from such a phenomenon, which took place more within the literary-belletristic life, into the lecture halls, we find that it is roughly the same time in which the conviction of an extraordinary number of people within science was expressed by Du Bois-Reymond with the “Limits of Natural Knowledge”, which I have already mentioned frequently. In this famous lecture, which Du Bois-Reymond gave in 1872, it is stated that certain knowledge is only possible if one follows and penetrates the external phenomena of nature through experiment and observation, to a kind of mathematical-mechanical thinking about the structure of the world, to a kind of mechanism, an atomistic mechanism of the world. Science does not go beyond such a comprehension of the world, everything else must be left to faith. But if one had asked the people who spoke in this way at the beginning of the 1970s, such as Du Bois-Reymond in his “Grenzen des Naturerkennens” (The Limits of Natural Knowledge), how people should now seek their way into spiritual worlds in a religious way, no answer would have been forthcoming. There would only have been a comment, very similar to the comments made by the people in Paul Heyse's “Children of the World” who are described as having no religious affiliation. Now it must be said that all those people who took part in the life that one calls educated, who absorbed something of scientific thought, who adopted something from other schools of thought, who lived in that time, were actually all more or less in a certain frame of mind. Whether they continued to practice their old religions or not depended essentially on old habits, on all kinds of prejudices and the like, and not on a strict and rigorous assertion of what the Zeitbewußtsein would have given to souls. In the last fifty years, people have actually lived in an indefinite, fickle relationship to the spiritual world. But we can also find something similar in other areas. A few years before the publication of Heyses “Children of the World” and Du Bois-Reymonds “Limits of Natural Knowledge”, the famous art writer Herman Grimm published “The Invincible Powers”, which is also a novel. In it, the prejudices and differences between social classes that dominate people in Western civilization are presented as invincible powers. And in an interesting way, this novel contrasts the differences in class and rank within Western civilization with what developed from certain, I would say unhistorical, habits in America as a new life, as a life that did not have to struggle in the same way with class differences and class prejudices. And it is interesting how Herman Grimm, at the end of the 1860s, that is, also about half a century ago, describes how, despite everything, European man, despite all his liberalism, despite all his humanism, does not have the strength to truly overcome class differences. These are insurmountable forces for him. If you want to go deeper and ask yourself: Why are such things insurmountable forces for the European man? then one cannot get any other answer than this: because thinking, which in the case of the European has assumed a certain passive character, the thinking that I have characterized when, for example, I spoke about Richard Wahle, that thinking extends only to “events” and does not want to go into the primal factors, that therefore does not want to grasp forces but only wants to grasp appearances, because this thinking has dominated precisely the decisive people in the last fifty years. With such thinking, which has no power in itself, which is actually only a thinking, one might say, in powerless thought images, with such thinking one simply cannot overcome what has arisen in reality as class differences and class prejudices. What was needed was a thinking imbued with reality, a thinking permeated by reality. And this thinking permeated by reality, which once created the differences in social standing, which once created everything socially real, this dynamic thinking, in contrast to mere descriptive thinking, has actually been completely lost to people within European civilization over the last fifty years. It was absent from their science, which was therefore based only on observation and experiment; but it was also absent from their lives, so they continued to reproduce what had arisen from old habits based on old class prejudices. They did not think about it any further. Because if they had wanted to think about it, they would have needed active thinking. And when the proletarian class began to consider class differences, then this weak thinking, which contains no dynamism, was completely abandoned. It was said: these class differences do not come from forces that would have been within human thinking, but only from economic, physical forces. A conclusion was simply drawn. There you have the situation at the starting point of our modern intellectual life fifty years ago. And now I want to present to you a work that was published recently and that is characteristic of our time, namely Werfel's “Mirror Man”. There you have something that has been born out of certain forces of our time, just as the “Children of the World” or the “Invincible Powers” were born out of the time of fifty years ago. So what is the situation for people like Werfel today? In recent decades, this weak and anemic thinking has been at work. People have somehow sought something of a religious context, of a connection with a spiritual world, but nothing has emerged. But human nature cannot remain one-sided in the long run. It can do so in the development of world history for about fifty years, but then a reaction of human nature begins again. In a certain way, it wants to strive for something more powerful – if we stick with the last fifty years – than the powerless and insipid thinking was. Now, quite a few contemporary works already bear witness to this striving for a more powerful grasp of reality, but Werfel's 'Spiegelmensch' is particularly illustrative of this. Werfel's “Mirror Man” compels us to speak about the present in this way: for long enough, people have sought their way in an indefinite, weak and impotent manner to something that makes man a full human being in the first place. Now an indefinite inner feeling asserts itself on the paths that have been taken in the last fifty years and which are actually not paths at all, but slippery passageways on which one continually slips. Nothing can really be achieved on these slippery passageways; one must get some iron into one's blood again. From such a striving for the times, something like this “mirror man” has emerged. Let us sketch with just a few lines what is depicted in this “mirror man”. It is not my intention to sin against the artistic by characterizing what is in this mirror man. But that is not the point at all; rather, we will see immediately afterwards that what I am about to say also touches on the artistic. We see here a half-grown human being who has grown tired of the outer life as it can be led today. He takes leave of this outer life and now actually wants to become human. For he admits to himself that within the ordinary life, as we live it today, both in Asian and European and American civilization, one cannot really become human. You get up in the morning, have breakfast and do something to maintain yourself within the social order, you eat lunch or receive your guests and say things that perhaps need not be said, that ultimately do not aim to achieve much more than to make the lips move, that are not idle; you take your guests for a walk or whatever else you do today. You can't become a person in such company – I'm not quoting verbatim, I'm just characterizing. It is necessary to try a different path if you want to become a person. And so this “hero” – to use the old aesthetic style – tries to become a person by seeking admission to a monastery. But he is told that this is something extraordinarily difficult. I do not want to characterize the details, but only point out what is important to me today. He is therefore informed that it is something extraordinarily difficult and that, above all, he must be clear about the fact that he has to go through three stages of knowledge. In the first stage of knowledge, he would have to become clear about the human being's position in the world, insofar as this position is contained in the human ego itself. So this life in the ego and this striving to overcome the ego as the first level of knowledge. The second view of the world would consist in the fact that, after one begins to shed the ego in a certain sense, one no longer sees the world from one's prejudiced point of view, as one used to do before, when one had not even begun to shed the ego. And the third vision would be where man would truly penetrate into the world and its reality, not as seen by man living in his ego. He is told this. And he is admonished in the appropriate way not to want such an incarnation too urgently. He is made aware of the difficulties. But he does not back down. So he is initiated in the appropriate way. The initiation takes place – I will mention only the essentials – by being led into solitude for the night, into a room where only a monk watches over him. And there, after he has initially abandoned himself to his thoughts, he falls into a brief sleep, from which he very soon believes he will wake up. And now he finds himself in the room whose one wall has a mirror on it. In this mirror he sees himself, and he is amazed at what is meant. It is meant that when one, after a collection of thoughts and after such a strong decision as this person has made, steps in front of his own reflection, one sees oneself in a different way. So it is actually pointed out that the person is only now beginning to see himself. The mirror image looks so similar to him, but yet again somewhat different. And by doing what must follow from such a surprising experience: by striking the mirror, believing that he has wounded himself, the mirror man steps out of the mirror towards him, that is, that of him which, in a certain respect, is himself and yet again not himself. Now the person has arrived at the first step of knowledge. He must get used to not only going through the world as a person without ego consciousness, but also to having that which is himself and yet not completely himself, his mirror-person, accompany him. In the company of this mirror-man, who now tempts him to do all kinds of things in the outer world, lies a new encounter with world phenomena, with his own deeds, in that he finds himself precisely in the presence of his own ego. Now, I do not want to go into the details. The person in question is actually lying in bed, but he goes through what he can go through according to his previous experiences of external world experiences and external actions. These are not always very nice. But how someone describes something like that depends on their own taste. You can see from the way the author describes things how he feels about such a case. People also experience the world according to their tastes. So we are led through the experiences of the world. Just as Mephisto in Faust has something of the driving force, this mirror man is now always the driving force, and he is led from event to event, being made to do many wrongs. Everything appears to him in a new light, because he has looked into the mirror and seen himself. He now sees one thing after another in the world. He sometimes sees things as they appear to him because he is an ego-person, and sometimes as they appear to him after he is already able to see his reflection. He becomes more and more familiar with the phenomena of the world. In the process, he comes out of his ego more and more. The mirror-man, who is rather slight at first, becomes fatter and fatter. This is a polar-parallel phenomenon, which is not uninteresting. And so this person now lives through the world by experiencing in a different way what he could have experienced earlier, now that he has seen his own self. And in the end he has become so entangled in the experiences of the world that he has to become his own judge, condemning himself to death, which is again very characteristic. He finds that he cannot really live in the world. When he entered the monastery, he realized that it is impossible to live in today's society if you want to become a human being. This has increased to such an extent that now, when he has become his own judge, he condemns himself to death. And now he awakens. In a sense, he awakens from the execution of his own death sentence. He is again in the same room where he was. Now he looks at the mirror again. But by looking now, he notices, for example, that the mirror does not reflect a procession of monks passing by. Earlier, when he looked into the mirror, he saw himself and everything in front of the mirror. But now a procession of monks is passing by and is not reflected. He realizes from this that he is not standing in front of a mirror now, but that the mirror has become a window. He looks through it and sees out into the wide world, sees the landscape. He has attained the third vision. Now he sees the world, whereas at the beginning he saw only what the mirror gave. Because he had the mirror man at his side, he saw what he had seen before in a different way. But now, as it were, he sees through the surface of things - that is how it is presented - out into the free reality. It is, of course, implied that he now also sees out into the spiritual reality. So we have a trilogy before us: the first is the mirror, the third is, let us say, the window. The mirror has become the window. So there we have the two polar opposite views of the world. At first, everyone sees in the other 'their own reflection', sees only what they already have within themselves in the other, where they are caught up in their own ego, and thus sees only their own reflection everywhere in their neighbor or in anything they see in nature. Finally, after breaking through the mirror, they no longer see the mirror, but through the surface of things into the spiritual. And in between where the two merge into one another:
Now, I would like to point out two characteristic features of this drama. The first is this: we see that there is a desire to depict a person in the process of rising to a certain religious connection with another world. That the first part, the mirror, is short, one can forgive, because it is very interesting to see how the person lives into an insight into his own ego, so that this ego becomes so concrete to him that it now accompanies him through his experiences in the world. The middle part is quite detailed, and a great many experiences are described. In order to find these appealing at all, one must have a taste, one could even say sometimes, distaste, for them. But as I said, everyone has to do it according to their own taste. In any case, this part, where one looks into the experiences of the world, is very long. But the third part is quite short, and what is seen out there is actually only hinted at, I would say symbolically, by looking through the window; nothing real comes into view. It is quite short, this third part. That is the one peculiarity I would like to emphasize. But the other peculiarity is this: one must recognize that here is the most beautiful expression of the striving to pour strength and energy into thinking. But one also sees that the modern man, of the kind that Werfel is, cannot do that at first. Why? Yes, it is very peculiar. When I had finished reading this drama – and I read with the greatest interest, I must say, because it is extremely significant for our present spiritual life as represented by individual personalities – I had to say the following to myself: the process is as follows: 1. Der Spiegel; 2. Eins ins andere; 3. Das Fenster. But one could also read the whole thing backwards from front to back. Of course, it would have to be rewritten, but one could also read the whole thing backwards from front to back. Because why? It is entirely possible to understand the matter in such a way that one says to oneself: the way a person initially relates to the world is how things appear to him. He is no different from the things. He has not awakened to his sense of self. He stands before the window, looks out into the world. Now we could say that the old monk, to whom he has now come and to whom he says that he can no longer bear it, that everything is always only inside, what he sees through the window, that he wants to find himself – that the old man now says to him: Yes, there are three views to go through. The first view shows us the world without our finding our ego in it. We lose ourselves to the world. The second view allows us to gain something of the ego, and then, gradually, a multitude of beings comes towards us from the world. The world is brought to life, spiritualized. We used to see it as spiritless, now the world is spiritualized. Everywhere, from every being, from plants, animals, clouds and so on, something spiritual comes towards us. Many spiritual beings come towards us in this second part. In the third part, we wake up. We step in front of the window, we look out. But we see everything anew, because now we see the real world for the first time. The window has been transformed into a mirror, the human being has come to himself. He unites all these mirror beings that have come to meet him in the world of plants, animals, clouds; they are in his only self, which has become cosmic to him. And now, by recognizing himself, he actually sees the cosmos for the first time. You could easily describe the whole thing backwards, the last part of the trilogy first, then the middle part, then the part with which it started. That is extremely interesting, because it is precisely this that makes this drama particularly characteristic of the present. What is the peculiarity of intellectualism? Yes, the peculiarity of intellectualism is this: you can start with the idea anywhere and stop anywhere, and you can assert one thing and you can assert another – I have emphasized this many times. In terms of thought, you can prove anything, in terms of thought you can refute anything. Intellectualism, which is nothing more than a system of vapid and feeble thoughts, allows you to start anywhere and go somewhere, but you will stop at a certain point. But you can also start at this latter point and go the other way. Today, one can be a very clever person and a gross materialist, because materialism can be quite well proven in an intellectual way. And if one is purely intellectual, one can, in the way it happened after our anthroposophical congress in Vienna at a meeting, one can, from the standpoint of today's monism, quite intellectually lead the fight against the spirit. One can prove very well that materialism is right. But one can also want to be a spiritualist and prove this just as well. All these things, as long as one lives only in the intellectual, can be proved quite well, and they have the appearance of tremendous cogency, these intellectualistic discussions. And so it is in our time. People do not suspect, as they become entangled in spiritualism, materialism, realism, idealism, that they are becoming entangled in the intellectual spirit. They rightly feel: this can be firmly proven. They are the creatures of intellectualism. Because it is indeed true that things can be proved, that is why it is so dismal when one is obliged today to seriously discuss something based on reality, and then 'free discussion' is set up. One person says this, another says that, a third says something else. Basically, if you are just a little bright, you can say: they are all right. Of course, they are all equally wrong. The whole point of the talk is, after all, that one or the other sees what a tremendous swindle of one's own self it is to live in intellectualism, because with intellectualism, everything can be easily proven. The only thing that matters is that one has immersed oneself long enough in some direction or current, in some sect or party or something else, then one can quite rightly say: Yes, that's all clear; the other one who claims the opposite is an idiot. - Certainly, but the other one can just as easily prove that the first one is an idiot and his own claim is correct. Today, with the configuration that intellectual life has attained, this is perfectly possible and is taken for granted. And so it is a matter of course that one can write such a piece today without arriving at a real spiritual insight. The fact that Werfel is not approached proves that nothing significant is seen through the window; the spiritual insight would only begin if something significant were seen through the window. But if you merely describe three steps, and then, after describing how he woke up and looked out, you do not describe what he sees, if you make so many concessions to the general consciousness that you can write such a “Mirror Man” and still say something reasonable in response to something like “Occult Science in Outline” or “How to Attain Knowledge of Higher Worlds” or the like: If one has to say that one would not be in one's right mind if one accepted it, and if one can only say: Yes, the person in question has arrived at the window, but I am wary of seeing what one sees when looking out through the window, then one is simply not yet ready to immerse oneself in the real spiritual life, then one is simply completely stuck in intellectualism. That is why I was allowed to speak in this way. Of course, one would not have the right to give a philosophical critique of a work of art. But I did not give a philosophical critique at all; what I said is just as much an artistic view. Because it happens to you, you read a trilogy, read it with the utmost interest. Afterwards, when you're done, you suddenly feel upside down! It's an uncomfortable feeling, and to get back on your feet again, you would have to rewrite the whole story from back to front. It would take a very long time before you could finally work your way back to your feet, to your footing. Yes, it is quite true that one is also artistically cheated by becoming aware: in there is the spinning wheel of intellectualism, while the work of art must indeed make a beautiful impression. You cannot reverse that. Try to turn Goethe's “Faust” around, to start writing from the back to the front. You cannot! A work of art cannot be turned around. Here in this work you can, because the intellectualism predominates, because it has not penetrated to the real looking. Intellectualism has indeed received the vague, unconscious feeling that there must be juice and strength in the thoughts, but in reality neither juice nor strength has entered, there is nothing in it. There is only a pattern of a more real inner experience in it. And so we see just from something that is really full of spirit, which is extremely significant in terms of what our time can bring forth, where the path must go. For fifty years it has been the case that people actually feel: they must go in the direction of something spiritual, but they would avoid the real path. So they take something out of all kinds of old traditions, like the three-part path and the like. But it is characteristic that today they take up this three-part path; you can find it in all kinds of books that describe some old atavistic clairvoyant paths. As long as one refrains from accepting what one sees when looking through the window, this story of “mirror” and “one into the other” and “through the window” can very easily still be part of our spiritual life. It is easy to describe if one only has such general ideas about it. But as long as you stop at that, you still can't get out of intellectualism, which holds the people of the present day captive with a tremendous magic. I have pointed out this intellectual element in our time in the most diverse forms. I have pointed out how one could get into all kinds of branches in the Theosophical Society, and there were great schemes, races and rounds, whole world systems and all kinds of things were built up in wonderfully intellectual forms - all intellectual! On the other hand, when it was a matter of characterizing the structure of the human being, there was a scheme: physical man: dense physical matter; etheric body: finer matter; astral body: even finer; kama manas: even finer; manas: even finer, ever finer and finer. Yes, but only from the intellectual point of view! This thinning out did not stop at all! But it is just purely intellectual. Just as you can always turn a wheel, you can, if you just stick to the intellectual, let matter become thinner and thinner. And so we had an intellectualized theosophy, and so we have here an intellectualized poetry that even borders on mysticism and that will certainly be admired by a great many of our contemporaries, and rightly so, because one can see from such poetry how the striving of our time is again turning towards something spiritual. But my judgment is not an unartistic one. When I look at this mirror man who accompanies the hero throughout his entire evolutionary life, this mirror man is something completely different than Mephisto in relation to Faust. There is life in Faust. You know, I once showed how Mephisto is ultimately only the other side of Faust, like Wagner. “You resemble the spirit you comprehend, not me.” You resemble Wagner, you resemble Mephisto, and so on. But there is life in it. But it is not yet life when the self jumps out of the mirror, is initially frail and then becomes fatter and fatter as the person himself grows more and more out of life. In short, what dominates from beginning to end is the inanimate, the abstract. The abstract can always be turned around. And because nowhere in the artistic work can one feel a full-blooded, intense contemplation, but everywhere one sees only thought-patterns blown up into images, one feels an unartistic quality. And it is strange that in the present day, this is often defended by saying: Anthroposophy, yes, that is only the pursuit of ideas, and that is not artistic. But in Anthroposophy, the aim is to gain insight, only one must really be prepared for this insight. One must look through a window and see something. But here, the actual artistic is called something that has not quite hatched, that is just about to hatch from the egg, but is content to remain in the egg. You know what I mean, that the chicken does not really hatch from the egg to live in the world. It is as if man wants to begin a journey of knowledge, but still avoids the spiritual world in all its concreteness and certainty. I don't want to say how the egg feels when the chicken just can't get out! But isn't it true that it is just the same with such intellectual products that don't really get out. This is not to say anything against the value of such things. In the sense of the present I actually see something of the very first order in this mirror-man. But from a higher point of view it must be characterized and placed in the spiritual life, in the whole cultural life of the present, as I have tried to sketch it. |
213. Human Questions and World Answers: Thirteenth Lecture
22 Jul 1922, Dornach |
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213. Human Questions and World Answers: Thirteenth Lecture
22 Jul 1922, Dornach |
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Today I would like to add a somewhat more extensive consideration about cosmic observation to our reflections. We, as human beings, must be thoroughly aware that we live on earth in the time that passes between birth and death, and that we consider everything that makes an impression on us, in the narrower and broader sense, with our senses and also with our intellect, but only from the point of view of our earthly residence. We often become aware of how much we are bound to this earthly abode by our external physical body. We learn already in school that a human being can only live if he breathes the air that surrounds him and that consists of a certain mixture of oxygen and nitrogen. Man is completely dependent on this air for his vital functions. We only need to consider how different our physical life would be if, for example, there were more oxygen in the air around us than there actually is. Let us assume that there were more oxygen in the air, then we would live faster, that is, we would have a much shorter lifespan on earth calculated by years. Time would be compressed, so to speak, and our lifespan would have to be shorter. This is basically just a very rough approximation. We can imagine that our entire human organism would be different if every single thing in our environment that has an influence on us were to be changed just a little. Such a consideration is indeed often made today. People are becoming aware of their physical dependence on their environment. However, at most one is only very clearly aware in the abstract that man also has a soul-spiritual being, and basically one never has such precise ideas about this spiritual-soul being as one has about the physical-bodily being. The physical-corporal aspect of our organization is so well known that one can say how differently abundant oxygen in the air would affect a person. Regarding the spiritual-soul being, one does not think so much, thoughts that would go something like this: If this spiritual-soul being were different from what it is, could it then be on earth between birth and death? Just as our body is adapted to the amount of oxygen in the air, and how many other things in our body are adapted to the conditions that are just near the earth's surface, so too is our soul and spirit perfectly adapted between birth and death to what is immediately at the earth's surface. And when one becomes fully aware of this, then one will also be able to say: Just as the human being could not live as an earthly human being out there, just a few miles from the earth's surface, so too would the human soul, with its thinking, feeling and willing, not be able to live in a different way in other than earthly conditions, just as it lives in the earth's environment. Elsewhere, in a different position to the earth, it would have to be organized differently again as a spiritual-mental being. Just as the human body would derive no benefit from its lungs, once they were organized, if they were miles away from the earth's surface, so the human soul, with its thinking, feeling and willing, as it develops in earthly life, would be unable to function under other than earthly conditions. One could not get any clear idea of these things at all if it were not possible for those people who seek an inner soul development to come to different soul experiences than are the case in ordinary thinking, feeling and willing. You all know from the descriptions in my book 'How to Know Higher Worlds' that one can arrive at quite different soul moods and dispositions, that one can arrive at a quite different soul content. One can arrive at a soul content that not only has ordinary thinking but also imagination, that lives in pictures instead of thoughts. One can go further and arrive at inspiration. Just as our lungs, with the air, perform their inhalation in relation to the physicality of the air, so too can one, so to speak, inspire and breathe in the spiritual and soul substance of the spiritual and soul substance spread throughout the world. And just as the lungs, when they inhale oxygen, draw their life from this oxygen, as the whole human body draws its life from this oxygen, so too the human soul draws its life from the inspirations that take place when such higher knowledge is acquired. And it is the same with the further level of knowledge, with intuition. Then the soul rises to a completely different inner content. Then it experiences something essentially different. But this different experience is connected, as you know, with what can be called a soul-like going out of the body. We no longer feel so within our body when we ascend to imagination, inspiration and intuition as we feel when we are in ordinary earthly life. It is then with the spiritual-soul being just as if, for example, the lungs were transformed into an organ that breathes light instead of air. Then it could indeed live a few miles outside the earthly with the organism to which the lungs belong. Now, in the physical that is not possible at first, at least not for a human being, but it is possible for the spiritual and soul in us when we leave our body and then experience imagination, inspiration and intuition in our soul, we actually leave the earthly point of view, we already come to the point of view that we had before we descended into a physical body. We come through the fact that we ascend to imagination, inspiration and intuition, actually from an earthly view of the world to a cosmic view of the world. We are just simply no longer on earth, but we look at the earthly from a different point of view. [IMAGE REMOVED FROM PREVIEW] This is not of great significance when it comes to observing human souls. However, it is of great significance when it comes to getting to know the spiritual in the cosmos itself. I will make this clear to you in a schematic drawing. Imagine that here is the earth, the human being on earth. Man sees the elements in his earthly surroundings. We can call them solid, liquid and gaseous. He perceives the fiery, the warm. But then what immediately belongs to the earth's surface ceases. By perceiving the fiery, the warm, man already rises to the perception of the earth's surroundings. He enters the light-filled realm, into that which we call the light ether. It is indeed our special characteristic that we can perceive the light ether through our looking, our seeing. But when imaginative perception occurs in a person, then he does not feel standing here on earth and letting his gaze wander out into the light ether, but then he actually feels as if he were perceiving and looking at the whole from the outside (drawing, red). Particularly in relation to what I am discussing here, it is possible to speak quite definitely about how this happens. If you are standing on the earth and let your gaze wander freely into the cosmos, then by day you are looking into the light everywhere. By night you look up at the starry sky. There you make use, if I may say so, of the perceiving power of your eye. But the power of will is also constantly directed at this perceiving power of your eye. You actually use this power of will in earthly seeing only for the adjustment of the eye. But when you ascend to imaginative cognition, this willpower is trained more and more, especially for the individual senses. You feel how you, as it were, step out into space through your eyes and increasingly come to look at the cosmos from the outside. [IMAGE REMOVED FROM PREVIEW] You do not have to believe that what I am describing here consists of your eye becoming huge, and then growing all the way over, and that you then look at the cosmos from the outside as you now look at the cosmos from the inside. You do not achieve this through the power of perception, but precisely through the will becoming clairvoyant. It is an experience in which the will expands, but in which you yourself are present. In this case you also look at the stars from the outside, as a person, when he is in the spiritual world as a soul, also looks at the stars from the outside, from where there are no more stars, not from the etheric region, but from the astral region, from which one can say that there is still space, and from which one can also say that there is no more space. It does not make much sense to speak of what I have just indicated as if there were still space. But one feels as if one had space within oneself. But then you do not see any stars. You know you are looking at the stars, but you do not see any stars, you see images. You actually see images everywhere within the stellar space. It suddenly becomes clear to you why in the old days, when people depicted spheres, they didn't just paint stars, but pictures. [IMAGE REMOVED FROM PREVIEW] But now imagine looking through these pictures. Then you become aware that forces radiate down to Earth from all these pictures; only that these forces radiate together. If you look at a radiant star from here, from the Earth, you have the feeling that the rays diverge. If you look at it from outside, you have the feeling that the rays, the light effects that emanate from the pictures, are not only light effects but also power effects, and that they go together. These power effects go as far as the earth. And what do they do there? Yes, you see, they form the shape of the plants, for example. And the one who looks imaginatively says: the lily is a plant form on earth that was created in this form and shape by this group of stars. Another, a tulip shape, was created by another group of stars. [IMAGE REMOVED FROM PREVIEW] And so you see what is on earth as plant cover (green), as if it were really painted by the starry sky. It is actually the case that the form of the plant body is determined, created, by the cosmos. And now you can easily understand: if you look further in, if you see the fixed stars out there, then closer to the earth you see the planets Saturn, Jupiter, Mars and so on. They are moving. The fixed stars show you the constellations at rest, which give the plants their shape. But the moving planets send down forces of movement. It is these that the plants first draw out of the root, then make them grow higher and higher, and so on. Just as the shape of the plants is formed from the fixed starry sky, so the movement is formed from the movement of the celestial bodies closer to the earth. Only what takes place in the plant itself, this metabolism, that, for example, the plant absorbs carbonic acid, assimilates it, as they say, and secretes the carbon, so that it forms its carbon body, that is from the forces of the earth itself. We can therefore say: When we look at the plant in its entirety, its form is from the starry sky, its growth is from the planetary movement, and its metabolism is from the earth. These are things that are regarded as foolishness by those who call themselves true scientific minds today, but they are the very reality. For he who regards the plant in its growth and form as it is done today, resembles one — I must here use a simile that I have often applied — who looks at a magnetic needle that points with one side to the north, with the other side to the south, and who now says: This is due to the magnetic needle, that one point points to the north, the other to the south. It is not due to the magnetic needle, but natural science naturally assumes that the whole earth is a great magnet, that it attracts the one point to the north and the other to the south. In natural science, the whole earth is used to explain the direction of the magnetic needle. But in the same way, if you want to explain the whole form of the plant, you have to use the whole universe. The plant is formed out of the whole universe. It is simply an awful absurdity that the same people who, for example, use the whole earth to explain the direction of the magnetic needle, want to explain the plant only in terms of its cells and their forces. Just as the magnet needle can only be understood when it is placed in the whole magnetic context of the earth, so can plants only be understood when they are placed in the whole cosmic context, when one comes to say: Here I am walking across a region, let us say, of central Europe; for this central Europe, during the time of flower growth, these constellations have a particular significance; hence the plants of this area grow here, because the heavens cause certain plants to grow on the earth in a particular area. If we wish to observe plants from this point of view, if we go as far as the form, then we must actually take the whole Cosmos to help us. With the animals we need go only as far as the constellations of the zodiac. I have already spoken about this. The stars outside the zodiac have no influence on animals. The animal has thus already become more independent, no longer depends in its organic formation on the whole cosmos, but only on what is in and under the zodiac. Man has become even more independent, because only the planets influence him, not in so far as he is a soul, but in so far as he is a physical organism. Only where it passes over into the moral, into the soul, must we go beyond the planetary influence, as was done in the older, really good views of astrology, not in today's lay and amateurish ones, which are still behind. But from all this you can see that one must say, in a certain way, but always only to the extent that one takes the external into account: this applies to the plant. For the animal, the form is connected with the zodiac, the growth with the planetary movement and the metabolism with the earth. If we go up to the human being, then we can no longer ascribe his form to any constellation, but only to the whole universe as such; we can only say: the sphere; not to the individual constellations, but to the whole sphere. I have therefore said on one occasion – and it has already been printed – that in a certain sense the human brain is a reflection of the whole starry sky, not of a single group of stars. Thus, the sphere for form. For growth, in a certain sense, planetary motion too, but now the entire planetary motion, not individual planets, as it is for the plant, for the animal; and for metabolism, again, the earth.
What was the progress in the development of knowledge? Basically, until the time of the Mystery of Golgotha, no one who came into consideration with regard to knowledge doubted the things I have just discussed. Even if this ancient knowledge was not the fully conscious knowledge that we are striving for today through anthroposophy, for example, there was still a kind of dream-like but clairvoyant knowledge in those ancient times, at least up to the Mystery of Golgotha. And those people who were recognized as knowing something about the world had no doubt at all that when they looked at a plant blossom, they had to relate it to some configurations in the starry sky. And so with other things. Then this knowledge increasingly disappeared during the first four centuries after the Mystery of Golgotha. After the great eradication of ancient knowledge - I have often described this eradication - only those insights remained that were handed down into the Middle Ages, were often distorted, and are now recorded in old books and are still enjoyed by some people who do not want to take refuge in the new knowledge but always want to look back to the old. The realization that we are now consciously embracing, the cosmic realization of everything that appears here on our earth as a form, this cosmic realization that we are striving for today, was not present in conscious clairvoyance, but it was present in a certain way. It dawned on people more and more. And then, after man had devoted himself for some time to the artistic shaping of the word in drama, to the thought in dialectics, to the sound and word connection in rhetoric, to the contemplation of number in arithmetic, to the contemplation of form in geometry, after man had devoted himself to this artistic training of the human soul forces for several centuries, the world view emerged that no longer searches out there in the universe, that no longer asks: What is out there that a lily blossom or a tulip blossom can arise on earth? Instead, a worldview emerged that only calculates the present position of the stars, the size of the stars, which only mathematics can explain, which at most accepts mechanics and physics as astrophysics when the stellar world, when the extraterrestrial comes into consideration. If there is the earth here and a mole in the earth here, the mole has a certain view of the world. But there is not much of the sun in this world view. In more recent times, people have lost the opportunity to look up from the lily blossom, from the tulip blossom into the starry sky, just as the mole does not have the opportunity to look up beyond the darkness of the earth. And there, human beings are stuck in the earth, water, air and fire. At most, they look out into the light like an earthworm does when it comes out during a rain shower and perhaps perceives something of the scant light out there. With regard to the spiritual world, humanity has gradually become entangled in a kind of mole existence. For only what man can find in his own inner being, the mathematical connections, he seeks outside in the cosmos; but he does not seek the concrete and spiritually real outside in the cosmos. One could say that the experience of freedom could only come to man through leading this mole-like existence for a while, through looking at the lily and no longer knowing that a picture of heaven is reflected in the lily; through looking at the tulip and no longer knowing that a picture of heaven is reflected in the tulip. In this way he has turned his powers more inward, and has attained the experience of freedom. But today we have reached the point where we must again grasp the spiritual universe in the eye of our soul. That which for centuries appeared only as the mathematical, mechanical structure of space must again appear to the soul's eye as a spiritualized cosmos. One can truly say: For centuries, humanity in the civilized world has led a spiritual life of privation, albeit for the purpose of cultivating human freedom; for everything that is experienced in the progress of humanity has meaning. But one must see through this meaning, one must not stop at one stage of development, but one must go along with the development and must be clear today: Now that humanity has developed the experience of freedom in its earthly mole-like existence, it must turn again to the contemplation of the spiritual, the spiritual world, not only the mathematical world. But try to imagine vividly what I am dealing with now. It is really as if it had become dark in the soul in relation to the first four centuries after Christ, as if people had previously looked out and seen the light of the Spirit in the cosmos, figuratively speaking. There was just enough time, because this vision of the soul lasted for another four centuries after the Mystery of Golgotha, even if it became increasingly duller and duller, for the event of Golgotha, the Christ event, to still be viewed spiritually in the first centuries. Only the literature that refers to this spiritual view of the Christ event has also been eradicated. After all, there is nothing of this literature left except what the opponents wrote. Man faces the Mystery of Golgotha in such a way that, apart from the simple, seemingly simple accounts of the Gospels, he does not have the great accounts that the spiritualists of the first four centuries still gave. He has only the accounts of the opponents. We have about as much of the greatest portrayals of the mystery of Golgotha as posterity would have of anthroposophy if it only read the writings of Kal/ly. I think one would not get a very adequate picture. You always have to bear in mind how these first four centuries worked to eradicate precisely the most intense insights that were still available when one looked out into the cosmos and knew that the Christ came to earth from a spiritual cosmos. One had to understand the spiritual cosmos in order to be able to understand how the Christ came to earth from the spiritual world and embodied himself in a human being. Then nothing remained, because humanity immersed itself only in the earthly, as the memories of the Mystery of Golgotha. The memories were passed down from generation to generation. And what was passed down as a memory was called a revelation, and it was sought to comprehend it with the intellectualism that was emerging more and more. What is it then that is our task today in the face of these things? It is our task to learn to look out into the universe again and to be able to see spirit everywhere, not just by immersing ourselves in ourselves and wanting to experience the spiritual there, but by being able to experience the spirit in all the forms of the cosmos outside of us. That is our right, that must happen again. We must again penetrate into the luminous spirit of the whole cosmos, then we will also see the Mystery of Golgotha in a new light. I have shown you how, in the last third of the nineteenth century, this merely confessional adherence to the Mystery of Golgotha was actually no longer present. I have told you that a spirit like Kar} Julius Schröer said as early as the beginning of the seventies: The religious issues are actually an anachronism. He believed that people are already striving for something completely different, for a different kind of piety, for a different kind of connection with the spiritual world. But it has essentially taken these last fifty years for only weak attempts to be made, such as the one I mentioned in Werfel's “Mirror Man.” But now one sees that individual people are drawn to rediscover their connection with the spiritual world. But do not think that this connection with the spiritual world can be easily found. It cannot be easily found for the reason that today what is called science has acquired terrible authority, and is practised everywhere as official science. But it has emerged from these secret activities. I do not mean this in a derogatory sense. Please do not think that I am criticizing the times by speaking of 'moles'. I am just trying to characterize. I really do not want to say anything derogatory, because basically, since the 15th century, great things have been achieved by these cosmic moles, who are called human beings. If you do not believe this, then study the geography of moles or earthworms from a spiritual scientific point of view. This is a dream-like geography, but it is magnificent; it is just not suited to man. And if you were to study the geography of plants! The plant does not even dream in its etheric body, but what can be discovered in the etheric body is truly more magnificent than what can be learned at a faculty today. So, I do not mean any disrespect when I say: a mole existence, because I value it highly. But the world is evolving, and now is the time for us to reconnect with spiritual perception, with spiritual insight. People cannot continue to live without immersing themselves in this spiritual insight. And now one must become quite clear how these things have actually worked in the last fifty years. And here I would again like to present a characteristic personality. Sometimes one can study personalities much more precisely than one can describe more impersonal and abstract, in terms of how things develop in relation to human cultures and their progress. In these past reflections, I have referred you to Brentano and Nietzsche in order to show you, by way of what human souls have gone through, how evolution actually was. Today I would like to show you something more from the other side, how a person has been understood by his fellow human beings. In the 1820s, on July 22, 1822, a certain Gregor Mendel was born (we are celebrating his 100th birthday today). I mentioned him the other day when I said that, while we were in Vienna, articles about Gregor Mendel appeared everywhere because his 100th birthday is approaching. This Gregor Mendel was born the son of a farmer in a Silesian village, studied with great difficulty and very good progress, and was ordained a priest in Moravia at the age of twenty-four. He thus became a Catholic priest. Gregor Mendel was an exceptionally good student, as they say, both as a grammar school student and even at the seminary. It was common practice in Austria at the time – it was in the forties or fifties of the last century – for particularly well-behaved, hard-working students to be given scholarships by their convents. They were then sent to university to be trained as secondary school teachers, because almost all positions in the grammar and secondary modern schools - I also mentioned this recently when I described our trip to Vienna - were filled by monks or priests. In Austria, priests taught at the schools that are called secondary schools here, up to and including university. He was sent to Vienna to study mathematics and the exact natural sciences. After three years of study, you then had to take the teaching examination at that time. Mendel registered for the teaching examination, apparently thinking that because he had always received such excellent grades, it would be just as easy to pass the examination. He failed the teacher training examination, had to repeat it, and failed again, so that he could not repeat it a third time; because if you fail twice in such an important matter, you cannot continue. Through all kinds of circumstances, as it once was in old Austria, a school principal somewhere in Moravia once said: Well, we don't have anyone else who has come through and gotten a good report card; but we need a teacher, so we'll just hire Gregor Mendel. And so he became a secondary school teacher for fifteen years. There is no denying that he nevertheless became one of those secondary school teachers who were sent to these higher schools as priests. But then he particularly indulged his love of science, conducting a large number of experiments on the way inheritance occurs, especially in plants. He collected plants, planted plants, those, let's say, that have a reddish flower, and those that have whitish flowers. Then he allowed those that had reddish flowers to fertilize those that had whitish flowers, and then he got plants with nothing but reddish flowers, which were daughter plants. But in the second generation it was different. There was a certain number of reddish flowers, whitish flowers, mottled flowers, and so on. In short, Gregor Mendel said to himself: I must seek the atoms, the actual atomistic in the plant world, in the organic world in general. Those who are familiar with the development of intellectual life know how much thought was given to inheritance in those days. There are an enormous number of inheritance theories. But Gregor Mendel did not pay much attention to these inheritance theories. Instead, he planted his pea plants and observed how inheritance takes place when he allows a white pea to be fertilized by a reddish one. He to see if he got a red, white or mottled pea, and in this way he determined over generations how, for example, the color is formed, how inheritance is formed at all under different conditions, proportions and the like in peas. Yesterday I described the time – it was in the 1960s – when all of this came about, which I have described, which worked in Herman Grimm's “Unüberwindlichen Mächten”, in Paul Heyses “Kinder der Welt”, in Du Bois-Reymonds “Grenzen des Naturerkennens” and so on from the most diverse sides. In Mendel's case, it worked in such a way that he established the conditions of inheritance. The examiners at the two teaching exams were at least concerned enough about Gregor Mendel to fail him twice, and to give him the certificate: Completely unsuitable to teach any science to high school or secondary school students! — The other people, the later ones, were no longer concerned about Gregor Mendel at all. The books he wrote about the laws of inheritance are pretty much gathering dust in the libraries. Nobody cared about them anymore. But for about twenty or twenty-five years, you can find that people cared more and more about Gregor Mendel. They dug up his laws of inheritance. Because now we are facing a very special phase of science. In the epoch in which Herman Grimm wanted to show how human intellect cannot overcome class prejudices because it is not powerful, in the epoch in which Du Bois-Reymond pronounced his “Ignorabimus”, in which Paul Heyse wrote his “Children of the World”, thus in the epoch in which reason, intellect, has become increasingly powerless and sapless, but where there was nevertheless a tendency towards a new piety among non-denominational people, which has now lasted for fifty years. At the same time, efforts were being made everywhere to develop atomism to de-soul science, and Gregor Mendel also endeavored to discover botanical and zoological atomism. He tried to compose each plant according to its inheritance from red and white flowers, from large and small, from thick and thin flowers, to see how thick and thin, red and white flowers, once they are there, remain as unchanging as atoms remain unchanging. Back then, people said, for example: in carbonic acid we have coal and in hydrocarbon we have coal. Hydrocarbon is something completely different from carbonic acid, but in both there is coal. The atoms that are there as coal are the same in carbonic acid and in hydrocarbon. Mendel said: I have a red pea flower, and I have a white pea flower. Now the children that are born may be red. But now the children in turn have children, some of whom are red, some of whom are white, and some are mottled, speckled with red and white. And now it continues again: they have children, and among these there are again red, white and mottled ones, and so on. - Now we have the atomistic approach in relation to plants. If we look only at the color, red and white, then where the peas are red, only the white is hidden; it is also inside, only hidden. But with the further children, there it comes out again, just as the carbon is in the carbonic acid and in the hydrocarbon, in substances that are quite different from each other. That is the essential thing in the atoms, the carbon is here and is there; that is the same everywhere, the solid, the eternal atoms. The eternal atoms in plants, which are passed on by inheritance, are the colors, but also, for example, whether the plant is thick or thin, large or small; but the white is preserved, it is only sometimes hidden. Just as oxygen is present in water, so here the white is hidden in the red children and comes to light again when it has the opportunity. Gregor Mendel was truly a great man, because he sought out what was then considered appropriate for the time, atomism for the inanimate world, in the right place, for the plant world, in line with the thinking of his time. He also made very interesting observations about the animal world, although he failed his teaching exams twice. He did all that, but at the time, no one paid any attention. Then came the time when the discovery of radium and so on blew apart the atomism in the inanimate world. Recently, a rectorate speech was given in Berlin that seems to have dealt with this very nicely: you can't stick to the old atomism anymore. But people can't catch their breath quickly. Now they are losing their breath when they no longer have atomism. It no longer works in physics, and it doesn't really work in chemistry either. So, after Gregor Mendel had been gathering dust for a long time, his laws of inheritance were excavated, and today you can find everywhere that people are talking about Mendelism, that Mendelism is mentioned as something of the very first rank in the theory of inheritance, one hundred years after his birthday. The centenary of Gregor Mendel is now being celebrated in learned academies everywhere. It is an interesting life: the priest, who remained unnoticed during his lifetime and who failed his teaching exams twice, has nevertheless achieved something that a large number of academies around the world are celebrating as a very first intellectual accomplishment. In the case of Brentano, I have shown you the man from within, how he viewed the world, how he felt about the Vatican Council and the dogma of infallibility. In the case of Nietzsche, I have tried to show you something similar. In the case of Gregor Mendel, I wanted to show you more how others viewed him. Because it is, after all, interesting that the learned body twice failed him in his teaching exams, that he then remained completely unnoticed and now rules the world in terms of the so-called laws of inheritance. What is that? Basically, it is nothing more than the emergence of the last phase of intellectualism and, indeed, something else, which I would like to talk about tomorrow. But the emergence of intellectualism, the last gasps of intellectualism, which is so closely linked to atomism, can be seen in the relationship between the world and Gregor Mendel and also the world and Mendel today. I truly have no desire to take anything away from Gregor Mendel's fame. On the contrary, I have taken this opportunity today to introduce you to a truly great man, so that you will think of this great man here too. He is a great man. But it is precisely by studying the inner and outer destinies of great men that we can study the further development of humanity. It is not the small men, but the great ones, with whom one must study this, and Gregor Mendel is a great man, and you can be assured that I am more pleased that he is being celebrated today in all kinds of scientific academies than that I am pleased that he failed twice. You can believe that. But the fate of Gregor Mendel is extremely interesting. And I would like to say: this current clinging to atomism in the organic world is extremely characteristic of our time and actually belongs to all the phenomena that I wanted to describe to you in these days, which I examined yesterday from a different point of view and which I presented to you today from the point of view of Mendelism, for the centenary of Johann Gregor Mendel. |
213. On the Dimensions of Space
24 Jun 1922, Dornach Translator Unknown |
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213. On the Dimensions of Space
24 Jun 1922, Dornach Translator Unknown |
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My dear Friends, The things I shall have to explain to-day may be apparently a little far removed from our more concrete studies of Anthroposophy. They are however a necessary foundation for many other perceptions which we need—a foundation on which we shall afterwards have to build in our more intimate considerations. There is a certain inherent difficulty for our human power of knowledge and understanding when we speak of the physical bodily nature of man on the one hand, and the soul-and-spirit on the other. Man can gain ideas about the physical and bodily with comparative ease, for it is given to him through the senses. It comes out to meet him, as it were, from his environment on all sides, without his having to do very much for it himself—at any rate so far as his consciousness is concerned. But it is very different when we come to speak of the soul-and-spirit. True, if he is open-minded enough, man is distinctly aware of the fact that such a thing exists. Men have always received into their language designations, words and phrases referring to the soul-and-spirit. The very existence of such words and phrases shews after all, for an open-minded consciousness, that something does exist to draw man's attention to the reality of soul-and-spirit. But the difficulties begin at once when man endeavours to relate the world of things physical and bodily with the world of soul and spirit. Indeed for those who try to grapple with such questions philosophically, shall we say, the search for this relationship gives rise to the greatest imaginable difficulties. They know that the physical and bodily is extended in space. They can even represent it spatially. Man forms his ideas of it comparatively easily. He can use all that space with its three dimensions gives to him, in forming his ideas about things physical and bodily. But the spiritual as such is nowhere to be found in space. Some people, who imagine they are not materialistically minded—though in reality they are all the more so—try to conceive the things of the soul and spirit in the world of space. Thus they are led to the well-known spiritualistic aberrations. These aberrations are in reality materialistic, for they are an effort to bring the soul and spirit perforce into space. But quite apart from all that, the fact is that man is conscious of his own soul-and-spirit. He is well aware of how it works, for he is aware that when he resolves to move about in space his thought is translated into movement through his will. The movement is in space, but of the thought no open-minded, unbiased thinking person can assert that it is in space. In this way the greatest difficulties have arisen, especially for philosophic thinking. People ask: How can the soul-and-spirit in man—to which the Ego itself belongs—work upon the physical and bodily which is in space? How can something essentially unspatial work upon something spatial? Diverse theories have arisen on this point, but they all of them labour more or less under the difficulty of bringing the soul-and-spirit, which is unspatial, into relation with the physical and bodily, which is spatial. Some people say: In the will, the soul-and-spirit works upon the bodily nature. But in the first place, with ordinary consciousness, no one can say how the thought flows into the will, or how it can be that the will, which is itself a kind of spiritual essence, manifests itself in outer forms of movement, in outer activities. On the other hand the processes which are called forth by the physical world in our senses—i.e., in the bodily nature—are also processes extended in space. Yet inasmuch as they become an experience in soul and spirit, they are transformed into something non-spatial. Man cannot say out of his ordinary consciousness, how the physical and spatial process which takes place in sense-perception can influence the non-spatial, the soul-and-spirit. In recent times, it is true, men have sought refuge in the conception, to which I have often referred, of ‘psychophysical parallelism.’ It really amounts to a confession that we can say nothing of the relation of the physical and bodily to the soul-and-spirit. It says, for example: The human being walks, he moves his legs, he changes his position in external space. This is a spatial, a physical-bodily process. Simultaneously, while this is taking place in his body, a process of soul-and-spirit is enacted—a process of thought, feeling and will. All that we know is that when the physical and bodily process takes place in space and time, the process of soul and spirit also takes place. But we have no concrete idea of how the one works upon the other. We have psycho-physical parallelism: a psychical process takes its course simultaneously with the bodily process. But we still do not get behind the secret—whose existence is thus expressed—that the two processes run parallel to one another. We gain no notion of how they work on one another. And so it is invariably, when men try to form a conception of the existence of the soul-and-spirit. In the 19th Century, when the ideas of men were so thoroughly saturated with materialism, even this question could arise:—Where do the souls sojourn in universal space when they have left the body? There were even men who tried to refute spiritualism by proving that when so and so many men are dying and so and so many are already dead, there can be no room in the whole world of space for all these souls to find a place of abode! This absurd line of thought actually arose more than once during the 19th Century. People said, Man cannot be immortal, for all the spaces of the world would already have been filled with their immortal souls. All these things indicate what difficulties arise when we seek the relation between the bodily and physical, clearly spread out as it is in space, and the soul and spirit which we cannot in the first place assign to the spatial universe. Things have gradually come to this pass; our purely intellectualistic thinking has placed the bodily-physical and the soul-and-spirit sharply and crudely side by side. For the modern consciousness they stand side by side, without any intermediary. Nor is there any possibility of finding a relation on the lines along which people think of them to-day. The man of to-day conceives the spatial and physical in such a way that the soul has no conceivable place in it. Again, he is driven to conceive the soul-qualities so sharply separated from the physical and bodily, that the absolutely unspatial soul-and-spirit, as he conceives it, cannot possibly impinge at any point upon the physical. ... This sharp contrast and division was however only developed in the course of time. We must now begin again from an altogether different angle of approach, which is only made possible once more by taking our start from what anthroposophical spiritual science has to say. In the first place, anthroposophical science must consider the nature of the will. To begin with, straightforward observation shews undoubtedly that the will of man follows his movements everywhere. Moreover, the movements man accomplishes externally in space when he moves about, and those too which take place within him in the fulfilment of his everyday functions of life, in a word, all the activities of man in the physical world-are in the three dimensions of space. Hence the will must also go everywhere, wherever the three dimensions extend. Of this there can be no doubt. Thus if we are speaking of the will as of an element of soul-and-spirit, there can be no question but that the will—albeit a thing of soul and spirit—is three-dimensional. It has a three-dimensional configuration. We cannot but think of it in this way:—When we carry out a movement through our will, the will adapts itself and enters into all the spatial positions which are traced, for example, by the arm and hand. The will goes with it everywhere, wherever the movement of a limb takes place. Thus after all we must speak of the will as of a quality of soul which can assume a three-dimensional configuration. Now the question is, do all the soul-qualities assume this three-dimensional configuration? Let us pass from the Will to the world of Feeling. To begin with, we can make the same kind of observation. Considering the matter with the ordinary everyday consciousness, man will say to himself, for example: ‘If I am pricked by a needle on the right-hand side of my head, I feel it; if I am pricked on the left-hand side I feel it also.’ In the everyday consciousness he can, therefore, be of opinion that his Feeling is spread out over his whole body. He will then speak of Feeling as having a three-dimensional configuration in the same sense as the Will. But in so doing he gives himself up to an illusion. It is not really so. The fact is, at this point there are certain experiences which every man can have in his own nature, and from these we must take our start today. Our considerations will have to be somewhat subtle, but spiritual science cannot really be understood without subtlety of thought. Consider for a moment what it is like when you touch your own left hand with your right. You have a perception of yourself thereby. Just as in other cases you perceive an outer object, so do you perceive yourself when you touch your right hand with your left hand-say with the several fingers one by one. The fact to which I am referring appears still more distinctly when you consider that you have two eyes. To focus an object with both eyes you have to exert your will to some extent. We often do not think of this exertion of the will. It comes out more strongly when you try to focus a very near object. You then endeavour to turn your left eye towards the right and your right eye towards the left. You focus an object by bringing the lines of vision into contact, just as you bring your right and left hands into contact when you touch yourself. From these examples you can see that it is of some importance for man, with respect to his orientation in the world, to bring his left and right into a certain mutual relation. By the contact of the hands or the crossing of the lines of vision we can thus become aware of an underlying fact which is of deep significance. Though the everyday consciousness does not generally go farther than this, it is possible to continue very much farther along this line of study. Suppose we are pricked by a needle on the right-hand side of our body. We feel the prick. But we cannot really say so simply ‘where’ we feel the prick-meaning by ‘where’ some portion of the surface of our body. For unless the several members of our organism stood in a living mutual relationship to one-another,—unless they were working one upon the other—our human nature, body and soul together, would not be what it is. Even when our body is pricked, let us say, on the right-hand side, there is always a connection established from the right-hand side to the central plane of symmetry. For any feeling or sensation to be brought about, the left half of the body must always enter into relation with the right. It is comparatively easy to realise—if this be the plane of symmetry, seen from in front—that when the right hand touches the left the mutual feeling of the two hands is brought about in the plane of symmetry. It is comparatively easy to speak of the crossing of the lines of vision from the two eyes. But there is always a connecting line in every case—whenever we are pricked, for example, on the right-hand side;—the left half of the body crosses with the connecting line from the right. Without this process, the sensation would never come about. In all the surging waves of feeling and sensation, the fact that we have a right and a left half of the body—the fact that we are built symmetrically—plays an immense part. We always relate to the left-hand side what happens to us on the right. In a vague groping way something reaches over in us from the left, to cross with what is flowing from the right. Only so does Feeling come about. Feeling never comes about in space, but only in the plane. Thus the world of Feeling is in reality spread out, not three-dimensionally, but two-dimensionally. Man experiences it only in the plane which as a plane of section would divide him into two symmetrical halves. The life of Feeling is really like a painting on a canvas—but we are painting it not only from the one side but from both. Imagine that I here erect a canvas, which I paint from right to left and from left to right, and observe the interweaving of what I have painted from the one side and the other. The picture is only in two dimensions. Everything three-dimensional is projected, so to speak, into the two dimensions. You can arrive at the same idea in a somewhat different way. Suppose you were able to project on to a flat surface shadow-pictures of objects on the right-hand side and on the left. On the flat expanded wall you then have shadows of left- and right-hand objects. So it is with our world of Feeling. It is two-dimensional, not three-dimensional. Man is a painter working from two sides. He does not simply feel his way into space. Through his three-dimensional will he projects on to a plane in shadow-forms, in pictures, the influences of feeling which meet him in the world of space. In his life of feeling, man lives in a picture drawn two-dimensionally through his body-only it is for ever being painted from both sides. Thus if we would seek the transition from Will to Feeling in ourselves—as human beings in the life of soul—we must pass from the three-dimensional into the two-dimensional. But this will already give you a different spatial relationship of the soul-quality which is expressed in feeling, than if you merely say of the soul-life that it is unspatial. The plane has two dimensions, but it has no ‘space.’ Take any plane in the outer world—the blackboard for example. In reality it is a solid body, it has a certain thickness. But an actual plane, though it is in space, is not in itself spatial. ‘Space’ must always be of three dimensions; and only our Will enters into this three-dimensional space. Feeling does not enter into the three dimensions of space. Feeling is two-dimensional. Nevertheless it has its own relations to space, just as a shadow-picture has. In saying this, I am drawing your attention at the same time to a fact of very great importance, which is not at all easy to penetrate with clear perception, because with his everyday consciousness man has little inclination as a rule to perceive the peculiar nature of his world of Feeling. The fact is that the world of Feeling is always permeated by the Will. Think only for a moment of this: If you really receive on the right-hand side of your body the prick or sting of which we spoke just now, you do not immediately sever the Feeling from the Will. You will certainly not patiently receive the sting. Quite apart from the fact that you will probably reach out in a very tangible way, striking out pretty intensely with your Will into the three dimensions of space ; inwardly too there will be a defensive movement which does not appear externally but shews itself in all manner of delicate disturbances of the blood and the breathing. The defensive movement which we make, when, stung by a gnat, we reach out with our hand, is only the crudest and most external aspect. Of the finer aspect—the inner defensive movement which we perform in the motion of the blood and breathing and many another inward process—we are generally unaware. Hence we do not distinguish what the Will contributes from the content of Feeling as such. The real content of Feeling is in fact far too shy, far too elusive. We can only get at it by very careful meditation. If however you can exclude, from the Feeling as such, all that belongs to the Will, then as it were you shrink together from the right and left and you become the plane in the middle. And when you are the central plane, and like a conscious painter you record your inner experiences on this plane, then you begin to understand why the real world of Feeling is so very different from our ordinary, everyday experience. We can indeed experience this plane-quality, this surface-quality of Feeling. But it needs to be experienced meditatively. We must feel all the shadow-likeness of our feelings as against the robust outer experiences in three-dimensional space. We must first prepare ourselves for this experience, but if we do so we can really have it, and then we gradually come near the truth that Feeling takes its course in two dimensions. How shall we characterise Thinking? To begin with we must admit with open and unbiased mind how impossible it is to speak of a thought as if it were in space. A thought is really nowhere there in space. Nevertheless the thought must have some relation to space, for undoubtedly the brain—if not the instrument—is at least the foundation of our Thinking. Without the brain we cannot think. Thus our Thinking takes its course in connection with the activity of the brain. If Thinking had nothing to do with space, we should get the following curious result: If you were able to think well as a child of 12, your head having now grown beyond the position in which it was when you were 12 years old, you would have grown out of your Thinking. But that is not the case. As we grow up, we do not leave our Thinking behind. The very fact of growth will serve to indicate that even with our Thinking we are somehow in the world of Space. The fact is this. Just as we can separate out the world of Feeling—the world of inner experience of our Feelings—by learning gradually to perceive our plane of symmetry, so too we can learn to experience our Thinking meditatively, as something that only has extension upward and downward. Thinking is one-dimensional. It takes its course in man in the line. In a word, we must say: The Will takes on a three-dimensional configuration, the Feeling a two-dimensional and the Thinking a one-dimensional configuration. When we make these inner differentiations of space, we do not arrive at the same hard-and-fast transition as the mere intellect. We are led to perceive a gradual transition. The mere intellect says : The physical is three-dimensional, spatially extended. The soul-and-Spirit has no extension at all. From this point of view no relationship can be discovered between them. For it goes without saying, there is no relationship between that which has extension and that which has none. But when once we perceive that the Will has a three-dimensional configuration, then indeed we find that the Will pours itself out everywhere into the three-dimensional world. And again, when once we know that Feeling has a two-dimensional configuration, then we must pass from the three dimensions to the two, and as we do so we are led to something which still has a relationship to space, though it is no longer spatial in itself. For the mere plane—the two-dimensional—is not spatial, but the two dimensions are there in space; they are not entirely apart from space. Lastly, when we pass from Feeling to Thinking we pass from the two dimensions to the one. Thus we still do not go right out of space. We pass over gradually from the spatial to the unspatial. As I have often said, it is the tragedy of materialism that it fails to understand the material-the material even in its three-dimensional extension. Materialism imagines that it understands the material, substantial world, but that is precisely what it does not understand. Many things of real historic importance emerged in the 19th century, which still present an unsolved riddle to the ordinary consciousness. Think only of the great impression which Schopenhauer's philosophic system, The World as Will and Idea, made on so many thinking people. There is something unreal in the Idea, says Schopenhauer. The Will alone has reality. Why did Schopenhauer arrive at the idea that the world only consists of Will? Because even he was infected with materialism. Into the world in which matter is extended three-dimensionally, only the Will pours itself out. To place the Feelings too into this world, we must look for the relationship which obtains between the three-dimensional object and the two-dimensional image on the screen. Whatever we experience in our Feelings is a shadow-picture of something in which our Will too is living in its three-dimensional configuration. And what we experience in our Thinking consists of one-dimensional configurations. Only when we go right out of the dimensions—that is to say, when we pass to the dimensionless point,—only then do we arrive at our I or Ego. Our Ego has no extension at all. It is purely point-like, ‘punctual.’ So we may say, we pass from the three-dimensional to the two-dimensional, to the one-dimensional and to the ‘punctual.’ So long as we remain within the three-dimensional, there is our Will in the three dimensions. Our Feeling and our Thinking are also there within them, only they are not extended three-dimensionally. If we leave out the third dimension and come down to the two dimensions, we only have the shadow of outward existence, but in the shadow is extended that element of soul-and-spirit which lives in our Feeling. We are already getting more away from space. Then, when we go on to Thinking, we come away from space still more. And lastly when we pass on to the Ego, we go right out of space. Thus we are led out of space, as it were piece by piece. Now we see that it is meaningless merely to speak of the contrast between the soul-and-spirit, and the physical and bodily. It is meaningless, for if we wish to discover the relation between the soul-and-spirit and the physical and bodily, we must ask: How are things which are extended in three-dimensional space (our own body, for example) related to the soul as a being of Will? How is the bodily and physical in man related to the soul as a being of Feeling? The bodily and physical is related to the soul as a being of Will in such a way that one would say, it is saturated by the Will on all sides, in all dimensions, just like the sponge is saturated by water. Again, the bodily and physical is related to the Feeling, like objects whose shadows are thrown upon the screen. And when we pass from Feeling to the quality of Thought, then we must indeed become strange painters—for we must paint on to a line what is otherwise existing in the two dimensions of the picture. Ask yourselves the following question. (It will indeed make some demands on your imagination.) Suppose that you are standing face to face with the ‘Last Supper’ by Leonardo da Vinci. You have it before you in the surface. The whole thing is two-dimensional—for we need not take into account the thickness of the colours. The picture which you have before you is essentially two-dimensional. But now imagine to yourselves a line, drawn through the middle from top to bottom of the picture. This line shall represent a one-dimensional being. Imagine that this one-dimensional being has the peculiar quality that Judas, let us say, is not indifferent to him. He feels Judas in a certain way. He feels him more where Judas inclines his head in that direction, and where Judas turns away he feels him less. Likewise this one-dimensional being feels all the other figures. He senses them differently according as the one figure is in blue and the other in a yellow colour. He feels all that is there, to the left and to the right of him. All that is present in the picture is livingly felt by this one-dimensional being. Such in reality is our Thinking within us. Our Thinking is a one-dimensional being of this kind, and only partakes in the life of the remainder of our human being inasmuch as it is related to the picture which divides us into the left- and right-hand man. Via this two-dimensional picture, our Thinking stands in relation to the world of Will with its threefold configuration. If we wish to gain an idea of our being of soul-and-spirit (to begin with without the Ego; only in so far as it is willing, feeling and thinking) we must conceive it not as a mere nebulous cloud. We must regard the soul and spirit, as it were diagramatically. There it appears, to begin with, as a cloud, but that is only the being of Will. It has the constant tendency to become pressed together; thereby it becomes a being of Feeling. First we see a cloud of light. Then we see the cloud of light creating itself in the centre as a plane, whereby it feels itself. And the plane in turn strives to become a line. We must conceive this constant process—cloud, plane and line as an inwardly living form. It constantly tends to be a cloud, and then to squeeze together from the cloud into the plane, and then to elongate into the line. Imagine the plane that becomes a line and then a plane again and then again a cloud in three dimensions. Cloud, plane line; line, plane, cloud, and so on. Only so can you imagine graphically what your soul is in its inner being, its inner nature and essence. An idea that remains at rest will not suffice. No idea that remains at rest within itself can reproduce the essence of the soul. You need an idea with an inner activity of its own. The soul itself, as it conceives itself, plays with the dimension of space. Letting the third dimension vanish, it loses the Will. Letting the second dimension vanish, it loses the Feeling. And the Thinking is only lost when we let the first dimension vanish. Then we arrive at the point, and then only do we pass over to the Ego. Hence all the difficulty in gaining a knowledge of the soul. People are accustomed only to form spatial ideas. Hence they would like to have spatial ideas—however diluted—of the soul's nature. But in this form they only have the element of Will. Unless we make our thinking inwardly alive and mobile we can reach no conception of the soul-and-spirit. If we wish to conceive a quality of soul-and-spirit, and our conception is the same in two successive instants, we shall at most have conceived a quality of Will. We must not conceive the soul-and-spirit in the same form in two successive moments. We must become alive and mobile-not by moving from one point in space to another, but rather by passing from one dimension to another. This is difficult for the modern consciousness. Hence even the most well-meaning people—well-meaning for the conception of spiritual things—have tried to escape from Space by transcending the three dimensions. They come to a fourth dimension. They pass from the three-dimensional to the four-dimensional. So long as we remain within the mathematical domain, the thoughts which we arrive at in this way are quite in order. It is all perfectly correct. But it is no longer correct when we relate it to the reality. For the peculiar thing is, that when we think the fourth dimension in its reality, it eliminates the third. Through the fourth dimension the third dimension vanishes. Moreover, through the fifth dimension the second vanishes, and through the sixth the first vanishes, and we arrive at length at the point. When we pass in reality from the third to the fourth dimension, we come into the Spiritual. We eliminate the dimensions one by one, we do not add them, and in this way we enter more and more into the Spiritual. Through such ideas we gain a deeper insight too into the human form and figure. For a more artistic way of feeling is it not rather crude how we generally observe a human being, as he places himself with his three dimensions into the world? That after all is not the only thing. Even in ordinary life we have a feeling for the essential symmetry between the left and right halves of the body. And when we thus comprise the human being in his central plane, we are already led beyond the three dimensions. We pass into the plane itself. And only thereafter do we gain a clear conception of the one dimension in which he grows. Artistically we do already make use of this transition, from three to two and on to one dimension. If we cultivated more intensely this artistic perception of the human form, we should find more easily the transition to the soul's life. For you would never be able to feel a being, unsymmetrically formed, as a being of united and harmonious Feeling. Look at the star-fish. It has not this symmetrical form. It has five rays. Of course you can pass it by without any inner feeling. But if you perceive it feelingly, you could never say that the star-fish has a united feeling-life. The star-fish cannot possibly relate a right-hand to a left-hand side, or grasp a right-hand with a left-hand member. The star-fish must continually relate the one ray to one or two or three, or even to all four remaining rays. What we know as Feeling cannot live in the star-fish at all. I beg you to follow me along this intimate line of thought. What we know as Feeling comes from the right and from the left, and finds itself at rest in the middle. We go through the world by placing ourselves with our Feeling restfully into the world. The star-fish cannot do so. Whatever the star-fish has, as influence of the world upon itself, it cannot relate it symmetrically to another side. It can only relate it to one, or two, or to the third or fourth ray. But the first influence will always be more powerful. Thus the star-fish has no Feeling-life at rest within itself. When, as it were, it turns its attention to the one side, then by the whole arrangement of its form it will experience: ‘You are raying out in that direction, thither you are sending forth a ray.’ The star-fish has no restfulness in feeling. It has the feeling of shooting forth out of itself. It feels itself as raying forth in the world. If you develop your feelings in a more intimate way, you will be able to experience this even as you contemplate the star-fish. Observing the end-point of any one ray and relating it to the creature as a whole, in your imagination the star-fish will begin to move in the direction of this ray, as it were a streaming, wandering light. And so it is with all the other animals which are not symmetrically built, which have no real access of symmetry. If man would only enter into this more intimate way of Feeling—instead of giving himself up entirely to the intellectual, merely because in the course of time he had to become an intellectual being,—then indeed he would find his way far more intimately into the world. It is so also in a certain sense for the plant world, and for all things that surround us. True self-knowledge takes us ever farther and farther into the inwardness of things. |
213. Spiritual Wisdom in the Early Christian Centuries
16 Jul 1922, Dornach Translator Unknown |
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213. Spiritual Wisdom in the Early Christian Centuries
16 Jul 1922, Dornach Translator Unknown |
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I have said on many occasions that at the time when medieval culture had reached its prime, two streams of spiritual life were flowing through the ripest souls in European civilisation—streams which I have described as knowledge through revelation and knowledge acquired by reason, as we find it in Scholasticism. Knowledge through revelation, in its more scholastic form, was by no means a body of mystical, abstract or indefinite thought. It expressed itself in sharply defined, clear-cut concepts. But these concepts were considered to be beyond the scope of man's ordinary powers of cognition and must in every case be accepted as traditions of the Church. The Church, by virtue of its continuity, claimed the right to be the guardian of this kind of knowledge. The second kind of knowledge was held to be within the scope of research and investigation, albeit those who stood wholly within the stream of Scholasticism acknowledged that this knowledge acquired by reason could not in any sense be regarded as knowledge emanating from the super-sensible world. Thus when medieval culture was at its prime, it was realised that knowledge no longer accessible to mankind in that age must be preserved as it were by tradition. But it was not always so, for if we go back through the Middle Ages to the first Christian centuries we shall find that the characteristics of this knowledge through revelation was less sharply emphasised than they were in medieval culture. If one had suggested to a Greek philosopher of the Athenian School, for instance, that a distinction could be made between knowledge acquired by reason and knowledge through revelation (in the sense in which the latter was understood in the Middle Ages), he would have been at a loss to know what was meant. It would have been unthinkable to him that if knowledge concerning super-sensible worlds had once been communicated to a man by cosmic powers, it could not be communicated afresh. True, the Greeks realised that higher spiritual knowledge was beyond the reach of man's ordinary cognition, but they knew too that by dint of spiritual training and through Initiation, a man could unfold higher faculties of knowledge and that by these means he would enter a world where super-sensible truth would be revealed to him. Now a change took place in Western culture between all that lived in the centuries when Greek philosophy came to flower in Plato and Aristotle, and the kind of knowledge that made its appearance about the end of the fourth century A.D. I have often referred to one aspect of this change by saying that the Mystery of Golgotha occurred in an age when very much of the old Initiation-wisdom was still living in men. And indeed there were many who applied their Initiation-wisdom and were thus able, with super-sensible knowledge, to realise the significance of the Event on Golgotha. Those who had been initiated strained every nerve to understand how a Being like the Christ, Who before the Mystery of Golgotha had not been united with earthly evolution, had passed into an earthly body and linked Himself with the evolution of man. The nature of this Being, how He had worked before His descent to the earth—such were the questions which even at the time of the Mystery of Golgotha men were trying to answer by means of the highest faculties of Initiation-wisdom. But then we find that from the fifth century A.D. onwards, this old Initiation-wisdom which had lived in Asia Minor, Northern Africa, in Greek culture, had spread over into Italy and still further into Europe, was less and less understood. People spoke contemptuously of certain individuals, saying that their teachings were to be avoided at all costs by true Christians. Moreover, efforts were made to obliterate all that had previously been known of these individuals. It is strange that a man like Franz Brentano should have inherited from medieval tradition a hatred of all that lived in personalities like Plotinus, for example, of whom very little was known but who was regarded as one with whom true Christians could have no dealings. Brentano had allowed himself to be influenced by this hatred and vented it on Plotinus. He actually wrote a polemical thesis entitled Was für ein Philosoph manchmal Epoche macht, and the philosopher is Plotinus, who lived in the third century A.D. Plotinus lived within the streams of spiritual life which were wholly exhausted by the time of the fourth century A.D. and which in the later evolution of Christendom people tried to cast into oblivion. The information contained in text-books on the history of philosophy in regard to the outstanding figures of the early Christian centuries is usually not only scanty in the extreme but quite incapable of giving any idea of their significance. Naturally it is difficult for us in modern times to have any true conception of the first three or four centuries of Christendom—for example, of the way in which the impulses living in Plato and Aristotle were working on and of thought which had in a certain respect become estranged from the deeper Mystery-wisdom, although this wisdom was still possessed by certain personalities in the first three or four centuries after the coming of Christ. Very little real understanding of Plato is shown in modern text-books on the history of philosophy. Those of you who are interested should read the chapter on Plato in Paul Deussen's History of Greek Philosophy, and the passage where he speaks of the place assigned by Plato to the Idea of the Good in relation to the other Ideas. Deussen says something like this: Plato did not admit the existence of a personal God because, if he had done so, he could not have taught that the Ideas subsist in and through themselves. Plato could not acknowledge God as a Being because the Ideas are primary and subsistent. True—says Deussen—Plato places the Idea of the Good above the other Ideas, but he did not thereby imply that the Idea of the Good stands above the others.—For what is expressed in the Idea of the Good is, after all, only a kind of family-likeness which is present in all the Ideas.—Such is Deussen's argument. But now let us scrutinise this logic more closely. The Ideas are there. They are subsistent and independent. The Idea of the Good cannot be said to rule or direct the other Ideas. All Ideas bear a family-likeness but this family-likeness is actually expressed through the Idea of the Good. Yes—but whence are family-likenesses derived? A family-likeness is derived from stock. The Idea of the Good points to family-likeness. What can we do except go back to the father of the stock! This is what we find to-day in famous histories of philosophy and those who write them are regarded as authorities. People read such things and never notice that they are out-and-out nonsense. It is difficult to imagine that anyone capable of writing such absurdities in connection with Greek philosophy could have anything very valuable to say about Indian wisdom. Nevertheless, if we ask for something authoritative on the subject of Indian wisdom to-day we shall certainly be advised to read Paul Deussen. Things have come to a pretty pass! My only object in saying this is to show that in the present age there is little real understanding of Platonic philosophy. Modern intellectualism is incapable of it. Nor is it possible to understand the tradition which exists in regard to Plotinus—the so-called Neo-Platonic philosopher Plotinus was a pupil of Ammonius Saccas who lived at the beginning of the third century A.D. It is said that Ammonius Saccas gave instruction to individual pupils but left nothing in writing. Now the reason why the eminent teachers of that age wrote nothing down was because they held that wisdom must be something living, that it could not be passed on by writing but only from man to man, in direct personal intercourse. Something else—again not understood—is said of Ammonius Saccas, namely that he tried to bring about agreement in the terrible quarrels between the adherents of Aristotle and of Plato, by showing that there was really no discrepancy between the teachings of Plato and Aristotle. Let me try to tell you in brief words how Ammonius Saccas spoke of Plato and Aristotle. He said: Plato belonged to an epoch when many human souls were treading the path to the spiritual world in other words when there was still knowledge of the principles of true Initiation. But in more ancient times there was no such thing as abstract, logical thought. Even now (at the beginning of the third century A.D.) only the first, elementary traces of this kind of thinking are making their appearance. In Plato's time, thoughts evolved independently were unknown. Whereas the Initiates of earlier times gave their message in pictures and imaginations, Plato was one of the first to change these imaginations into abstract concepts and ideas. The great spiritual picture to which Plato tried to lift the eyes of men was brought down in more ancient times merely in the form of imaginations. In Plato, the imaginations were already concepts—but these concepts poured down as it were from the world of Divine Spirit. Plato said in effect: the Ideas are the lowest revelation of the Divine-Spiritual. Aristotle could no longer penetrate with the same intensity into this spiritual substance. Therefore the knowledge he possessed only amounted to the substance of the ideas, and this is at a lower level than the picture itself. Nevertheless, Aristotle could still receive the substance of the ideas in the form of revelation. There is no fundamental difference between Plato and Aristotle—so said Ammonius Saccas—except that Plato was able to gaze into higher levels of the spiritual world than Aristotle.—And thereby Ammonius Saccas thought to reconcile the disputes among the followers of Aristotle and Plato. We learn, then, that by the time of Plato and Aristotle, wisdom was already beginning to assume a more intellectual form. Now in those ancient times it was still possible for individuals here and there to rise to very high levels of spiritual perception. The lives of men like Ammonius Saccas and his pupil Plotinus were rich in spiritual experiences and their conceptions of the spiritual world were filled with real substance. Naturally one could not have spoken to such men of outer Nature in the sense in which we speak of Nature to-day. In their schools they spoke of a spiritual world, and Nature—generally regarded nowadays as complete and all-embracing—was merely the lowest expression of that spiritual world of which they were conscious. We can form some idea of how such men were wont to speak, if we study Iamblichus, a man possessed of deep insight and one of the successors of Ammonius Saccas. How did the world appear to the soul of Iamblichus? He spoke to his pupils somewhat as follows:—If we would understand the universe let us not pay heed to space, for space contains merely the outward expression of the spiritual world. Nor let us pay heed to time, for only the illusory images of cosmic reality arise in time. Rather must we look up to those Powers in the spiritual world who are the Creators of time and of the connections between time and space. Gazing out into the expanses of the cosmos, we see how the cycle, repeated visibly in the Sun, repeats itself every year. But the Sun circles through the Zodiac, through the twelve constellations. It is not enough merely to observe this phenomenon, for three hundred and sixty heavenly Powers are working and weaving therein, sending forth the Sun-forces which flood the whole universe accessible to man. Every year the cycle is repeated. If these Powers alone held sway, there would be three hundred and sixty days in a year. But there are, in fact, five additional days, ruled by seventy-two sub-heavenly Powers, the planetary Spirits. I will draw (on the blackboard) this pentagonal figure, because one to five is the relation of seventy-two to three hundred and sixty. The five remaining days in the cosmic year which are abandoned, as it were, by the three hundred and sixty heavenly Powers, are ruled by the seventy-two sub-heavenly Powers. But over and above the three hundred and sixty-five days, there are still a few more hours in the year. And these hours are directed by forty-two earthly Powers.—Iamblichus also said to his pupils: The three hundred and sixty heavenly Powers are connected with the head-organisation of man, the seventy-two sub-heavenly Powers with the breast-system (breathing-process and heart) and the forty-two earthly Powers with the purely earthly system in man (e.g. digestion, metabolism). In those times the human being was given his place in a spiritual universe, whereas nowadays we begin our physiological studies by learning of the quantities of carbon, hydrogen, nitrogen, sulphur, phosphorus, lime-stone, etc., within the human organism. We relate the human being to a lifeless nature. But Iamblichus would have taught how the organism of man is related to the forty-two earthly Powers, the seventy-two sub-heavenly or planetary Powers, and the three hundred and sixty heavenly Powers. Just as to-day man is said to be composed of earthly substances, in the time of Iamblichus he was known to represent a confluence of forces streaming from the spiritual universe. Great and sublime was the wisdom presented in the schools of learning in those days, and one can readily understand that Plotinus—who had reached the age of twenty-eight before he listened to the teachings of Ammonius Saccas—felt himself living in an altogether different world. He was able to assimilate some of this wisdom because it was still cultivated in many places during the first four centuries after the Mystery of Golgotha. With this wisdom men also tried to understand the descent of the Christ into Jesus of Nazareth and the place of Christ in the realms of the spiritual Hierarchies, in the great structure of the spiritual universe. And now let me deal with another chapter of the wisdom taught by Iamblichus. He said: There are three hundred and sixty heavenly Powers, seventy-two planetary Powers, forty-two earthly Powers—in all, four hundred and seventy-four Divine Beings of different orders. Look to the far East—so said Iamblichus—and you will there find peoples who give names to their Gods. Turn to the Egyptians and to other peoples—they too name their Gods. Phoenicians, Greeks, Romans—all will name their Gods. The four hundred and seventy-four Gods include all the Gods of all the different peoples: Zeus, Apollo, Baal—all the Gods. The reason why the peoples have different Gods is that one race has chosen twelve or maybe seventeen Gods from the four hundred and seventy-four, another race has taken twenty-five, another three, another four. The number of racial Gods is four hundred and seventy-four. And the highest of these Gods, the God who came down to earth at a definite point of time, is Christ. This wisdom was well suited to bring about reconciliation between the different religions, not as the outcome of vague sentiment but of the knowledge that the different Gods of the peoples constitute, in their totality, one great system—the four hundred and seventy-four Gods. It was taught that all the choirs of Gods of the peoples of ancient times had reached their climax in Christianity and that the crown of wisdom was to understand how the Christ Being had entered through Jesus of Nazareth into His earthly activity. And so, as we look back to an earlier Spiritual Science (which although it no longer exists in that form to-day, indeed cannot do so for it must be pursued now-a-days in a different way), the deepest respect grows up within us. Profound wisdom was taught in the early Christian centuries in regard to the super-sensible worlds. But knowledge of this spiritual universe was imparted only to those who were immediate pupils of the older Initiates. The wisdom might only be passed on to those whose faculties of knowledge had reached the stage where they were able to understand the essence and being of the different Gods. This requisite of spiritual culture was recognised everywhere in Greece, in Egypt and in Asia Minor. It is, of course, true, that remnants of the ancient wisdom still existed in Roman civilisation. Plotinus himself taught for a long time in Italy. But a spirit of abstraction had crept into Roman culture, a spirit no longer capable of understanding the value and worth of personality, of being. The spirit of abstraction had crept in, not yet in the form it afterwards assumed, but adhered to all the more firmly because it was there in its earliest beginnings. And then, on the soil of Italy at the beginning of the fourth century A.D. we find a School which began to oppose the ancient principle of Initiation, the preparation of the individual for Initiation. We see a School arising which gathers together and makes a careful record of everything originating from ancient Initiation-wisdom. The aim of this School—which lasted beyond the third on into the fourth century—was to perpetuate the essence of Roman culture, to establish historical tradition as against the strivings of individual human Beings. As Christianity began to find its way into Roman culture, the efforts of this school were directed to the elimination of all that could still have been discovered by means of the old Initiation-knowledge in regard to the presence of Christ in the personality of Jesus. It was a fundamental tenet of this Roman School that the teaching given by Ammonius Saccas and Iamblichus must not be allowed to pass on to posterity. Just as in those times there was a widespread impulse to destroy the ancient temples and altars—in short to obliterate every remnant of ancient Heathendom—so, in the domain of spiritual life, efforts were made to wipe out the principles whereby knowledge of the higher world might be attained. To take one example: the dogma of the One Divine Nature or of the Two Divine Natures in the Person of Christ was substituted for the teaching of Ammonius Saccas and Iamblichus, namely, that the individual human being can develop to a point where he will understand how the Christ took up His abode in the body of Jesus. This dogma was to reign supreme and the possibility of individual insight smothered. The ancient path of wisdom was superseded by dogma in the culture of the Roman world. And because strenuous efforts were made to destroy any teaching that savoured of the ancient wisdom, little more than the names of men like Ammonius Saccas and Iamblichus have come down to us. Of many other teachers in the Southern regions of Europe not even the names have been preserved. Altars were destroyed, temples burnt to the ground and the ancient teachings exterminated, to such an extent indeed that we have no longer any inkling to-day of the wisdom that lived in the South of Europe during the first four centuries after the Mystery of Golgotha. Again and again it happened, however, that knowledge of this wisdom found its way to men who were interested in these matters and who realised that Roman culture was rapidly falling to pieces under the spread of Christianity. But after the extermination of what would have been so splendid a preparation for an understanding of the Mystery of Golgotha, it was only possible to learn of the union of Christ with Jesus in the form of an abstract dogma laid down by the Councils and coloured by the Roman spirit. The living wisdom was wiped out, and abstraction, albeit working on in the guise of revelation, took its place. History is well-nigh blank in regard to these things, but during the first centuries of Christendom there were a number of men who were able to say: “There are indeed Initiates—of whom Iamblichus was one. It is the Initiates who teach true Christianity. To them, Christ is Christ indeed, whereas the Romans speak merely of the ‘Galileans.’ ” This expression was used in the third and fourth centuries A.D. to gloss over a deep misunderstanding. The less men understood Christianity, the more they spoke of the Galileans; the less they knew of the Christ, the more emphasis they laid on the human personality of the ‘Galilean.’ Out of this milieu came Julian, the so-called Apostate, who had absorbed a very great deal from pupils of men like Iamblichus and who still knew something of the spiritual universe reaching down into every phenomenon of Nature. Julian the Apostate had heard from pupils of Iamblichus of the spiritual forces working down into every animal and plant from the three hundred and sixty heavenly Powers, the seventy-two planetary Powers and the forty-two earthly Powers. In those days there were still some who understood what was, for example, expressed in a most wonderful way in a deeply significant legend related of Plotinus. The legend ran: There were many who would no longer believe that a man could be inspired by the Divine Spirit and who said that anyone who claimed to have knowledge of the Divine-Spiritual world was possessed by a demon. Plotinus was therefore carried off to the temple of Isis in Egypt in order that the priests might determine the nature of the demon possessing him. And when the Egyptian priests—who still had knowledge of these things—came to the temple and tested Plotinus before the altar of Isis, performing all the ritual acts still possible at that time, Lo! instead of a demon there appeared the Godhead Himself! This legend indicates that in those times men still acknowledged that at least it was possible to prove whether a good God or a demon was possessing a human being. Julian the Apostate heard of these things. But on the other side there came insistently to his ears the words of a writing which passed into many hands in the Roman world during the first Christian centuries and was said to be a sermon of the Apostle Peter, whereas it was actually a forgery. In this document it was said: Behold the godless Hellenes! In very creatures of nature they see the Divine-Spiritual. This is sinful, impious. It is sacrilege to see the Divine-Spiritual in Nature, in animal and in plant. Let no man be so sinful as to believe that the Divine is present in the course of the Sun and Moon.—These were the things that dinned in the ears of Julian, now from one side, now from another. A deep love for Hellenism grew up within him and he became the tragic figure who would fain have spoken of Christianity in the light of the teachings of Iamblichus. There is no telling what would have come to pass in Europe if the Christianity of Julian the Apostate had conquered instead of the doctrines of Rome, if his desire to restore the Initiation-training had been fulfilled the training whereby men could themselves have attained to knowledge of how the Christ had lived in Jesus and of His place among the other racial Gods. Julian the Apostate was not out to destroy the heathen temples. Indeed he would have been willing to restore the temple of the Jews at Jerusalem. His desire was to restore the heathen temples and he also had the interests of the Christians at heart. Truth and truth alone was his quest. And the great obstacle in his way was the School in ancient Rome of which I have spoken—the School which not only set out to exterminate the old principle of Initiation but did in fact succeed in exterminating it, wishing to put in its place recorded traditions of Initiation-wisdom. When the moment had arrived, it was easy to arrange for the thrust of the Persian spear which caused Julian's death. It was then that the words were uttered which have never since been understood, not even by Ibsen, but which can be explained by a knowledge of the traditions of Julian's time: ‘The Galilean has conquered, not the Christ!’ For at this moment of death it was revealed to the prophetic vision of Julian the Apostate that henceforward the conception of Christ as a Divine Being would fade away and that the ‘Galilean,’ the man of Galilean stock would be worshipped as a God. In the thirtieth year of his life Julian the Apostate had a pre-vision of the whole of subsequent evolution, on into the nineteenth century, by which time theology had lost all knowledge of the Christ in Jesus. Julian was ‘Apostate’ only in regard to what was to come after. The Apostate was indeed the Apostle in respect of spiritual realisation of the Mystery of Golgotha.—And it is this spiritual realisation that must be quickened again in the souls of men. Newer geological strata always overlay those that are older and the newer must be pierced before we can reach those that lie below. It is sometimes difficult to believe beneath what thick layers the history of human evolution lies concealed. Thick indeed are the layers spread by Romanism over the first conceptions of the Mystery of Golgotha! Through spiritual knowledge it must again be possible to penetrate through these layers and so rediscover that old wisdom which was swept away from the domain of spiritual life just as the heathen altars were swept away from the physical world. Egyptian priests declared that Plotinus bore a God within him, not a demon. But in the West the dictum went forth that Plotinus was assuredly possessed by a demon. Read what has been said on the subject, including the thesis by Brentano which I have mentioned, and you will find the same. According to the Egyptian priests, a God and not a demon was living in Plotinus, the philosopher of the third century A.D. But Brentano states the contrary. He declares: Plotinus was possessed by a demon, not by a God! And then, in the nineteenth century, the Gods became demons, the demons Gods. Men were no longer capable of distinguishing between Gods and demons in the universe. And this has lived on in the chaos of our civilisation. Truly these things are grave when we see them as they really are. I wished to-day to speak of one chapter of history and from an absolutely objective standpoint, for what comes to pass in history is after all inevitable. Necessary as it was that for a season men should remain without enlightenment about certain mysteries, enlightenment must ultimately be given, and—what is more—received. |
214. The Mystery of the Trinity: The Mystery of Truth I
23 Jul 1922, Dornach Translated by James H. Hindes |
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214. The Mystery of the Trinity: The Mystery of Truth I
23 Jul 1922, Dornach Translated by James H. Hindes |
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We have often drawn attention to the fact that the spiritual life of the first four Christian centuries has been completely buried, that everything written today about the views and knowledge of human beings living at the time of the mystery of Golgotha and during the four centuries thereafter is based on sources which have come to us essentially through the writings of the opponents of gnosticism. This means that the “backward seeing” of the spiritual researcher is necessary to create a more exact picture of what actually took place during these first four Christian centuries. In this sense I have recently attempted to present a picture of Julian the Apostate.1 Now, we cannot say that the following centuries, as presented in the usual historical descriptions, are very clear to people today. What we could call the soul life of the European population from the fifth on into the twelfth, thirteenth, and fourteenth centuries remains completely unclear in the usual historical portrayals. What do we find, then, basically represented in these usual historical portrayals? And what do we find even if we look at the writings of facile, so-called dramatists and authors, writers such as Ernst von Wildenbruch,2 whose writings are, in essence, nothing more than the family histories of Louis the Pious or other similar personages, garnished with superficial pageantry, and then presented to us as history? It is extremely important to look at the truth concerning European life during those times when so much of the present originated. If we want to understand anything at all concerning the deeper streams of culture, including the culture of recent times, we must understand the soul life of the European population in those times. Here I would like to begin with something which will, no doubt, be somewhat remote from many of you; we need, however, to address this subject because it can only be seen properly today in the light of spiritual science. As you know there is something today called theology. This theology—basically all our present day European theology—actually came into being—in its fundamental structure, in its inner nature—during the time from the fourth and fifth centuries after Christ through the following very dark centuries up to the twelfth and thirteenth centuries, when it was brought to a certain conclusion through scholasticism. From the point of view of this theology, which was really only developed in its essential nature in the time after Augustine, Augustine himself could no longer be understood; or, at best, he could barely be understood, while all that preceded him, for example, what was said about the mystery of Golgotha, could no longer be understood at all.3 Let us consider the essence of this theology which developed precisely during the darkest times of the Middle Ages, darkest, that is, for our external knowledge. Above all, it becomes clear to us that this theology is something entirely different from the theology that came before it—if indeed what came before can be called theology. What theology had been before was actually only transplanted like a legacy into the times in which the theology I have just characterized arose. And you can get an impression of what earlier theology was like if you read the short essay on Dionysius the Areopagite in this week's edition of the Goetheanum,4 There you will find a portrayal of the way in which human beings related to the world in the first Christian centuries, a way altogether different from that which came to prevail by the time of the ninth, tenth, and following centuries. In contrast to the later, newer theology, the old theology—the theology of which Dionysius the Areopagite was a late product—saw everything that related to the spiritual world from within and had a direct view of what happens in the spiritual worlds. If we want to gain insight into the way adherents of this old theology actually thought, into the way the soul of this theology inwardly regarded things, then once again we can really only do so with the methods of present-day anthroposophical spiritual science. We then come to the following results. (Yesterday, from another point of view I characterized something very similar.)5 In the ascent to Imagination, in the entire process of climbing, ascending to imaginative knowledge, we notice more and more that we are dwelling suspended in spiritual processes. This “hovering” in spiritual processes with our entire soul life we experience as if we were coming into contact with beings who do not live on the physical plane. Perceptions from our sense organs cease, and we experience that, to a certain extent, everything that is sense perception disappears. But during the whole process it seems as if we were being helped by beings from a higher world. We come to understand these as the same beings that the old theology had beheld as angels, archangels, and archai. I could, therefore, say that the angels help us to penetrate up into imaginative knowledge. The sense world “breaks up,” just as clouds disperse, and we see into what is behind the sense world. Behind the sense world a capacity that we can call Inspiration opens up; behind this sense world is then revealed the second hierarchy, the hierarchy of the exusiai, dynamis, and kyriotetes. These ordering and creative beings present themselves to the inspired knowledge of the soul. And when we ascend further still, from Inspiration to Intuition, then we come to the first hierarchy, the thrones, cherubim, and seraphim. Through immediate spiritual training we can experience the realities that the older theologians actually referred to when they used such terms as first, second, and third hierarchy. Now, it is just when we look at the theology of the first Christian centuries, which has been almost entirely stamped out, that we notice the following: in a certain way that early theology still had an awareness that when man directs his senses toward the usual, sensible, external world, he may see the things in that world and he may believe in their existence, but he does not actually know that world. There is a very definite consciousness present in this old theology: the consciousness that one must first have experienced something in the spiritual world before the concepts present themselves with which one can then approach the sense world and, so to speak, illuminate it with ideas acquired from the spiritual world. In a certain way this also corresponds to the views resulting from an older, dreamlike, atavistic clairvoyance, under the influence of which people first looked into a spiritual world—though only with dreamlike perceptions—and then applied what they experienced there to their sense perceptions. If these people had had before them only a view of the sense world, it would have seemed to them as if they were standing in a dark room with no light. However, if they first had their spiritual vision, a result of pure seeing into the world of the spirit, and then applied it to the sense world—if, for example, they had first beheld something of the creative powers of the animal world and then applied that vision to the outer, physical animals—then they would feel as though they were walking into the dark room with a lamp. They would feel that they were walking into the world of the senses and illuminating it with a spiritual mode of viewing. Only in this way was the sense world truly known. This was the consciousness of these older theologians. For this reason the entire Christology of the first Christian centuries was actually viewed from within. The process which took place, the descent of Christ into the earthly world, was essentially seen not from the outside but rather from the inside, from the spiritual side. One first sought out Christ in spiritual worlds and then followed him as he descended into the physical, sensible world. That was the consciousness of the older theologians. Then the following happened: the Roman world, which the Christian impulse followed in its greatest westward development, was permeated in its spiritual understanding with an inclination, a fondness, for the abstract. The Romans tended to translate perceptions, observations, and insights into abstract concepts. However, the Roman world was actually decaying and falling apart while Christianity gradually spread toward the west. And, in addition, the northern peoples were pushing from the eastern part of Europe into the west and the south. Now, it is remarkable that, at the very time Rome was decaying and the fresh peoples from the north were arriving, a college was created on the Italian peninsula, a collegium concerning which I spoke recently, which set for itself the task of using all these events to completely root out the old views and modes of seeing, to allow to survive for posterity only those writings which this college felt comfortable with.6 History reports nothing concerning these events; nevertheless, they were real. If such a history did exist, it would point out how this college was created as a successor to the pontifical college of ancient Rome. Everything that this college did not allow was thoroughly swept away and what remained was modified before being passed on to posterity. Just as Rome invented the last will and testament as a part of its national economic order so that the dispositions of the individual human will could continue to work beyond the individual's life, so there arose in this college the desire to have the essence of Rome live on in the following ages of historical development if only as an inheritance, as the mere sum of dogmas that had been developed over many generations. “For as long as possible nothing new shall be seen in the spiritual world”—so decreed this college. “The principle of initiation shall be completely rooted out and destroyed. Only the writings we are now modifying are to survive for posterity.” If the facts were to be presented in a dry, objective fashion they would be presented in this way. Entirely different destinies would have befallen Christianity—it would have been entirely rigidified—had not the northern peoples come pushing into the west and the south. These northern peoples brought with them their own natural talent, a predisposition entirely different from that of the southern peoples, the Greeks and the Romans—different, that is, from that earlier southern predisposition that had originated the older theology. In earlier times at least, the talent of the southern peoples had been the following: Among the earlier Romans and even more among the earlier Greeks there were always individuals from the mass of the people who developed themselves, who passed through an initiation and then could see into the spiritual world. With this vision the older theology arose, the theology that possessed a direct perception of the spiritual world. Such vision in its last phase is preserved in the theology of Dionysius the Areopagite. Let us consider one of the older theologians, say from the first or second century after the mystery of Golgotha, one of those theologians who still drew wisdom from the old science of initiation. If he had wanted to present the essence, I would like to say, the principles of his theology, he would have said: In order to have any relationship to the spiritual world, a human being must first obtain knowledge of the spiritual world, either directly through his own initiation or as the pupil of an initiate. Then, after acquiring ideas and concepts in the spiritual world he could apply these ideas and concepts to the world of the senses. Those were more or less the abstract principles of such an older theologian. The whole tendency of the older theological mood predisposed the soul to see the events in the world inwardly, first to see the spiritual and then to admit to oneself that the sensible world can only be seen if one starts from the spiritual. Such a theology could only result as the ripest product of an old atavistic clairvoyance, for atavistic clairvoyance was also an inner seeing or perception, though only of dreamlike imaginations. But to begin with, the peoples coming down from the north had nothing of this older theological drive, that, as I said, was so strong in the Greeks. The natural abilities of the Gothic peoples, the Germanic, did not allow such a theological mood to rise up directly in the soul in an unmediated way. To properly understand the drive that these northern peoples brought into the development of Europe in the following ages (through the Germanic tribes, the Goths, the Anglo-Saxons, the Franks, and so forth) we must resort to spiritual scientific means, for recorded history reports nothing of this. Initiates, able to see directly into the spiritual world in order to survey from that vantage point the sense world, could not arise from within the ranks of these peoples storming down from the north because their inner soul disposition was different. These peoples were themselves still somewhat atavistically clairvoyant; they were actually still at an earlier, more primitive stage of humanity's development. These peoples—Goths, Lombards, and so forth—still brought some of the old clairvoyance with them. But this old clairvoyance was not related to inner perceptions—to spiritual perceptions, yes—but rather to spiritual perceptions of things outer. The northern peoples did not see the spiritual world from the inside, so to speak, as had the southern peoples. The Northerners saw the spiritual world from the outside. What does it mean to say that these peoples saw the spiritual world from the outside? Say that these people saw a brave man die in battle. The life in which they saw this man spiritually from the outside was not at an end for them. Now, with his death, they could follow him—still from the outside spiritually speaking—on his path into the spiritual world. They could follow not only the way this man lived into the spiritual world but also the ways in which he continued to be active on behalf of human beings on the earth. And so these northern peoples could say: Someone or other has died, after this or that significant deed, perhaps, or after his having been the leader of this people or that tribe. We see his soul, how it continues to live, how (if he had been a soldier) he is received by the great soldiers in Valhalla, or how he lives on in some other way. This soul, this man, is still here. He continues to live and is actually present. Death is merely an event which takes place here on the earth. Such an experience, having come with the northern peoples, was present in the fourth and fifth on through the twelfth and thirteenth centuries before being essentially buried. This was the perception of the dead as actually always present, the awareness that the souls of human beings who were greatly venerated were still present, even for earthly human beings. They were even still able to lead in battle. People of that time thought of these souls as still present, as not disappearing for the earthly. With the forces given them by the spiritual world these souls continued, in a certain sense, the functions of their earthly lives. The atavistic clairvoyance of the northern peoples was such then, that, as they saw the activities of people here on the earth, they also beheld a kind of shadow world directly above people on earth. The dead were in this shadow world. One needed only to look—these people felt—to see that those from the last and next to last generation actually continue to live. They are here, we experience community with them. For them to be present we need only to listen up into their realm. This feeling, that the dead are here, was present, was incredibly strong, in the time that followed the fourth century, when the northern culture mixed with the Roman. You see, the northern peoples took Christ into this way of perceiving. They looked first at this world of the dead, who were actually the truly living. They saw hovering above them entire populations of the dead, and they beheld these dead as being actually more alive than themselves. They did not seek Christ here on the earth among people walking in the physical world; they sought Christ there where these living dead were. There they sought him as one who is really present above the earth. And you will only get the proper feeling concerning the Heliand, which was supposedly written by a Saxon priest, if you develop these ways of perceiving.7 The descriptions in the Heliand follow these old German customs. You will understand the Heliand's concrete description of Christ among living human beings only if you understand that actually the scenes are to be transplanted half into the kingdom of shadows where the living dead are dwelling. You will understand much more, if you truly grasp this predisposition, this ability, which came about through the mixing of the northern with the Roman peoples. There is something recorded in literary history to which people should actually give a great deal of thought. However, people of the present age have almost entirely given up the ability to think about such clearly startling phenomena found in the life of humanity. But pursuing literary history, you will find, for example, writings in which Charlemagne (742–814) is mentioned as a leader in the Crusades. Charlemagne is simply listed as a leader in the Crusades.8 Indeed, you will find Charlemagne described as a living person again and again throughout the entire time that followed the ninth century. People everywhere called upon him. He is described as if he were there. And when the crusades began, centuries after his death, poems were written describing Charlemagne as if he were with the crusaders marching against the infidels. We only understand such writings properly if we know that in the so-called dark centuries of the Middle Ages, the true history of which is entirely obliterated, there was this awareness of the living multitudes of the dead, who lived on as shadows. It was only later that Charlemagne was placed in the Untersberg. Much later, when the spirit of intellectualism had grown strong enough for this life in the shadows to have ceased, then Charlemagne was transplanted into the Untersberg (and, as another example, Frederick Barbarossa, the Holy Roman Emperor, into Kyffhaeuserberg).9 Until that time people knew that Charlemagne was still living among them. But wherein did these people, who atavistically saw the dead living above them, wherein did these people seek their Christianity, their Christology, their Christian way of seeing? They sought it in this way: they directed their sight toward what results when a living dead person like Charlemagne, who was revered in life, came before their souls with all those who were still his followers. And so through long ages Charlemagne was seen undertaking the first crusade against the infidels in Spain. But he was seen in such a way that the entire crusade was actually transplanted into the shadow world. The people of that time saw this crusade in the shadow world after it had been undertaken on the physical plane; they let it continue working in the shadow world—as an image of the Christ who works in the world. Therefore, Christ was described riding south toward Spain among the twelve paladins, one of whom was a Judas who eventually betrayed the entire endeavor.10 So we see how clairvoyant perception was directed toward the outside of the spiritual world—not, as in earlier times, toward the inside—but rather now toward the outside, toward that which results when one looks at the spirits from the outside just as one looked at them earlier from the inside. Now, the splendor of the Christ event was reflected onto all the most important things that took place in the world of shadows. From the fourth to the thirteenth and fourteenth centuries there lived in Europe the idea that people who had died, if they had accomplished important deeds in life, arranged their afterlife so as to enable themselves to be seen with something like a reflected splendor, an image, of the Christ event. One saw everywhere the continuation of the Christ event—if I may express myself so—as shadows in the air. If people had spoken of the things they felt, they would have said: Above us the Christ stream still hovers; Charlemagne undertook to place himself in this Christ stream and with his paladins he created an image of Christ with the twelve apostles; the deeds of Christ were continued by Charlemagne in the true spiritual world. This was how people thought of these things in the so-called dark time of the Middle Ages. There was the spiritual world, seen from without, I would like to say, as if imaged after the sense world, like a shadow picture of the sense world (whereas in the earlier times, of which the old theology was only a weak reflection, the spiritual world was seen from within). For merely intellectual human beings the difference between this physical world and the spiritual world is such that an abyss exists between the two. This difference did not exist in the first centuries of the Middle Ages, in the so-called Dark Ages. The dead remained with the living. During the first period after their death, after they had been born into the spiritual world, especially outstanding and revered personalities underwent a novitiate to become saints. For the people of those times to speak of these living dead as if they were real personalities after they had been born into the spiritual world—this was not unusual. And you see, a number of these living dead, especially chosen ones, were called to become guardians of the Holy Grail. Specially chosen living dead were designated as guardians of the Holy Grail. And the Grail legend could never be completely understood without the knowledge of who these guardians of the Grail actually were. To say: “Then the guardians of the Grail weren't real people” would have seemed laughable to the people of that time. For they would have said: Do you who are only shadow figures walking on the earth really believe that you are more real than those who have died and now are gathered around the Grail? To those who lived in those times it would have appeared laughable for the little figures here on the earth to consider themselves more real than the living dead. We must feel our way into the souls of that time, and this is simply how those souls felt. Their consciousness of this connection with the spiritual world meant much for the world, and much for their souls. They would have said to themselves: To begin with, the people here on the earth consist of nothing more than what they are, right now, directly here. But a human being of the present will only become something proper and good if he takes into himself what one of the living dead can give him. In a certain sense, physical human beings on the earth were seen as though they were merely vehicles for the outer working of the living dead. It was a peculiarity of those centuries that one said: If the living dead want to accomplish something here on earth, for which hands are needed, then they enter into a physically incarnated human being and do it through him. Not only that, but there were, furthermore, people in those times who said to themselves: One can do no better than to provide a vehicle for human beings who were revered while living on the earth and who have now become beings of such importance in the realm of the living dead that it is granted to them to guard the Holy Grail. And the view existed among the people of those times that individuals could dedicate themselves to the Order of the Swan. Those people dedicated themselves to the Order of the Swan who wanted the knights of the Grail to be able to work through them here in the physical world. A human being through whom a knight of the Grail was working here in the physical world was called a Swan. Now, think of the Lohengrin legend.11 When Elsa of Brabant is in great need, the swan comes. The swan who appears is a member of the Knights of the Swan, who has received into himself a companion of the circle of the Holy Grail. One is not permitted to ask him about his secret. In that century, and also in the following centuries, princes such as Henry I of Saxony were happiest of all when, as in his campaign into Hungary, he was able to have this Knight of the Swan, this Lohengrin, in his army.12 But there were knights of many kinds who regarded themselves primarily as only outer vehicles for those from the other side of death who were still fighting in the armies. They wanted to be united with the dead; they knew they were united with them. The legend has actually become quite abstract today. We can only evaluate its significance for the living if we live into the soul life of the people alive at that time. And this understanding, which, to begin with, looks simply and solely upon the physical world and sees how the spiritual man arises out of the physical man and afterward belongs to the living dead, this understanding ruled the hearts and minds of that time and was the most essential element in their souls. They felt that one must first have known a human being on the earth, that only then can one rise to his spirit. It was really the case that the whole understanding was reversed, even in the popular conceptions of the masses, over against the older views. In olden times people had looked first into the spiritual world; they strove, if possible, to see the human being as a spiritual being before his descent to earth. Then, it was said, one can understand what the human being is on earth. But now, the following idea emerged among these northern peoples, after they had mixed with Roman civilization: We understand the spiritual, if we have first followed it in the physical world, and it has then lifted itself out of the physical world as something spiritual. This was the reverse of what had prevailed before. The reflected splendor of this view then became the theology of the Middle Ages. The old theologians had said: First one must have the ideas, first one must know the spiritual. The concept of faith would have been something entirely absurd for these old theologians, for they first recognized the spiritual before they could even begin to think of knowing the physical, which had to be illumined by the spiritual. Now, however, when in the world at large people were starting from the point of view of knowing the physical, it came to this, even in theology. Theologians began to think in this way: For knowledge one must start with the world of sense. Then, from the things of the senses one must extract the concepts—no longer bring the concepts from the spiritual world to the things of sense, but now extract the concepts from the things of sense themselves. Now imagine the Roman world in its decline; and then imagine, within that world, what still remained as a struggle from the olden time: namely, the fact that concepts were experienced in the spiritual world and then brought to meet the things of the senses. This was felt by such a man as Martianus Capella, who in the fifth century wrote his treatise, De Nuptiis Philologiae et Mercurii, wherein he wrestled still to find within the spiritual world itself that which was becoming increasingly abstract in the life of ideas.13 But this old view went under because the Roman conspiracy against the spirit—in that college or committee I have told you about—had destroyed everything representing a direct human connection with the spirit. We see how that direct connection gradually vanished. The old vision ceased. Living in the old conception a human being knew: When I reach over into the spiritual world angels accompany me. If they were Greeks they called them “guardians.” A person who went forth on the path of the spirit knew he was accompanied by a guardian spirit. That which in ancient times had been a real spiritual being, the guardian, was grammatica, the first stage of the seven liberal arts, at the time when Capella wrote. In olden times men had known that which lives in grammar, in words and syntax, can lead up into imagination. They knew that the angel, the guardian, was working in the relationships between words. If we read the old descriptions, nowhere would we ever find an abstract definition. It is interesting that Capella does not describe grammar as the later Renaissance did. To him grammar is still a real person. So, too, rhetoric at the second stage is still a real person. For the later Renaissance such figures became mere allegories—straw figures for intellectual concepts. In earlier times they had also been spiritual perceptions that did not merely edify as they did in Capella's writings. They had been creative beings, and the entry that they had initiated into the spirit was felt as a penetration into a realm of creative beings. Now with Capella they had become allegories; but nevertheless, at least they were still allegorical. Though they were no longer stately, though they had become very pale and thin, they were still ladies: grammatica, rhetorica, dialectica. They were very thin and weak. All that was left of them, as it were, was the bones of spiritual effort and the skin of concepts; nevertheless, they were still quite respectable ladies who carried Capella, the earliest to write on the seven liberal arts, into the spiritual world. One by one he made the acquaintance of these seven ladies: first the lady grammatica, then the lady rhetorica, the lady dialectica, the lady arithmetica, the lady geometria, the lady musica, and finally the heavenly lady astrologia, who towered over them all. These were certainly ladies, and as I said, there were seven of them. The sevenfold feminine leads us onward and upward, so might Capella have concluded when describing his path to wisdom. But think of what became of it in the monastery schools of the later Middle Ages. When these later writers labored at grammar and rhetoric they no longer felt that “the eternal feminine leads us onward and upward.” And that is really what happened: Out of the living being there first came the allegorical and then the merely intellectual abstraction. Homer, who in olden times had sought the way from the humanly spoken word to the cosmic word, so that the cosmic word might pass through him, had to say: “Sing me, O muse, of Peleus' son, Achilles.” From the stage when a spiritual being led a person on to the point in the spiritual world at which it was no longer he himself but the muse who sang of the wrath of Achilles, from that stage to the stage when rhetoric herself was speaking in the Roman way, and then to the mingling of the Roman with the life that came downward from the north—was a long, long way. Finally, everything became abstract, conceptual, and intellectual. The farther we go toward the east and into olden times the more we find everything immersed in concrete spiritual life: the theologian of old had gone to the spiritual beings for his concepts, which he then applied to this world. But the theologian who grew out of what arose from the merging of the northern peoples with the Roman said: Knowledge must be sought here in the sense world; here we gain our concepts. But he could not rise into the spiritual world with these concepts. For the Roman college had thoroughly seen to it that although men might angle around down here in the world of sense, they could not get beyond this world. Formerly men had also had the world of the senses, but they had sought and found their concepts and ideas in the spiritual world; and these concepts then, helped them to illuminate the physical world. But now they extracted their concepts out of the physical world itself, and they did not get far—they only arrived at an interpretation of the physical world. They could no longer reach upward by an independent path of knowledge. But they still had a legacy from the past. It was written down or preserved in traditions embodied and rigidified in dogmas. It was preserved in the creed. Whatever could be said about the spirit was contained therein. It was there. They increasingly arrived at a consciousness that all that had been said concerning the realms above as a result of higher revelation must remain untouched. The revelations could no longer be checked. The kind of knowledge that can be checked now remained down below—our conceptual life must be obtained here in the physical world. So in the course of time what had still been present in the first dark centuries of the Middle Ages persisted merely as a written legacy. For it had become quite another time when the medieval, atavistic clairvoyance of the Saxon “peasant,” as he is called (though, as the Heliand shows, he was, in any case, a priest, born of the peasantry) still existed in Europe. Simply looking at the human beings around him this Saxon peasant-priest had the faculty to see how the soul and spirit goes forth at death and becomes the dead and yet alive, living human being. Thus, in the train of those that hover over the earthly realm, he describes his vision of the Christ event in the poem, the Heliand. But what was living here on the earth was drawn further and further down into the realm of the merely lifeless. Atavistic clairvoyant abilities came to an end, and people now only sought for concepts in the sense world. What kind of a view and attitude resulted? It was this: There is no need to pay heed to the super-sensible when it comes to knowledge. What we need is contained in the sacred writings and traditions. We need only refer to the old books and look into the old traditions. Everything we should know about the super-sensible is contained there. And now in the environment of the sense world, we are not confused if for knowledge we take into account only the concepts contained in the sense world itself. More and more this consciousness came to life: The super-sensible is preserved for us and will so remain. If we want to do research we must limit ourselves to the sense world. Someone who remained entirely within this habit of mind, who continued, as it were, in the nineteenth century this activity of extracting concepts out of the sense world that the Saxon peasant-priest who wrote the Heliand had practiced, was Gregor Mendel.14 Why should we concern ourselves with investigations of the olden times into matters of heredity? They are all recorded in the Old Testament. Let us look, rather, down into the world of sense and see how the red and the white sweet peas will cross with one another, giving rise to red, white, and speckled flowers and so forth. Thus you can become a mighty scientist without coming into conflict or disharmony with what is said about the super-sensible, which remains untouched. It was precisely our modern theology, evolved out of the old theology along the lines I have characterized, that impelled people to investigate nature in the manner of Gregor Mendel, whose approach was that of a genuine Catholic priest. And then what happened? Natural scientists, whose science is so “free from bias,” subsequently canonized Gregor Mendel as a saint. Although this is not their way of speaking, we can describe Mendel's fate in these terms. At first they treated him without respect; now they canonize him after their fashion, proclaiming him a great scientist in all their academies. All this is not without its inner connections. The science of the present time is only possible inasmuch as it is constituted in such a way as to regard as a great scientist precisely one who stands so thoroughly upon the standpoint of medieval theology! The natural science of our time is through and through the continuation of the essence of scholastic theology—its subsequent proliferation, its diversification. It is the continuation into our time of the scholastic era. Hence it is quite proper for Johann Gregor Mendel to be subsequently recognized as a great scientist; that he is, but in the good Catholic sense. It made good Catholic sense for Mendel to look only at sweet peas as they cross with one another, it was following Catholic principle, because all that is super-sensible is contained in the sacred traditions and books. But we see that this does not make sense for natural scientists, none in the least—only if they are bent on stopping short at the stage of ignoramuses and giving themselves up to complete agnosticism would it make any sense to limit research to the sense world. This is the fundamental contradiction of our time. This contradiction is what we must be attentive to. For if we fail to look at these spiritual realities we shall never understand the source of all the confusion, of all the contradictions and inconsistencies, in the endeavors of the present day. But the easygoing comfort of our time does not allow people to awaken and really to look into these contradictory tendencies. Think what will happen when all that is said about today's world events becomes history. Posterity will get this history. Do you think they will get much truth? Certainly not. Yet history for us has been made in this very way. These puppets of history, which are described in the usual textbooks, do not represent what has really happened in human evolution. We have arrived at a time when it is absolutely necessary for people to learn to know what the real events are. It is not enough for all the legends to be recorded as they are in our current histories—the legends about Attila and Charlemagne, or Louis the Pious, where history begins to be altogether fabulous. The most important things of all are overlooked in these writings; for it is really only the histories of the soul that make the present time intelligible. Anthroposophical spiritual science must throw light into the evolving souls of human beings. Because we have forgotten how to look into the spiritual, we no longer have any history. Anyone of sensibility can see that in Martianus Capella the old guides and guardians who used to lead people into the spiritual world have become very thin, very lean ladies. But those whom historians teach us to know as Henry I, Otto I, Otto II, Henry II, and so on—they appear as mere puppets of history, formed after the pattern of those who had grown into the thin and pale ladies, after grammar, rhetoric, dialectic, and the others. When all is said and done the personalities who are enumerated in succession in our histories have no more fat on them than those ladies. Things must be seen as they really are. Actually the people of today should be yearning to see things as they are. Therefore, it is a duty to describe these things wherever possible, and they can be described today within the Anthroposophical Society. I hope that this society, at least, may some day wake up.
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158. The Balance in the World and Man, Lucifer and Ahriman: Lecture I
20 Nov 1914, Dornach Translated by Mary Adams, Dorothy S. Osmond |
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158. The Balance in the World and Man, Lucifer and Ahriman: Lecture I
20 Nov 1914, Dornach Translated by Mary Adams, Dorothy S. Osmond |
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The idea of other worlds lying beneath or behind the physical world is very familiar to us, and as an introduction to what I propose to put before you, I want to speak today of certain characteristics of these worlds. By widening and extending the knowledge we already possess, still other aspects of this subject will become clear to us. As you know, the world bordering upon that known to our ordinary consciousness is the so-called world of Imagination. The world of Imagination is far more inwardly mobile and flexible than our physical world with its clear-cut lines of demarcation and its sharply defined objects. When the veil formed by the physical world is broken through, we enter an ethereal, fluidic world, and when we experience this first spiritual world, the feeling arises that we are outside the physical body. In this spiritual world we are at once conscious of a new and different relationship to the physical body; it is a relationship such as we otherwise feel to our eyes or ears. The physical body in its totality works as if it were a kind of organ of perception; but we very soon realize that, properly speaking, it is not the physical but the ether-body that is the real organ of perception, The physical body merely provides a kind of scaffolding around the ether-body. We begin, gradually, to live consciously in the ether-body, to feel it as a sense-organ which perceives a world of weaving, moving pictures and sounds. And then we are aware of being related to the ether-body within the physical body just as in ordinary life we are related to our ears or eyes. This feeling of being outside the physical body is an experience similar in some respects to that of sleep. As beings of spirit-and-soul we are outside the physical and etheric bodies during sleep, but our consciousness is dimmed during the experience, and we know nothing of what is really happening to us and around us. You will see from this that there can be a relationship to the physical body quite different from that to which we are accustomed in ordinary life. This is a fact to which attention must be called by Spiritual Science and it is an experience which will become more and more common in human beings as evolution leads on into the future. I have said repeatedly that the cultivation of Spiritual Science today is not the outcome of any arbitrary desire, but is a necessity of evolution at the present time. This feeling of separation from the physical body is an experience that will arise in human beings more and more frequently in the future, without being understood. A time will come when a great many people will find themselves asking: “Why is it that I feel as if my being were divided, as if a second being were standing by my side?” This feeling will arise as naturally as hunger or thirst or other such experiences and it must be understood by men of the present and future. It will become intelligible when, through Spiritual Science, people begin to understand what this experience of division within them really signifies. In the domain of Education, particularly, attention will have to be paid to it; indeed we shall all have to learn to pay more heed than hitherto to certain experiences which will become increasingly common in children as time goes on. It is true that in later life, when the whole impression made by the physical world is very strong, these feelings and experiences will not be particularly noticeable in the near future, but as time goes on they will become more and more intense. They will occur, to begin with, in children, and grown-up people will hear from children many things which in the ordinary way are pooh-poohed but which will have to be understood because they are connected with deep secrets of evolution. We shall hear children saying: “I have seen a being who said this or that to me, who told me what to do.”—The materialist, of course, will tell such a child that this is all nonsense, that no such being exists. But students of Spiritual Science will have to understand the significance of the phenomenon. If a child says: “I saw someone who came to me, he went away again but he keeps on coming and I cannot get rid of him”—then anyone who understands Spiritual Science will realize that a phenomenon which will appear in greater and greater definition as time goes on, is here revealing itself in the life of the child. What does this really signify? We shall understand it if we think of two fundamental and typical experiences, the first of which was particularly significant in the Greco-Latin age, while the other is significant in our own time, when it is beginning, gradually, to take shape. Whereas the first experience reached a kind of culmination in the Greco-Latin epoch, we are slowly moving towards the second. Experiences deriving from the influences of Lucifer and Ahriman are all the time playing into human life. In this basic experience of man during the Fourth Post-Atlantean or Greco-Roman epoch, Lucifer's influence was the greater; in our own epoch, Ahriman is the predominant influence. Lucifer is connected with all those experiences which, lacking the definition imparted by the senses, remain undifferentiated and obscure. Lucifer is connected with the experience of breathing, of the in-breathing and the out-breathing. The relationship between a man's breathing and the functioning of his organism as a whole must be absolutely regular and normal. The moment the breathing process is in any way disturbed, instead of remaining the unconscious operation to which no attention need be paid, it becomes a conscious process, of which we are more or less dreamily aware. And when, to put it briefly, the breathing process becomes too forceful, when it makes greater claims on the organism than the organism can meet, then it is possible for Lucifer (not he himself but the hosts belonging to him) to enter with the breath into the organism. I am speaking here of a familiar experience of dream-life. It may arise in many forms and with growing intensity. A nightmare in which the disturbed breathing process makes a man conscious in dream, so that experiences of the spiritual world intermingle with the dream and give rise to the anxiety and fear which often accompany a nightmare—all such experiences have their origin in the Luciferic element. When, instead of the regular breathing, there is a feeling of being choked or strangled, this is connected with the possibility that Lucifer may be mingling with the breathing. This is the cruder form of the process, where, as the result of a diminution of consciousness, Lucifer intermingles with the breathing and, in the dream, takes the form of a strangler. That is the crude form of the experience. But there is an experience more delicate and more intangible than that of being physically strangled. It does not, as a rule, occur to people that a certain familiar experience is really a less crude form of that of strangulation. Yet whenever anything becomes a problem in the soul or gives rise to doubt concerning one thing or another in the world, this is a subtler form of the experience of being strangled. It can truly be said that when we feel obliged to question, when a riddle, either great or trifling, confronts us, then something seems to be strangling us, but in such a way that we do not heed it. Nevertheless, every doubt, every problem is a subtle form of nightmare. And so experiences which often take a crude form, become much more subtle and intangible when they arise in the life of soul itself. It is to be presumed that science will be led some day to study how the breathing process is connected with the urge to question, or with the feeling of being assailed by doubt; but whether this happens or not, everything that is associated with questioning and doubt, with feelings of dissatisfaction caused when something in the world demands an answer and we are thrown back entirely upon our own resources—all this is connected with the Luciferic powers. In the light of Spiritual Science it can be said that whenever we feel a sensation of strangulation in a nightmare, or whenever some doubt or question inwardly oppresses or makes us uneasy, the breathing process becomes stronger, more forceful. There is something in the breathing which must be harmonized, toned down and modified if human nature is to function in the right and normal way. What happens when the breathing process becomes excessively vigorous and forceful? The ether-body expands, becomes too diffuse; and as this takes effect in the physical body, it tends to break up the physical body. An over-exuberant, too widely extended ether-body gives rise to an excessively vigorous breathing process and this provides the Luciferic forces with opportunity to work. The Luciferic forces, then, can make their way into the human being when the ether-body has expanded beyond the normal. One can also say that the Luciferic forces tend to express themselves in an ether-body that has expanded beyond the limits of the human form, that is to say, in an ether-body requiring more space than is provided within the boundaries of the human skin. Of attempts made to find an appropriate form in which to portray this process, the following may be said.—In its normal state, the ether-body moulds and shapes the physical form of man. But as soon as the ether-body expands, as soon as it tries to create for itself greater space and an arena transcending the boundaries of the human skin, it tends to produce other forms. The human form cannot here be retained; the ether-body strives to grow out of and beyond the human form. In olden days men found the solution for this problem. When an extended ether-body—which is not suited to the nature of man but to the Luciferic nature—makes itself felt and takes shape before the eye of soul, what kind of form emerges? The Sphinx! Here we have a clue to the nature of the Sphinx. The Sphinx is really the being who has us by the throat, who strangles us. When the ether-body expands as a result of the force of the breathing, a Luciferic being appears in the soul. In such an ether-body there is then not the human, but the Luciferic form, the form of the Sphinx. The Sphinx is the being who brings doubts, who torments the soul with questions. And so there is a definite connection between the Sphinx and the breathing process. But we also know that the breathing process is connected in a very special way with the blood. Therefore the Luciferic forces also operate in the blood, permeating and surging through it. By way of the breathing, the Luciferic forces can everywhere make their way into the blood of the human being and when excessive energy is promoted in the blood, the Luciferic nature—the Sphinx—becomes very strong. Because man is open to the Cosmos in his breathing, he is confronted by the Sphinx. It was paramountly during the Greco-Latin epoch of civilization that, in their breathing, men felt themselves confronting the Sphinx in the Cosmos. The legend of Oedipus describes how the human being faces the Sphinx, how the Sphinx torments him with questions. The picture of the human being and the Sphinx, or of the human being and the Luciferic powers in the Cosmos, gives expression to a deeply-rooted experience of men as they were during the Fourth Post-Atlantean epoch, and indicates that when, in however small a degree, a man breaks through the boundaries of his normal life on the physical plane, he comes into contact with the Sphinx-nature. At this moment Lucifer approaches him and he must cope with Lucifer, with the Sphinx. The basic tendency of our Fifth Post-Atlantean epoch is different. The trend of evolution has been such that the ether-body has contracted and is far less prone to diffusion or expansion. The ether-body, instead of being too large, is too small, and this will become more marked as evolution proceeds. If it can be said that in the man of ancient Greece, the ether-body was too large, it can be said that in the man of modern times the ether-body is compressed and contracted, has become too small. The more human beings are led by materialism to disdain the Spiritual, the more will the ether-body contract and wither. But because the organization and functions of the physical body depend upon the ether-body—inasmuch as the ether-body must permeate the physical in the right way—the physical body too will always tend to dry up, to wither, if the contraction of the ether-body is excessive; and if the physical body became too dry, men would have feet of horn instead of the feet of a normal human being. As a matter of fact, man will not actually find himself with feet of horn, but the tendency is there within him, owing to this proclivity of the ether-body to weaken and dry up. Now into this dried-up ether-body, Ahriman can insinuate himself, just as Lucifer can creep into an extended, diffuse ether-body. Ahriman will assume the form which indicates a lack of power in the ether-body. It unfolds insufficient etheric force for properly developed feet and will produce hornlike feet, goat's feet. Mephistopheles is Ahriman. There is good reason, as I have just indicated, for portraying him with the feet of a goat. Myths and legends are full of meaning: Mephistopheles is very often depicted with horses' hoofs; his feet have dried up and become hoofs. If Goethe had completely understood the nature of Mephistopheles he would not have made him appear in the guise of a modern cavalier, for by his very nature Mephistopheles-Ahriman lacks the etheric forces necessary to permeate and give shape to the normal physical form of a human being. Yet another characteristic of Mephistopheles-Ahriman is due to this contraction of the ether-body and its consequent lack of etheric force. The best way to understand this will be to consider the nature of man as a whole. Even physically, the human being is, in a certain respect, a duality. For think of it.—You stand there as a physical human being. But the in-breathed air is inside you, is part of you as a physical being. This air, however, is sent out again by the very next exhalation, so that the “man of air-and-breath” pervading you, changes all the time. You are not merely a man of flesh, bone and muscle, but you are also a “breath man.” This “breath man,” however, is constantly changing, passing out and in. And this “breath man” is connected with the circulating blood. Within you, separate as it were from this “breath man” is the other pole: the “nerve man” with the circulating nerve-fluid. The contact between the “nerve man” and the blood is a purely external one. Just as those etheric forces which tend towards the Luciferic nature can only find easy access to the blood by way of the breath, so the etheric forces which tend towards the Mephistophelean or Ahrimanic nature can only approach the nervous system—not the blood. Ahriman is deprived of the possibility of penetrating into the blood because he cannot come near the warmth of the blood. If he wants to establish a connection with a human being, he will therefore crave for a drop of blood, because access to the blood is so difficult for him. An abyss lies between Mephistopheles and the blood. When he draws near to man as a living being, when he wants to make a connection with man, he realizes that the essentially human power lives in the blood. He must therefore endeavor to get hold of the blood. That Faust's pact with Mephistopheles is signed with blood is a proof of the wisdom contained in the legend. Faust must bind himself to Mephistopheles by way of the blood, because Mephistopheles has no direct access to the blood and craves for it. Just as the Greek confronted the Sphinx whose field of operation is the breathing system, so the man of the Fifth Post-Atlantean epoch confronts Mephistopheles who operates in the nerve-process, who is cold and scornful because he is bloodless, because he lacks the warmth that belongs to the blood. He is the scoffer, the cold, scornful companion of man. Just as it was the task of Oedipus to get the better of the Sphinx, so it is the task of man in the Fifth Post-Atlantean epoch to get the better of Mephistopheles. Mephistopheles stands there like a second being, confronting him. The Greek was confronted by the Sphinx as the personification of the forces which entered into him together with excessive vigor of the breathing process. The human being of the modern age is confronted by the fruits of intellect and cold reason, rooted as they are in the nerve-process. Poetic imagination has glimpsed, prophetically, a picture of the human being standing over against the Mephistophelean powers; but the experience will become more and more general, and the phenomenon which, as I have said, will appear in childhood, will be precisely this experience of the Mephistophelean powers. Whereas the child in Greece was tormented by a flood of questions, the suffering awaiting the human being of our modern time is rather that of being in the grip of preconceptions and prejudices, of having as an incubus at his side a second “body” consisting of all these preconceived judgments and opinions. What is it that is leading to this state of things? Let us be quite candid about the trend of evolution. During the course of the Fifth Post-Atlantean epoch, so many problems have lost all inner, vital warmth. The countless questions which confront us when we study Spiritual Science with any depth, simply do not exist for the modern man with his materialistic outlook. The riddle of the Sphinx means nothing to him, whereas the man of ancient Greece was vitally aware of it. A different form of experience will come to the man of modern times. In his own opinion he knows everything so well; he observes the material world, uses his intellect to establish the interconnections between its phenomena and believes that all its riddles are solved in this way, never realizing that he is simply groping in a phantasmagoria. But this way of working coarsens and dries up his ether-body, with the ultimate result that the Mephistophelean powers, like a second nature, will attach themselves to him now and in times to come. The Mephistophelean nature is strengthened by all the prejudices and limitations of materialism, and a future can already be perceived when everyone will be born with a second being by his side, a being who whispers to him of the foolishness of those who speak of the reality of the spiritual world. Man will, of course, disavow the riddle of Mephistopheles, just as he disavows that of the Sphinx; nevertheless he will chain a second being to his heels. Accompanied by this second being, he will feel the urge to think materialistic thoughts, to think, not through his own being, but through the second being who is his companion. In an ether-body that has been parched by materialism, Mephistopheles will be able to dwell. Understanding what this implies, we shall realize that it is our duty to educate children in the future—be it by way of Eurythmy or the development of a spiritual-scientific outlook—in such a way that they will be competent to understand the spiritual world. The ether-body must be quickened in order that the human being may be able to take his rightful stand, fully cognizant of the nature of the being who stands at his side. If he does not understand the nature of this second being, he will be spellbound by him, fettered to him. Just as the Greek was obliged to get the better of the Sphinx, so will modern man have to outdo Mephistopheles—with his faunlike, satyrlike form, and his goat's or horse's feet. Every age, after all, has known how to express its essential characteristic in legend and saga. The Oedipus legends in Greece and the Mephistopheles legends in the modern age are examples, but their basic meanings must be understood. You see, truths that are otherwise presented merely in the form of poetry—for instance, the relations between Faust and Mephistopheles—can become guiding principles for education as it should be in the future. The prelude to these happenings is that a people or a poet have premonitions of the existence of the being who accompanies man; but finally, every single human being will have this companion who must not remain unintelligible to him and who will operate most powerfully of all during childhood. If adults whose task it is to educate children today do not know how to deal rightly with what comes to expression in the child, human nature itself will be impaired owing to a lack of understanding of the wiles of Mephistopheles. It is very remarkable that indications of these trends are everywhere to be found in legends and fairy-tales. In their very composition, legends and fairy-tales which seem so unintelligible to modern scholars, point either to the Mephistophelean, the Ahrimanic, or to the Sphinx, the Luciferic. The secret of all legends and fairy-tales is that their content was originally actual experience, arising either from man's relation to the Sphinx or from his relation to Mephistopheles. In legends and fairy-tales we find, sometimes more and sometimes less deeply hidden, either the motif of the riddle, the motif of the Sphinx, where something has to be solved, some question answered; or else the motif of bewitchment, of being under a spell. This is the Ahriman motif. When Ahriman is beside us, we are perpetually in danger of falling victim to him, of giving ourselves over to him to such an extent that we cannot get free. In face of the Sphinx, the human being is aware of something that penetrates into him and as it were tears him to pieces. In face of the Mephistophelean influence he feels that he must yield to it, bind himself to it, succumb to it. The Greeks had nothing like theology in our modern sense, but were very much closer to the wisdom of Nature and the manifestations of Nature. They approached the wisdom of Nature without theology, and questions and riddles pressed in upon them. Now the breathing process is much more intimately connected with Nature than is the nerve-process. That is why the Greek had such a living feeling of being led on to wisdom by the Sphinx. It is quite different in the modern age when theology has come upon the scene. Man no longer believes that direct intercourse with Nature brings him near to the Divine Wisdom of the world, but he sets out to study, to approach it via the nerve-process, not via the breathing and the blood. The search for wisdom has become a nerve-process; modern theology is a nerve-process. But this means that wisdom is shackled to the nerve-process; man draws near to Mephistopheles, and owing to this imprisonment of wisdom in the nerve-process, the premonition arose at the dawn of the Fifth Post-Atlantean epoch that Mephistopheles is shackled to the human being, stands at his side. If the Faust legend is stripped of all the extraneous elements that have been woven around it, there remains the picture of a young theologian striving for wisdom; doubts torment him and because he signs a pledge with the Devil—with Mephistopheles—he is drawn into the Devil's field of operations. But just as it was the task of the Greek, through the development of conscious Egohood, to conquer the Sphinx, so we, in our age, must get the better of Mephistopheles by enriching the Ego with the wisdom that can be born only from knowledge and investigation of the spiritual world, from Spiritual Science. Oedipus was the mightiest conqueror of the Sphinx; but every Greek who wrestled for manhood was also, at a lower level, victorious over the Sphinx. Oedipus is merely a personification, in a very typical form, of what every Greek was destined to experience. Oedipus must prove himself master of the forces contained in the processes of the breathing and the blood. He personifies the nerve-process with its impoverished ether-forces, in contrast to those human beings who are altogether under the sway of the breathing and blood processes. Oedipus takes into his own nature those forces which are connected with the nerve-process, that is to say, the Mephistophelean forces; but he takes them into himself in the right and healthy way, so that they do not become a second being by his side, but are actually within him, enabling him to confront and master the Sphinx. This indicates to us that in their rightfully allotted place, Lucifer and Ahriman work beneficially; in their wrongful place—there they are injurious. The task incumbent upon the Greek was to get the better of the Sphinx-nature, to cast it out of himself. When he was able to thrust it into the abyss, when, in other words, he was able to bring the extended ether-body down into the physical body, then he had overcome the Sphinx. The abyss is not outside us; the abyss is man's own physical body, into which the Sphinx must be drawn in the legitimate and healthy way. But the opposite pole—the nerve-process—which works, not from without but from within the Ego, must here be strengthened. Thus is the Ahrimanic power taken into the human being and put in its right place. Oedipus is the son of Laios. Laios had been warned against having a child because it was said that this would bring misfortune to his whole race. He therefore cast out the boy who was born to him. He pierced his feet, and the child was therefore called “Oedipus,” i.e., “club foot.” That is the reason why, in the drama, Oedipus has deformed feet. I have said already that when etheric forces are impoverished, the feet cannot develop normally, but will wither. In the case of Oedipus this condition was induced artificially. The legend tells us that he was found and reared by shepherds after an attempt had been made to get rid of him. He goes through life with clubbed feet. Oedipus is Mephistopheles—but in this case Mephistopheles is working in his rightful place, in connection with the task devolving upon the Fourth Post-Atlantean epoch. The harmony between ether-body and physical body so wonderfully expressed in the creations of Greek Art, everything that constituted the typical greatness of the Greek—of all this, Oedipus is deprived in order that he may become a personality in the real sense. The Ego that has now passed into the head becomes strong, and the feet wither. The man of the Fifth Post-Atlantean epoch has quite a different task. In order to confront and conquer the Sphinx, Oedipus was obliged to receive Ahriman into himself. The man of the Fifth Post-Atlantean epoch, who confronts Ahriman-Mephistopheles, must take Lucifer into himself. The process is the reverse of that enacted by Oedipus. Everything that the Ego accumulates in the head must be pressed down into the rest of man's nature. The Ego, living in the nerve-process, has accumulated “Philosophy, Law, Medicine, and, alas, Theology too”—all nerve-processes. And now there is the urge to get rid of it all from the head—just as Oedipus deprived the feet of their normal forces—and to penetrate through the veils of material existence. And now think of Faust standing there with all that the Ego has accumulated; think of how he wants to throw it all out of his head, just as Oedipus deprives his feet of their normal forces. Faust says: “I have studied, alas! Philosophy, Jurisprudence and Medicine too, and saddest of all, Theology” ... he wants to rid his head of it all. And moreover he does so, by surrendering himself to a life that is not bound up with the head. Faust is Oedipus reversed, i.e., the human being who takes the Lucifer-nature into himself. And now think of all that Faust does, so that having Lucifer within him, he may battle with Ahriman, with Mephistopheles who stands beside him. All this shows us that Faust, in reality, is Oedipus reversed. The Ahriman-nature in Oedipus has to get the better of Lucifer; the Lucifer-nature in Faust has to help him to overcome Ahriman-Mephistopheles. Ahriman-Mephistopheles operates more in the external world, Lucifer more in the inner life. All the misfortunes that befall Oedipus because he must take the Ahriman-nature into himself, are connected with the external world. Doom falls upon his race, not merely upon himself. Even the doom that falls upon him is of an external character; he pierces his eyes and blinds himself; similarly, the pestilence which sweeps his native city—this, too, is an external doom. Faust's experiences, however, are of the soul—they are inner tragedies. Again in this respect, Faust reveals himself as the antithesis of Oedipus. In these two figures, both of them dual—Oedipus and Sphinx, Faust and Mephistopheles—we have typical pictures of the evolution of the Fourth and Fifth Post-Atlantean epochs. When history, in time to come, is presented less as a narration of external happenings and more as a description of what human beings actually experience, then and only then will the significance of these fundamental experiences be fully understood. For then man will perceive what is really at work in the onflowing evolutionary process, of which ordinary science knows only the external phantasmagoria. In order that the Ego should be strengthened, it was necessary for Ahriman-Mephistopheles to enter into Oedipus—the typical representative of the Greeks. In the man of the modern age, the Ego has become too strong and he must break free. But this he can only do by deepening his knowledge of spiritual happenings, of the world to which the Ego truly belongs. The Ego must know that it is a citizen of the spiritual world, not merely the inhabitant of a human body. This is the demand of the age in which we ourselves are living. The man of the Fourth Post-Atlantean epoch was called upon to strive with might and main for consciousness in the physical body; the man of the Fifth Post-Atlantean epoch must strive to become conscious in the spiritual world, so to expand his consciousness that it reaches into the spiritual world. Spiritual Science is thus a fundamental factor in the evolution of the Fifth Post-Atlantean epoch. |
158. The Balance in the World and Man, Lucifer and Ahriman: Lecture II
21 Nov 1914, Dornach Translated by Mary Adams, Dorothy S. Osmond |
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158. The Balance in the World and Man, Lucifer and Ahriman: Lecture II
21 Nov 1914, Dornach Translated by Mary Adams, Dorothy S. Osmond |
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In the lecture on the Kalevala, (14th November, 1914), I made a statement which you will probably not have found easy to understand. You will remember, I spoke of a “being” that stretches across Europe from west to east; and I spoke of it as having three limbs that reach out in an easterly direction. I said that for the ancient Finnish folk these three limbs were known as Wainamoinen, Ilmarinen, and Lemminkainen, and that they were what we today, in our more materialistic language, call the gulfs of Riga, Finland and Bothnia. You will probably have wondered how I could say that these gulfs had anything to do with a being, when they are obviously nothing else than extensions of the surface of the sea. There is no body; how then can it be possible to speak of a being? I can well imagine that this difficulty might arise in your minds, and it is typical. For again and again you will find that truths which come from the spiritual world lay themselves open to the charge of being contradictory. The very fact that they do so is significant and is quite as it should be; and the only way to arrive at a satisfactory solution of the contradiction is in every case to make a still deeper study of the matter in question. And this I want to do today in respect of certain problems in spiritual knowledge. But first let me preface what I have to say with a few introductory words. We will glance, to begin with, at some of the prejudices concerning the nature of man that are prevalent in the materialistic thought of our time. Let us take one example. Various physical processes are to be found in man, among others processes of the brain and nervous system; and it is common knowledge that when these processes take place, processes take place also in the soul. The conclusion is drawn that the processes in the soul are no more than the expression of the physical processes. The materialist studies what goes on in the body of the human being, finds there—or rather pre-supposes hypothetically—delicate nerve-processes, and says: The thinking, feeling and willing processes are in reality only accompanying phenomena of what is going on all the time as physical processes. This view is quite commonly held today and it will undoubtedly strike deeper and deeper root into the materialistic thinking of the near future. From the point of view of logic it is about as clever as the following would be.—Suppose someone walking along a road discovers tracks on it—here, parallel ruts, and here again, marks like the soles of human feet. He thinks this over and says to himself: “The material of which the road is made has undergone certain changes and influences, with the result that it has in some places become packed together so as to form ruts, whilst at other places it has been sucked downwards and we see on the surface what looks like the impress of a human foot.” Such a conclusion is of course a crudely mistaken one, the truth being that a wagon has passed and made the two ruts with the wheels, and a man has also been walking on the road and made the other impressions with his feet. Not the nature of the soil, but the man and the wagon are responsible for the tracks. The case is no different with the processes that go on in our nervous system! Whenever we think or feel or will, we are setting up processes that are of the nature of soul-and-spirit. And so long as we live in the physical world, these processes are united with the physical body, they leave their tracks in it—just as the wagon and the man leave their tracks behind in the road. But these tracks in the body have no more to do with the material of which the body is made than have the tracks in the road to do with the materials of which the road is constructed. In reality, the processes that take place in the matter of the brain and in the matter of the nerves have nothing whatever to do with the actual thought-processes. The relation between them is no nearer than the relation between what the man and the wagon are doing and what is going on in the surface of the earth over which they are moving. It is really quite important to take a little trouble to consider the matter in this light. For it reveals to one that the anatomist or physiologist who investigates merely the physical processes in the organism is like a spirit-being who moves about under the earth without ever coming up to the surface, and who has never even seen men or wagons. All he can do is to observe from below that unevennesses occur in the surface of the earth; he never comes close up to them, and he sees them always from the other side. Investigating them in this limited way, he imagines the earth itself has given rise to them by its own activity. The moment such a spirit were to come out on to the surface, he would become acquainted with the true state of affairs. This is exactly how it is with the anatomist and physiologist who work from the materialistic point of view. They are always under the earth—for to know nothing of Spiritual Science is to be “under the earth!” What they investigate is the material processes, and these have nothing to do with what is happening above in the realm of soul-and-spirit. It will be man's task in the near future to free himself from this anatomical and physiological thinking and work through to a spiritual-scientific thinking. Then he will feel as an underground imp might feel who was suddenly lifted up above the earth and saw for the first time how the tracks he had observed from below had really come about. Imps burrowing under the earth—that is what the scientists are, who take account only of the spiritual that is under the earth—for even the material is spiritual! And mankind will have to experience the great shock that must inevitably come when these underground imps come out into the open—into the realm, that is, of the soul-and-spirit. These introductory words were necessary in order to prepare you for the subject of today's lecture, which I think you will find helps to solve the contradiction of which we were speaking—that the gulfs of Bothnia, Finland and Riga are obviously mere surfaces, and yet I spoke as though they were a being, or rather limbs of a mighty being stretching from west to east. We are accustomed to speak of ourselves as beings of space, and we are right; as human beings we are spatial beings. When, however, we come to consider what we are in reality, that is quite another matter. The fact is, man is in reality something altogether different from what we imagine him to be when we look at him only in the outer Maya, in the phantasmagoria of external appearance. There he appears of course as a being of space, spatially enclosed within his skin. But directly we try to carry our thought a little deeper, we are confronted with three great problems or riddles in respect of the human form. The first of these riddles conceals itself under all manner of puzzling and mystifying illusions. For the external Maya of appearance deceives us again and again in regard to our own existence; and you can find traces of this deception in the science of the present day, particularly at certain points where science is quite at a loss and has been forced to construct all manner of hypotheses. Hypotheses have for example been constantly brought forward to account for the fact that man has two eyes and two ears and yet does not see or hear double. How is it that these organs are symmetrically disposed? How is it that they are present not singly but in pairs? This simple fact offers science a hard nut to crack, and you have only to glance through the literature on the subject to find what a very great deal has been written on this question of why we see with two eyes and hear with two ears. Man is really coarsely organized; we can sometimes find evidence of this in the very way we speak. For in reality we have also two noses! Only they have grown together and are not so obvious as the two eyes and two ears. Hence we do not speak of two noses, but of one nose; crudely organized as we are, we never discover that we have two! It is nevertheless the case that in all human perception a symmetry comes to expression, a right-and-left symmetry. Had he not two ears, two eyes, and two noses, man would not attain to the perception of his own I or Ego. Correspondingly, man needs also for the Ego experience two hands. When we clasp the hands together and feel the one with the other, we immediately get something of an Ego experience. And it is really a similar process, when we unite into one whole the perceptions of two eyes or two ears. Every time we make a sense perception, we perceive the world from two sides, from left and from right. And to the fact that we have these two directions of perception left and right, and bring them together—to this fact we owe our Ego-nature as human beings. Otherwise we would not be I- or Ego-men at all. If, for example, our eyes were situated near our ears and we had no possibility of combining the lines of vision, we would always remain beings who are involved in a Group Soul. To be an Ego-being we must make the right and the left meet. Throughout the whole realm of human perception there is always this crossing of right and left in the middle. Look at this vertical line on the blackboard. Imagine that a plane projects out here from the blackboard along this line. Everything comes, from left and right, up to this line of incision. We, my dear friends, are ourselves actually in this plane. We are not in space, we are only in this surface, this plane. We are not beings extended in space, we are surface beings, that come about through the crossing of the impulse from the left with the impulse from the right. And if to the question: Where are you? you want to find an answer, not in accordance with Maya, but in accordance with reality, then you must not point to the space where your body is standing and say: “I am here,” but you will have to say: “I am in the place where my left man and my right man meet.” In reality you are there, and only there. Just as we had surfaces in the case of the being of whom I spoke before, surfaces where air and water meet, so in man we have the left half and the right half. In that being the two halves were different, in man they are alike; but man is also a surface being, man is a plane. It is Maya that we see him as having form and figure. Whence then has man this form and figure? He has it because he stands in the midst of a battle. A being from the left is fighting in man with a being from the right. If we were able to be entirely within our left half we would have a powerful perception of the one being, and if we were in our right half we would have a correspondingly powerful perception of the other being. Our existence as a double being arises from the fact that the Luciferic being is fighting in us from the left and the Ahrimanic being from the right. Let us try to make a picture of it in our minds. From the left the Luciferic being fights his way through and throws up, as it were, his fortifications, and from the right Ahriman fights his way through and throws up his fortifications. And all that you can do is to stand in the middle between the two. The left part of you—your left man, as it were—is the fortification set up by Lucifer, and your right man is the fortification set up by Ahriman. And the whole art of life consists in finding the true balance between them. We do it unconsciously whenever we perceive with the senses. When we hear with the left ear and with the right ear, and then unite into a single perception the impulses that reach us in this way, or when we feel with the left hand and with the right hand and unite the two perceptions, we are placing ourselves into the surface that lies on the boundary of the conflict between Lucifer and Ahriman. As narrow as—no, narrower than—the blade of a knife is the space that is left to us in the middle, where we have to play our part. Our organism does not really belong to us; we are a battlefield for the Luciferic and Ahrimanic powers—and for other powers too, of like nature with them, but into that subject we cannot enter now. We men are thus in reality surface beings wedged between two entities that are no concern of ours! Our left man does not concern us, neither does our right man: what concerns us is the process that goes on between the two. And now we can develop a little further the comparison I made use of before. For, as we all recognize, there are processes perpetually going on under the earth; but it is not these that make the tracks in the road. Similarly, what happens in you in the right and left half of your organism, all the processes that take place between Lucifer and Ahriman, have nothing whatever to do with the experience you have in your soul. What goes on down below the surface of the earth—the worms creeping about, the changes in temperature in accordance with the seasons of the year, and so forth—all this has no connection with the tracks that have come in the road, and it is these tracks that are comparable with what takes place in the organism of man. Our researches in physiology and anatomy reveal to us the fight that is being waged within us between Lucifer and Ahriman, but they do not compel us to give ourselves up to the superstition that the life of the soul owes its origin to these processes going on between Lucifer and Ahriman. That is a complete mistake; the life of the soul takes its course within the soul itself—that is to say, in the surface, in the plane, not in the spatial organism at all. Now the working of Lucifer and Ahriman is not the same in all parts of the human organism, and it is interesting to observe its gradation. Beginning from the head, we find that there Lucifer and Ahriman have thrown up fairly equal fortifications; the left and right halves of the head are very similar. This means that the forces of left and right have in the head not much possibility of interplay and the surface between them is left comparatively undisturbed. There in the middle is the surface, with Lucifer on the left and Ahriman on the right; and because the left and right halves of the head are so similar in form, Lucifer and Ahriman spring back from one another, and in between them man is able to develop a quiet surface activity. Thinking, pure thought as such, is very little disturbed by Lucifer and Ahriman; because in the head they recoil from one another. When, however, we follow the form of man further down, we find a change. On one side Lucifer works powerfully and builds up the stomach, on the other side Ahriman does the same and builds up the liver. The stomach is the means with which Lucifer fights from left to right; and no true understanding can come about of the relation between stomach and liver, until we see how Lucifer has built up the stomach as a kind of weapon of defence, and Ahriman the liver. These two—stomach and liver—are perpetually waging war one against the other, and physiology would do well to study the conflict. And if the heart of man tends to lean a little over towards the left, then that is an expression of the fact that Lucifer from one side and Ahriman from the other are trying each to grasp something for himself, The whole left and right relationship is an expression of the fight that is being waged in man between Lucifer and Ahriman. We said that in the case of man, what lies on either side of the middle surface is, generally speaking, alike. We have, however, already seen that this is true only for the upper part of man; as we follow the form of man downwards, the similarity gradually disappears. In the case of the being of whom I spoke before, with the three outstretched limbs—Lemminkäinen, Ilmarinen and Wainämöinen—the one half is air and the other water; the two halves are totally different in kind. And even in man, when we attain to clairvoyant knowledge it becomes clear to us that there are two distinct halves. For no sooner have we suggested away the physical body and turned our attention to the etheric body, than we find that the left half grows brighter and clearer than the right half. The left half is all shining and gleaming with radiant light, and the right half is wrapped in darkness and gloom. Yes, that is actually how it is with the left-right human being. There are, however, other directions in accordance with which man takes up his position in the world of space. Expressed in the language of occultism, this means nothing else than that he is placed in still other ways into the midst of the fight between Lucifer and Ahriman. Let us go on, then, to consider how man stands in space with a forward and backward orientation, looking before and behind. Instead of observing him as a being of left and right, we will now direct our thoughts to the front and back of the human form. From this aspect also we find that man is not the being of space he appears to be. For as from left and from right Lucifer and Ahriman do battle with one another across man, and what shows in space is really only the barricades they put up one against the other, so also from behind Ahriman is fighting and from in front Lucifer. From behind Ahriman thrusts forward his activity, and from in front Lucifer thrusts forward his activity in opposition. Man stands in the middle between them. In connection, however, with the forward and backward direction in man we discover that Lucifer and Ahriman do not succeed in coming so close to one another as to leave nothing but a surface between them. We find here a somewhat different state of affairs. Ahriman comes only as far as the plane which can be drawn through the spinal column, and Lucifer as far as the plane which can be drawn through the breast bone, where the ribs end and meet. In between these two planes lies a space which separates Lucifer and Ahriman one from the other, where the effects of their working are thrown together in confusion. There they stand and fight—not at close quarters, but as though shooting at one another across the intervening space. And there stand we in the midst of the fight. Thus, in respect of the direction before and behind, man is a being that has space. In the left-right direction the fight between Lucifer and Ahriman is waged principally in the sphere of thought. Thoughts are whirled across from left and from right and meet in the surface in the middle. Cosmic thoughts and cosmic forms of thought impinge upon one another here on the human surface in the middle. In the direction before and behind, Lucifer and Ahriman do battle more in the realm of feeling. And since here the opposing forces do not approach one another so nearly, in the space that is left between them we ourselves have room to be together with our own feelings. When we have thoughts that offer opposition to one another from left and from right, then we have the feeling that these thoughts belong to the world. With our thoughts we think the objects that are in the world outside. When we make our own thoughts, then these thoughts are a mere phantasmagoria; they do not any longer belong to the world. In our feelings, on the other hand, we belong to ourselves; for there Lucifer and Ahriman do not quite meet, there we have room to be active in between them. This is the reason why in our feelings we are so essentially within ourselves. We human beings are creatures of the beings of the higher hierarchies, and they have created us in accordance with the manner of their working. We are beings of surface between left and right because the higher beings have made us so and placed us so into space. It is they, the Gods, who do not suffer Lucifer and Ahriman to come together in man. We are in this sense creatures of the good Gods. The good Gods, working out of their creative thoughts and purposes, took as it were this resolve. “A conflict is going on,” they said, “between Ahriman and Lucifer. We must set up a wall and enclose a region which they will not be able to enter, where they will not be able to carry on their strife at close quarters.” We human beings have thus been placed into the struggle between Lucifer and Ahriman as creatures of the good Gods; and the better we stand our ground in the struggle, the more truly are we creatures of the good Gods. In respect of the before and behind, there the good Gods do not allow Lucifer to enter right into us; they created a barricade in the place where the ribs meet in the breast bone. And the wonderfully constructed tower that encloses the spine and the brain is a fortification the good Gods have erected against Ahriman. Ahriman cannot pass this line; all he can do is to send his arrows of feeling across to Lucifer. There in the space between stand we ourselves, separating the two from each other. There is still a third direction in man, the direction from above downwards. Here again we have to make the discovery that the true state of affairs is not as it seems in external appearance. For from below upwards works Ahriman, and from above downwards Lucifer. Again we find that the good Gods have thrown up a barrier against Lucifer; at a certain plane in man his influence is held in check. You will find the plane by taking the skeleton and removing from it the skull. There where the skull rested on the cervical vertebrae, imagine a horizontal surface. This invisible horizontal surface is the barrier, where man can take his stand and hold up the Luciferic influence that comes from above. Lucifer can come no further, he can only shoot his arrows thence down into man. And his arrows are now arrows of will. From left to right fly arrows of thought, from front to back arrows of feeling and from above downwards as well as from below upwards, arrows of will. Here, too, we have left to us an intermediate field of action. For about in a line with the diaphragm, you have the surface that acts as a barricade against the upward pressure of Ahriman. Ahriman can reach only as far as the diaphragm with his missiles of will, he can come no further with his will, with his essential being; and in between the two planes lies our own field of action. You see how complicated the human being is! Take any one portion of the human figure—for example, the left side of the face. As a being of thought, Lucifer can fill entirely this left side of the human countenance; as a being of feeling he can also penetrate it up to a point; and as a being of will he can enter right into and through it from above. And you can go on to discover for every part of the body how Lucifer and Ahriman work in the human being of space by means of cosmic impulses of thought and feeling and will, remembering always that as beings of thought we are actually only surface beings, whilst as men of feeling we have a space between the before and the behind where we can unfold an activity of our own, and again as men of will we have a field of activity between the above and the below, between the surface we imagined drawn through the top of the cervical vertebrae and the surface of the diaphragm. You see, you have first to abstract all those parts that do not belong to man at all, before you can build up a true idea of the human form. Then, and only then, are you in a position to do this. The truth is, the whole form of man has been put together by forces working from without. It receives its distinctive character from outside itself, and we do not understand the form of man so long as we consider it merely as it appears at first sight; we only understand it when we know how it is connected with the whole cosmos of space, when we are able to see how from right and left, from above and below, from before and behind, Luciferic and Ahrimanic forces are bearing in upon man, and giving him the character of a being of space. And now, my dear friends, this is also the way in which you must approach something else that has been shaped and formed in accordance with the true cosmic working in the world. I mean our building here in Dornach. If you look at the Goetheanum [ The first building, destroyed by fire on New Year's Eve, 1922/23. ] merely in its outward appearance, you might be disposed to think that the actual building itself, the space occupied by the wood, was the most important part. That is, however, by no means the case. The most important part is what, judging by appearances, does not exist! Take any one of the forms; the essential part of that form is not the shaped and sculptured wood, but is where there is nothing—where the air bounds the wood. The way to obtain the true and real Goetheanum would be to take an immense mound of wax and make a model of the inside of the building, and then study this model or impression. What you go into when you enter the building, what you stand within and cannot see but can only feel—that is the thing that matters. I said once on a former occasion that our building is built on the principle of a “Gugelhopf” [ A shaped cake made in Vienna. Note by Translator. ] cake mould. Imagine you have a tin mould and you bake your cake in it. Which is the more important—the mould or the cake? Obviously the cake. What matters is that the cake should receive the proper “Gugelhopf” shape. As far as the mould is concerned, all that matters is that the mixture, when it is poured into the mould and baked, should turn into a cake of the desired form. Similarly, in our building it is not the surrounding walls that are of importance, it is what is enclosed within the surrounding walls. And within the walls will be the feelings and thoughts of the people who are in the building. These will develop aright if those who are in the building turn their eyes to its boundary, feel the forms and then fill these forms with forms of thought. What is inside the building will be like the cake, and what we build is the mould that holds and shapes the cake. And the mould has to be of such a kind that it leads to the development of right thoughts and right feelings. This is the principle underlying the new art in contradistinction to the art of olden times. In the art of olden times the essential thing was what is outside in space; but in the new art something else is of account. What is outside is no more than the mould, and the essential thing cannot really be created by the artist at all, it is what is within. Nor is this true only of plastic forms. It is equally true of painting. The important thing is, not what is painted, but the experience in feeling to which the painting gives rise. Painting too is no more than a cake mould! The truth is, my dear friends, we have here touched the very heart and core of the moment in evolution in which we stand. This is the step in evolution that has now to be taken, the step forgive the trivial comparison—from the cake mould to the cake. The cake is in this case the Spiritual; to enter into the world of the Spirit—that is the direction in which all our endeavor must now be set. If we fail to recognize this fact, we shall never be able to appraise correctly what we are trying to do here in art. For if we look at this art from the standpoint of the old, we can very easily exclaim: “But I see nothing beautiful in it!” We mean, I see no beautiful cake mould—never suspecting that the mould is not what matters at all, but the cake that is to be inside it. When we once understand this principle in art, my dear friends, we shall be very near understanding the whole meaning and significance of the step forward in spiritual evolution which is to be made through Spiritual Science. Through Spiritual Science man must learn to work his way out of the “Gugelhopf” mould into the “Gugelhopf” itself. He must, for example, get free of the superstition that the origin of thought lies in the brain processes, when as a matter of fact in the processes that go on in the brain cosmic processes are at work and conflicts are being waged between Lucifer and Ahriman. Man must learn to see that the thoughts and feelings of the human soul are tracks graven into the twistings and turnings of these conflicts and have nothing to do with the material processes—in other words, with the Luciferic and Ahrimanic processes. Let me draw another comparison. Suppose we were to go into a beautiful garden—beautiful particularly in the whole arrangement and lay-out of the flower beds—and we wanted to pronounce an opinion on this beautiful garden. And suppose we were able to look down a hole in the earth and spied there a little underground imp who said to us: “I will tell you how it is that here are roses and over there are violets, and why you find a bush in one place and flowers in another. For I creep about all the time under the surface, and I can see the earth and the soil which has caused all these flowers—violets, roses and the rest—to spring up.” We could answer: “Yes, you describe these processes very nicely; all that you tell me is quite true and must necessarily happen. But for the garden to come into existence as I see it, something else is required—gardeners must have been at work there. They work, however, in a region which you have never seen and about which you have never troubled your head at all.” In like manner, we must learn to say to the anatomist and physiologist: “I find your activity when I look down through a hole in the earth. Down there you are creeping about and discovering processes which certainly have to take place, but which have nothing at all to do with what takes place in the soul and spirit above ground. And you will only be able to interpret correctly what takes place down below, when you study the relationships that hold sway between the Luciferic and Ahrimanic worlds and those other hierarchies who bring Lucifer and Ahriman into balance.” Here we must refer to another fact in human evolution, that has hitherto only had influence in man's conception of the Ego, but that we shall learn to know in a much fuller and wider way through Spiritual Science. A time will come in the future when men will say: “We are told in the Bible of the breath of Jehovah which was breathed into man. But into what part of man was the breath breathed?” If you recall all that I have said in this lecture, you will be able to see that the region into which the breath was breathed is the intervening region that is in between the onsets from before and behind and from above and below—there, in the middle, where Jehovah created man, as it were in the form of a cube. There it was that he so filled man with His own being, with His own magic breath, that the influence of this magic breath was able to extend into the regions in the rest of man that belong to Lucifer and Ahriman. Here in the midst, bounded above and below and before and behind, is an intervening space where the breath of Jehovah enters directly into the spatial human being. What I have been giving you in this lecture is spoken in respect of the human being of physical space. As you see, even here we can widen our outlook and learn to behold man as he stands within the cosmos. But there are also moral and spiritual aspects of what is apparently external and spatial. And in these aspects too, where the workings of the human soul are concerned—if not in so striking a way as in the case of spatial man, yet here too, what meets us at first is found to be no reality, but only a phantasmagoria. In morality, in logic and in all the activity of the soul, Lucifer and Ahriman are working one upon the other, and man stands at the boundary between them. Of this most important and significant chapter in the understanding of the human being we will speak tomorrow. |